List of insiders holdings for TOMPKINS FINANCIAL CORP:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
SPAIN MICHAEL H Director | 2024-01-31 11:47:37 | 143,565 42,050 | 185,615 | Form 4 |
SPAIN JR WILLIAM D Director | 2015-01-28 11:10:53 | 64,595 67,340 | 131,935 | Form 5 |
ROMAINE STEPHEN S President & CEO | 2024-05-22 12:37:35 | 65,062 16,066 | 81,127 | Form 4 |
ALEXANDER JOHN E Director | 2024-05-15 08:06:20 | 79,837 676.55 | 80,513 | Form 4 |
FULMER JAMES W Director | 2024-05-15 10:29:51 | 39,393 36,156 | 75,549 | Form 4 |
STEWART DONALD S Senior Trust Officer (TTC) | 2008-02-14 14:56:40 | 57,482 13,996 | 71,478 | Form 5 |
Achzet Russell K Director | 2010-02-11 15:51:46 | 0 62,795 | 62,795 | Form 5 |
HARDIE JAMES R Director | 2015-05-11 10:59:09 | 59,000 780.27 | 59,780 | Form 4 |
UPDIKE LAWRENCE A EVP, Retired 12/31/07 | 2008-02-07 13:45:44 | 42,965 9,004 | 51,969 | Form 4 |
HARTZ GREGORY J EVP, Pres.&CEO Tompkins Trust | 2023-07-10 11:41:55 | 25,806 9,305 | 35,111 | Form 4 |
YUNKER CRAIG Director | 2023-05-11 16:27:02 | 31,826 0 | 31,826 | Form 4 |
FETSKO FRANCIS M EVP, COO, CFO & Treasurer | 2023-10-03 09:04:10 | 18,231 10,635 | 28,866 | Form 4 |
BOYCE DAVID S EVP, Pres. & CEO Tompkins Ins. | 2024-08-05 12:47:37 | 24,270 4,425 | 28,695 | Form 4 |
KLEIN GERALD J JR EVP Pres&CEO Mahopac Bank | 2021-11-08 16:19:53 | 25,296 0 | 25,296 | Form 4 |
GARNER STEPHEN E Pres & CEO Tompkins Trust Co | 2006-02-28 15:27:41 | 21,804 0 | 21,804 | Form 4 |
GRUBER SCOTT L EVP, Pres & CEO, VIST Bank | 2021-11-23 15:01:31 | 14,651 5,313 | 19,965 | Form 4 |
MILEWSKI FRANK C Director | 2023-05-11 13:46:42 | 19,355 0 | 19,355 | Form 4 |
VALENTI SUSAN M. EVP, Corporate Marketing | 2024-08-05 15:50:38 | 16,038 2,877 | 18,916 | Form 4 |
BATTAGLIA PAUL J. Director | 2024-05-15 07:56:52 | 12,963 5,192 | 18,155 | Form 4 |
McKenna John M EVP, Pres. Tompkins Comm. Bank | 2024-08-13 09:10:27 | 14,255 2,191 | 16,446 | Form 4 |
PERRY JOSEPH H Former SVP (resigned 6/11/04) | 2005-02-14 11:00:19 | 15,939 8 | 15,947 | Form 5 |
WEBER ALFRED J Director | 2024-10-08 16:14:05 | 14,690 0 | 14,690 | Form 4 |
Tegan Jennifer R Director | 2024-10-04 16:28:32 | 14,316 0 | 14,316 | Form 4 |
MCClurg John D Director | 2024-08-29 16:57:32 | 12,834 356.72 | 13,191 | Form 4 |
Henry Susan A Director | 2019-01-15 16:24:54 | 12,773 0 | 12,773 | Form 4 |
SALM THOMAS R Director | 2012-02-14 15:31:47 | 10,805 1,268 | 12,073 | Form 5 |
SHAY MICHAEL D Director | 2009-02-12 08:55:34 | 8,762 2,635 | 11,397 | Form 5 |
BANTLE ROBERT B Exec. Vice President | 2012-11-09 14:03:40 | 5,935 5,283 | 11,218 | Form 4 |
Rochon Thomas R. Director | 2024-10-07 11:09:18 | 10,441 15.63 | 10,456 | Form 4 |
DAVIS ROBERT D EVP, Pres & CEO, VIST Bank | 2014-01-27 11:45:46 | 9,061 245 | 9,306 | Form 5 |
Fessenden Daniel J. Director | 2024-10-04 10:36:57 | 9,222 0 | 9,222 | Form 4 |
Fontaine Alyssa H EVP, General Counsel & CRO | 2023-11-14 16:22:44 | 8,340 771.57 | 9,111 | Form 4 |
