Activist 13D/13G Filings - SWISS HELVETIA FUND INC. (SWZ)

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Reported
DateTime
TypeCompany
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev ReportFiling
2024-02-14
5:24 pm
Sale
13GSWISS HELVETIA FUND INC
SWZ
LAZARD ASSET MANAGEMENT LLC789,546
6.080%
-14,671decrease
(-1.82%)
View
2024-01-12
07:28 am
Purchase
13GSWISS HELVETIA FUND INC
SWZ
Allspring Global Investments Holdings LLC2,090,825
16.090%
712,883increase
(+51.74%)
View
2023-03-08
3:19 pm
Purchase
13GSWISS HELVETIA FUND INC
SWZ
LAZARD ASSET MANAGEMENT LLC804,217
6.100%
1,267increase
(+0.16%)
View
2023-01-13
09:01 am
Purchase
13GSWISS HELVETIA FUND INC
SWZ
Allspring Global Investments Holdings LLC1,377,942
10.440%
35,673increase
(+2.66%)
View
2022-12-07
10:42 am
Purchase
13GSWISS HELVETIA FUND INC
SWZ
Allspring Global Investments Holdings LLC1,342,269
10.170%
174,965increase
(+14.99%)
View
2022-08-10
4:27 pm
Sale
13GSWISS HELVETIA FUND INC
SWZ
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD638,993
4.800%
-82,400decrease
(-11.42%)
View
2022-02-11
4:14 pm
Purchase
13GSWISS HELVETIA FUND INC
SWZ
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD721,393
5.500%
33,384increase
(+4.85%)
View
2022-02-10
5:36 pm
Sale
13GSWISS HELVETIA FUND INC
SWZ
LAZARD ASSET MANAGEMENT LLC802,950
6.050%
-38,233decrease
(-4.55%)
View
2022-01-19
09:05 am
Purchase
13GSWISS HELVETIA FUND INC
SWZ
Allspring Global Investments Holdings LLC1,167,304
8.840%
1,167,304increase
(New Position)
View
2021-12-08
4:56 pm
Sale
13GSWISS HELVETIA FUND INC
SWZ
WELLS FARGO & COMPANY
WFC
106,708
0.800%
-1,067,614decrease
(-90.91%)
View
2021-02-16
3:37 pm
Sale
13GSWISS HELVETIA FUND INC
SWZ
RIVERNORTH CAPITAL MANAGEMENT LLC0
0.000%
-881,134decrease
(Position Closed)
View
2021-02-12
4:06 pm
Purchase
13GSWISS HELVETIA FUND INC
SWZ
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD688,009
5.200%
688,009increase
(New Position)
View
2021-02-12
3:47 pm
Unchanged
13GSWISS HELVETIA FUND INC
SWZ
WELLS FARGO & COMPANY
WFC
1,174,322
8.890%
0
(Unchanged)
View
2021-02-12
09:52 am
Purchase
13GSWISS HELVETIA FUND INC
SWZ
WELLS FARGO & COMPANY
WFC
1,174,322
8.890%
452,341increase
(+62.65%)
View
2021-02-09
10:51 am
Purchase
13GSWISS HELVETIA FUND INC
SWZ
LAZARD ASSET MANAGEMENT LLC841,183
6.340%
690,346increase
(+457.68%)
View
2020-02-13
4:27 pm
Purchase
13GSWISS HELVETIA FUND INC
SWZ
RIVERNORTH CAPITAL MANAGEMENT LLC881,134
6.640%
881,134increase
(New Position)
View
2020-02-04
1:57 pm
Purchase
13GSWISS HELVETIA FUND INC
SWZ
WELLS FARGO & COMPANY
WFC
721,981
5.440%
135,382increase
(+23.08%)
View