List of insiders holdings for SRH Total Return Fund Inc.:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
| MASSACHUSETTS MUTUAL LIFE INSURANCE CO 10% Owner | 2020-11-06 10:58:37 | 77,500,000 0 | 77,500,000 | Form 3 |
| SUSAN L CICIORA TRUST 10% Owner | 2020-11-24 14:37:55 | 45,344,694 0 | 45,344,694 | Form 13D |
| SUSAN L CICIORA TRUST HOREJSI STEWART R 10% Owner | 2020-11-24 14:37:55 | 45,344,694 0 | 45,344,694 | Form 13D |
| EVERGREEN ATLANTIC LLC HOREJSI STEWART R SUSAN L CICIORA TRUST STEWART WEST INDIES TRUST 10% Owner | 2020-11-24 14:37:55 | 45,344,694 0 | 45,344,694 | Form 13D |
| Sun Life Assurance Co of Canada SUN LIFE FINANCIAL INC 10% Owner | 2021-02-16 14:52:14 | 35,000,000 0 | 35,000,000 | Form 13G |
| GUARDIAN LIFE INSURANCE CO OF AMERICA 10% Owner | 2020-11-13 10:18:30 | 31,000,000 0 | 31,000,000 | Form 3 |
| STEWART WEST INDIES TRUST 10% Owner | 2020-11-03 16:15:05 | 16,900,168 0 | 16,900,168 | Form 4 |
| STEWART WEST INDIES TRADING CO. LTD 10% Owner | 2020-02-24 18:05:57 | 8,625,682 0 | 8,625,682 | Form 4 |
| AMANDA N. CICIORA TRUST 10% Owner | 2020-06-22 13:20:39 | 1,150,096 0 | 1,150,096 | Form 4/A |
| JACK S. CICIORA TRUST 10% Owner | 2020-06-22 13:06:41 | 1,150,096 0 | 1,150,096 | Form 4/A |
| COURTNEY M. CICIORA TRUST 10% Owner | 2020-06-22 13:33:21 | 1,150,096 0 | 1,150,096 | Form 4/A |
| JOHN X. CICIORA TRUST 10% Owner | 2020-06-22 12:48:32 | 967,009 0 | 967,009 | Form 4/A |
| John S. Horejsi Trust 10% Owner | 2020-06-22 12:27:42 | 677,847 0 | 677,847 | Form 4/A |
| LOONEY JOEL W President | 2023-12-11 17:29:14 | 75,454 0 | 75,454 | Form 5 |
| BARR RICHARD I Director | 2015-05-05 12:35:44 | 50,382 0 | 50,382 | Form 4/A |
| CICIORA SUSAN L 10% Owner | 2015-05-05 17:49:49 | 39,560 0 | 39,560 | Form 4/A |
| CICIORA SUSAN L CICIORA JOHN X Director | 2008-06-24 12:55:54 | 20,000 0 | 20,000 | Form 4 |
| JACOBSON DEAN Director | 2015-05-05 13:15:40 | 15,191 0 | 15,191 | Form 4/A |
| Causier Dennis Director | 2006-05-18 12:15:41 | 7,500 0 | 7,500 | Form 4 |
| NORGAARD STEVEN K Director | 2017-08-25 17:08:20 | 5,809 0 | 5,809 | Form 4 |
| ALDRIDGE ALFRED G Director | 2003-07-09 17:14:46 | 3,100 1000 | 4,100 | Form 4 |
| Moore Thomas Jack Director | 2024-05-08 17:31:31 | 2,960 0 | 2,960 | Form 4/A |
| BANK OF AMERICA CORP Blue Ridge Investments L.L.C. 10% Owner | 2013-04-24 14:50:47 | 0 857 | 857 | Form 4 |
| MERRILL LYNCH & CO. INC. MERRILL LYNCH PIERCE FENNER & SMITH INC. 10% Owner | 2009-01-12 11:06:01 | 321 0 | 321 | Form 13G |
| STEWART R. HOREJSI TRUST NO. 2 10% Owner | 2020-11-03 15:12:28 | 0 0 | 0 | Form 4 |
| LBT 2019 Trust 10% Owner | 2020-06-16 17:49:05 | 0 0 | 0 | Form 4 |
| MILLER STEPHEN C Former Director and CLO Director | 2021-10-14 15:07:46 | 0 0 | 0 | Form 4 |
| ERNEST HOREJSI TRUST NO 1B 10% Owner | 2020-11-03 15:28:35 | 0 0 | 0 | Form 4 |
