Newtyn Management LLC 13D/13G Filings for PFENEX INC (PFNX)

Newtyn Management LLC 13D and 13G filings for PFENEX INC:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Shares have been adjusted for stock splits.
Time period
Reported
DateTime		Transaction
Date		TypeCompany
Symbol		Filed By
Symbol		Shares Owned
% Owned		Shares Vs. Prev ReportView
2020-10-02
4:40 pm
Sale		2020-09-3013GPFENEX INC
PFNX		Newtyn Management LLC650,000
1.900%		-3,200,000decrease
(-83.12%)		Filing
2020-10-02
4:29 pm
Purchase		2020-09-2913GPFENEX INC
PFNX		Newtyn Management LLC3,850,000
11.200%		850,000increase
(+28.33%)		Filing
2020-10-02
4:26 pm
Purchase		2020-09-2513GPFENEX INC
PFNX		Newtyn Management LLC3,000,000
8.800%		3,000,000increase
(New Position)		Filing