Activist 13D/13G Filings - Imperial Capital Asset Management LLC

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Reported
DateTime		TypeCompany
Symbol		Filed By
Symbol		Shares Owned
% Owned		Shares Vs. Prev ReportFiling
2024-10-29
6:50 pm
Purchase		13DGREAT ELM GROUP INC NT 7.25% N
GEGGL		Imperial Capital Asset Management LLC7,372,765
24.700%		604,617increase
(+8.93%)		View
2024-08-15
8:01 pm
Sale		13GGREAT ELM CAP CORP NT 008.125%
GECCH		Imperial Capital Asset Management LLC513,535
4.900%		-198,091decrease
(-27.84%)		View
2024-02-14
4:18 pm
Sale		13GGREAT ELM CAP CORP NT 008.125%
GECCH		Imperial Capital Asset Management LLC711,626
9.400%		-31,604decrease
(-4.25%)		View
2023-06-20
07:12 am
Sale		13DGREAT ELM GROUP INC NT 7.25% N
GEGGL		Imperial Capital Asset Management LLC6,768,148
22.100%		-2,121,348decrease
(-23.86%)		View
2023-06-07
4:27 pm
Purchase		13DGREAT ELM GROUP INC NT 7.25% N
GEGGL		Imperial Capital Asset Management LLC8,889,496
27.100%		320,598increase
(+3.74%)		View
2023-05-15
4:17 pm
Purchase		13DGREAT ELM GROUP INC NT 7.25% N
GEGGL		Imperial Capital Asset Management LLC8,568,898
26.200%		8,568,898increase
(New Position)		View
2023-02-17
09:47 am
Sale		13GGREAT ELM CAP CORP NT 008.125%
GECCH		Imperial Capital Asset Management LLC743,230
9.800%		-1,250,518decrease
(-62.72%)		View
2022-02-14
5:07 pm
Sale		13GGREAT ELM CAP CORP NT 008.125%
GECCH		Imperial Capital Asset Management LLC1,993,748
7.200%		-176,367decrease
(-8.13%)		View
2021-02-16
5:04 pm
Purchase		13GGREAT ELM CAP CORP NT 008.125%
GECCH		Imperial Capital Asset Management LLC2,170,115
9.900%		40,115increase
(+1.88%)		View
2020-10-13
10:56 am
Purchase		13GGREAT ELM CAP CORP NT 008.125%
GECCH		Imperial Capital Asset Management LLC2,130,000
9.900%		2,130,000increase
(New Position)		View