LPL Financial LLC 13D and 13G filings for Nuveen Floating Rate Income Fund:
- Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
- Shares have been adjusted for stock splits.
| Reported DateTime | Transaction Date | Type | Company Symbol | Filed By Symbol | Shares Owned % Owned | Shares Vs. Prev Report | View |
| 2024-02-09 4:22 pm Sale | 2023-12-31 | 13G | Nuveen Floating Rate Income Fund JFR | LPL Financial LLC | 2,788,756 2.100% | -399,747 (-12.54%) | Filing |
| 2023-01-17 11:35 am Purchase | 2022-12-31 | 13G | Nuveen Floating Rate Income Fund JFR | LPL Financial LLC | 3,188,503 5.600% | 314,799 (+10.95%) | Filing |
| 2022-02-14 2:19 pm Purchase | 2021-12-31 | 13G | Nuveen Floating Rate Income Fund JFR | LPL Financial LLC | 2,873,704 5.100% | 2,873,704 (New Position) | Filing |