Rahilly Ita M Director | 2024-02-21 08:36:26 | 8,454 0 | 8,454 | Form 4 |
Catarisano Nancy E. Director | 2024-10-04 13:35:21 | 7,985 0 | 7,985 | Form 4 |
Howard Brian A EVP, Pres. Tompkins Fin. Adv. | 2023-11-15 12:45:16 | 4,440 3,474 | 7,913 | Form 4 |
Rooney Kathleen M EVP, Retired 3/31/2012 | 2012-06-26 13:24:15 | 7,833 0 | 7,833 | Form 4 |
MAGLIONE JOYCE P SVP, Personnel | 2005-08-01 16:41:25 | 7,738 0 | 7,738 | Form 4 |
Kershaw David SVP, PAO | 2024-10-29 08:58:55 | 3,921 3,804 | 7,725 | Form 4 |
ROGERS THOMAS J EVP, Pres.&CEO AM&M Financial | 2011-02-08 13:34:08 | 7,260 0 | 7,260 | Form 4 |
Torcello Diane D EVP & President, Tompkins WNY | 2024-11-04 13:40:03 | 5,508 1,689 | 7,198 | Form 4 |
DeMilia David M EVP, Pres of TCB Hudson Valley | 2024-01-30 14:13:10 | 5,134 2,002 | 7,136 | Form 5 |
HAYNES CARL E Director | 2017-04-11 11:07:53 | 7,096 0 | 7,096 | Form 4 |
HOWELL BONNIE H Director | 2007-02-13 14:11:05 | 4,737 2,251 | 6,988 | Form 5 |
Lindberg Bonita N SVP, Human Resource Director | 2024-05-06 18:04:22 | 5,607 649.92 | 6,257 | Form 4 |
PAGE RICHARD W. Resigned 8/17/2012 | 2012-09-05 15:53:38 | 4,458 1,353 | 5,811 | Form 4 |
HYLAND ROSEMARY G. EVP, Human Resources | 2016-01-29 12:35:16 | 4,313 1,455 | 5,768 | Form 4 |
HOOKS EDWARD C Former Director Director | 2004-02-13 16:28:17 | 4,081 1,522 | 5,603 | Form 5 |
RAWLINGS HUNTER R III Director | 2010-02-11 15:56:12 | 1,015 4,551 | 5,566 | Form 5 |
Lee Angela B Director | 2024-10-03 14:54:34 | 5,528 0 | 5,528 | Form 4 |
Johnson Patricia A Director | 2024-10-07 11:06:42 | 4,210 0 | 4,210 | Form 4 |
Kunkel Ginger G President TCB Pennsylvania | 2023-11-14 12:28:04 | 3,757 0 | 3,757 | Form 4 |
Guarino Charles J SVP Chief Bank Operations Off. | 2023-11-14 10:30:50 | 2,704 974.93 | 3,679 | Form 4 |
PARKER SANDRA A. Director | 2017-02-06 13:03:07 | 2,830 0 | 2,830 | Form 5 |
Anderson Johanna B Officer: EVP, Pres., TCB CNY | 2023-11-14 09:15:36 | 2,540 0 | 2,540 | Form 4 |
Harrison Elizabeth W Director | 2010-09-02 11:14:54 | 271.6 1,819 | 2,090 | Form 4 |
Mastin Stacie M SVP, Director of HR | 2024-08-28 14:14:30 | 1,041 897.45 | 1,939 | Form 4 |
Tomazin Matthew D EVP, CFO & Treasurer | 2023-11-14 09:54:48 | 1,186 723.03 | 1,909 | Form 4 |
Angelis Stephen M Pres. Tomp. Finan. Advisors | 2015-11-10 13:34:05 | 1,500 0 | 1,500 | Form 4 |
Cribbs Steven W SVP & Chief Risk Officer | 2022-02-09 15:58:12 | 382 129.64 | 511.64 | Form 4 |
Taylor Eric W EVP, President TFA | 2024-08-02 14:38:27 | 495 0 | 495 | Form 4 |
Coletti Janet M. Director | 2024-10-04 13:39:14 | 270.88 0 | 270.88 | Form 4 |
GATES REEDER D Director | 2015-01-30 12:52:47 | 0 0 | 0 | Form 5 |
BYRNES JAMES J Director | 2015-01-28 09:37:36 | 0 0 | 0 | Form 5 |
DOLGE RICHARD M SVPMarketing Tompkins Trust Co | 2006-02-02 16:10:28 | 0 0 | 0 | Form 4/A |
GRISWOLD WILLIAM W Director | 2006-11-02 11:14:04 | 0 0 | 0 | Form 4 |