| LOLA BROWN TRUST 1B 10% Owner | 2020-11-03 14:53:25 | 0 0 | 0 | Form 4 |
| MILDRED B. HOREJSI TRUST 10% Owner | 2020-11-03 12:38:07 | 0 0 | 0 | Form 4 |
| COOPER ELLEN O 10% Owner | 2019-01-08 17:23:02 | 0 0 | 0 | Form 4 |
| Moore Christopher Secretary, CCO | 2021-11-29 14:52:09 | 0 0 | 0 | Form 3 |
| Vickery Jonathan Albro Officer of Advisor | 2021-11-29 15:17:44 | 0 0 | 0 | Form 3 |
| Paralel Advisors Investment Adviser | 2021-11-29 15:23:04 | 0 0 | 0 | Form 3 |
| Kerschen Jill Treasurer | 2021-11-29 15:10:00 | 0 0 | 0 | Form 3 |
| MAY JEREMY O Officer of Adviser | 2021-11-30 20:10:37 | 0 0 | 0 | Form 3 |
| Quinlan Shane Kevin Director | 2024-08-12 14:22:03 | 0 0 | 0 | Form 3 |
| ALPS HOLDINGS INC Affiliate of Adviser | 2018-06-01 12:29:26 | 0 0 | 0 | Form 3 |
| Horejsi John Director | 2004-07-20 11:33:53 | 0 0 | 0 | Form 3 |
| JOHNS CARL D Vice President and Treasurer | 2011-02-03 17:55:51 | 0 0 | 0 | Form 4 |
| Terwilliger Joel Chief Compliance Officer | 2011-02-07 13:27:18 | 0 0 | 0 | Form 4 |
| WELSH JENNIFER T Chief Compliance Officer | 2012-11-08 17:54:42 | 0 0 | 0 | Form 4 |
| Foss Lucas D Chief Compliance Officer | 2015-07-16 15:01:30 | 0 0 | 0 | Form 4 |
| Uhl Theodore Chief Compliance Officer | 2015-08-03 18:50:17 | 0 0 | 0 | Form 3 |
| ALPS ADVISORS INC Investment Adviser | 2018-06-01 12:20:56 | 0 0 | 0 | Form 3 |
| Swenson Bradley J Officer of Investment Adviser | 2018-06-01 11:47:30 | 0 0 | 0 | Form 3 |
| Nelson Erin Douglas Officer of Investment Adviser | 2018-06-01 12:04:55 | 0 0 | 0 | Form 3 |
| PARMENTIER WILLIAM R JR Officer of Investment Adviser | 2018-06-01 11:55:04 | 0 0 | 0 | Form 3 |
| BURKE EDMUND J Officer of Investment Adviser | 2018-06-01 11:34:38 | 0 0 | 0 | Form 3 |
| Duran Troy Anthony Officer of Investment Adviser | 2018-06-01 12:09:09 | 0 0 | 0 | Form 3 |
| Owen Cara Secretary | 2020-06-08 12:23:01 | 0 0 | 0 | Form 3 |
| Burns Kathryn Treasurer | 2018-06-04 13:42:53 | 0 0 | 0 | Form 3 |
| Johanson Ryan Asst. Treasurer | 2018-06-04 13:54:06 | 0 0 | 0 | Form 3 |
| KELLEY STEPHANIE J Secretary | 2018-06-05 12:52:02 | 0 0 | 0 | Form 4 |
| MURPHEY NICOLE L Treasurer, V.P. & CFO | 2018-06-05 12:41:01 | 0 0 | 0 | Form 4 |
| FISCHER BRENDON J Portfolio Manager | 2018-06-05 12:33:08 | 0 0 | 0 | Form 4 |
| Noyes Richard Craig Officer of Investment Adviser | 2018-06-07 10:00:41 | 0 0 | 0 | Form 3 |
| DST SYSTEMS INC Affiliate of Inv Adviser | 2018-06-08 15:53:10 | 0 0 | 0 | Form 3 |
| SS&C Technologies Holdings Inc Affiliate of Inv Adviser | 2018-06-08 15:39:54 | 0 0 | 0 | Form 3 |
| Sleightholme Michael Officer of Investment Advisor | 2019-06-19 13:48:04 | 0 0 | 0 | Form 3 |
| Sutula Matthew Officer of Investment Advisor | 2019-09-10 14:07:24 | 0 0 | 0 | Form 3 |
| Spahr Laton President of the Adviser | 2019-11-05 10:52:37 | 0 0 | 0 | Form 3 |