RIVERNORTH CAPITAL MANAGEMENT, LLC 13D and 13G filings for Total Return Securities, Inc.:
- Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
- Shares have been adjusted for stock splits.
| Reported DateTime | Transaction Date | Type | Company Symbol | Filed By Symbol | Shares Owned % Owned | Shares Vs. Prev Report | View |
| 2025-11-14 2:48 pm Sale | 2025-09-30 | 13G | Total Return Securities, Inc. SWZ | RIVERNORTH CAPITAL MANAGEMENT, LLC | 378,637 2.910% | -291,309 (-43.48%) | Filing |
| 2025-08-14 2:41 pm Purchase | 2025-06-30 | 13G | Total Return Securities, Inc. SWZ | RIVERNORTH CAPITAL MANAGEMENT, LLC | 669,946 5.160% | 669,946 (New Position) | Filing |