LPL Financial LLC 13D and 13G filings for First Trust Senior Floating Rate Income Fund II:
- Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
- Shares have been adjusted for stock splits.
| Reported DateTime | Transaction Date | Type | Company Symbol | Filed By Symbol | Shares Owned % Owned | Shares Vs. Prev Report | View |
| 2024-11-06 3:45 pm Sale | 2024-09-30 | 13G | First Trust Senior Floating Rate Income Fund II FCT | LPL Financial LLC | 896,576 3.500% | -468,259 (-34.31%) | Filing |
| 2024-02-09 4:12 pm Sale | 2023-12-31 | 13G | First Trust Senior Floating Rate Income Fund II FCT | LPL Financial LLC | 1,364,835 5.300% | -633,404 (-31.70%) | Filing |
| 2023-01-17 1:22 pm Purchase | 2022-12-31 | 13G | First Trust Senior Floating Rate Income Fund II FCT | LPL Financial LLC | 1,998,239 7.700% | 469,590 (+30.72%) | Filing |
| 2022-02-14 2:12 pm Purchase | 2021-12-31 | 13G | First Trust Senior Floating Rate Income Fund II FCT | LPL Financial LLC | 1,528,649 5.900% | 1,528,649 (New Position) | Filing |