Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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SCHEDULE 13G/A
CUSIP No: 870875101
1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) o (b) x
3) SEC USE ONLY
4) CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
5) SOLE VOTING POWER: 783,055
6) SHARED VOTING POWER: -
7) SOLE DISPOSITIVE POWER: 789,546
8) SHARED DISPOSITIVE POWER: -
9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 789,546
10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES o
11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 6.08%
12) TYPE OF REPORTING PERSON: IA
Item 1(a). Name of Issuer:
SWISS HELVETIA FUND, INC.
Item 1(b). Address of Issuer's Principal Executive Offices:
C/O U.S. BANK GLOBAL FUND SERVICES
615 EAST MICHIGAN STREET
MILWAUKEE, WISCONSIN 53202
Item 2(a): Name of Person Filing: Lazard Asset Management LLC
Item 2(b): Address of Principal Business Office or, if None, Residence:
30 Rockefeller Plaza
New York, New York 10112
Item 2(c): Citizenship: Delaware Limited Liability Company
Item 2(d): Title of Class of Securities: Equity
Item 2(e): CUSIP Number: 870875101
Item 3: If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a:
o (a) Broker or Dealer Registered Under Section 15 of the Act
x (b) Adviser registered under section 203 of the Investment Advisers Act of 1940
Item 4: Ownership.
- Amount beneficially owned: 789,546
- Percent of class: 6.08%
- Number of shares as to which such person has:
- Sole power to vote or to direct the vote: 783,055
- Shared power to vote or to direct the vote: -
- Sole power to dispose or to direct the disposition of: 789,546
- Shared power to dispose or to direct the disposition of: -
Item 5: Ownership of Five Percent or Less of a Class: Not applicable
Item 6: Ownership of More than Five Percent on Behalf of Another Person: Not applicable
Item 7: Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not applicable
Item 8: Identification and Classification of Members of the Group: Not applicable
Item 9: Notice of Dissolution of Group: Not applicable
Item 10: Certification.
SIGNATURE
Date: February 14, 2024
_________________________
Nargis Hilal
Chief Compliance Officer and Counsel