13D/13G Filings - LPL Financial LLC

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Reported
DateTime
Transaction
Date
TypeCompany
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev ReportView
2024-11-06
3:58 pm
Purchase
2024-09-3013GFirst Trust Specialty Finance and Financial Opportunities Fund
FGB
LPL Financial LLC1,077,057
7.500%
292,968increase
(+37.36%)
Filing
History
2024-11-06
3:45 pm
Sale
2024-09-3013GFirst Trust Senior Floating Rate Income Fund II
FCT
LPL Financial LLC896,576
3.500%
-468,259decrease
(-34.31%)
Filing
History
2024-02-09
4:22 pm
Sale
2023-12-3113GNuveen Floating Rate Income Fund
JFR
LPL Financial LLC2,788,756
2.100%
-399,747decrease
(-12.54%)
Filing
History
2024-02-09
4:19 pm
Sale
2023-12-3113GFirst Trust Specialty Finance and Financial Opportunities Fund
FGB
LPL Financial LLC784,089
5.500%
-105,242decrease
(-11.83%)
Filing
History
2024-02-09
4:16 pm
Sale
2023-12-3113GFirst Trust/Abrdn Global Opportunity Income Fund
FAM
LPL Financial LLC0
0.000%
-598,513decrease
(Position Closed)
Filing
History
2024-02-09
4:12 pm
Sale
2023-12-3113GFirst Trust Senior Floating Rate Income Fund II
FCT
LPL Financial LLC1,364,835
5.300%
-633,404decrease
(-31.70%)
Filing
History
2024-02-09
4:09 pm
Sale
2023-12-3113GMacquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
LPL Financial LLC364,075
4.300%
-92,416decrease
(-20.24%)
Filing
History
2024-02-09
4:06 pm
Sale
2023-12-3113GDestra Multi-Alternative Fund
DMA
LPL Financial LLC330,344
3.700%
-1,050,210decrease
(-76.07%)
Filing
History
2023-02-03
5:01 pm
Purchase
2022-12-3113GMacquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
LPL Financial LLC456,491
5.300%
456,491increase
(New Position)
Filing
History
2023-02-03
4:54 pm
Purchase
2022-12-3113GFirst Trust/Abrdn Global Opportunity Income Fund
FAM
LPL Financial LLC598,513
5.900%
598,513increase
(New Position)
Filing
History
2023-02-03
4:16 pm
Purchase
2022-12-3113GFirst Trust Specialty Finance and Financial Opportunities Fund
FGB
LPL Financial LLC889,331
6.200%
889,331increase
(New Position)
Filing
History
2023-01-17
1:22 pm
Purchase
2022-12-3113GFirst Trust Senior Floating Rate Income Fund II
FCT
LPL Financial LLC1,998,239
7.700%
469,590increase
(+30.72%)
Filing
History
2023-01-17
11:46 am
Purchase
2022-12-3113GDestra Multi-Alternative Fund
DMA
LPL Financial LLC1,380,554
15.400%
399,362increase
(+40.70%)
Filing
History
2023-01-17
11:35 am
Purchase
2022-12-3113GNuveen Floating Rate Income Fund
JFR
LPL Financial LLC3,188,503
5.600%
314,799increase
(+10.95%)
Filing
History
2022-10-06
12:47 pm
Purchase
2022-09-3013GDestra Multi-Alternative Fund
DMA
LPL Financial LLC981,192
10.900%
981,192increase
(New Position)
Filing
History
2022-02-14
2:19 pm
Purchase
2021-12-3113GNuveen Floating Rate Income Fund
JFR
LPL Financial LLC2,873,704
5.100%
2,873,704increase
(New Position)
Filing
History
2022-02-14
2:12 pm
Purchase
2021-12-3113GFirst Trust Senior Floating Rate Income Fund II
FCT
LPL Financial LLC1,528,649
5.900%
1,528,649increase
(New Position)
Filing
History