SRH Total Return Fund Inc. (STEW) - Insider Holders & Insider Ownership

List of insiders holdings for SRH Total Return Fund Inc.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1MASSACHUSETTS MUTUAL LIFE INSURANCE CO
10% Owner
2020-11-06 10:58:3777,500,000
0
77,500,000Form 3
2SUSAN L CICIORA TRUST
10% Owner
2020-11-24 14:37:5545,344,694
0
45,344,694Form 13D
3SUSAN L CICIORA TRUST
HOREJSI STEWART R
10% Owner
2020-11-24 14:37:5545,344,694
0
45,344,694Form 13D
4EVERGREEN ATLANTIC LLC
HOREJSI STEWART R
SUSAN L CICIORA TRUST
STEWART WEST INDIES TRUST
10% Owner
2020-11-24 14:37:5545,344,694
0
45,344,694Form 13D
5Sun Life Assurance Co of Canada
SUN LIFE FINANCIAL INC
10% Owner
2021-02-16 14:50:5435,000,000
0
35,000,000Form 13G
6GUARDIAN LIFE INSURANCE CO OF AMERICA
10% Owner
2020-11-13 10:18:3031,000,000
0
31,000,000Form 3
7STEWART WEST INDIES TRUST
10% Owner
2020-11-03 16:15:0516,900,168
0
16,900,168Form 4
8STEWART WEST INDIES TRADING CO. LTD
10% Owner
2020-02-24 18:05:578,625,682
0
8,625,682Form 4
9AMANDA N. CICIORA TRUST
10% Owner
2020-06-22 13:20:391,150,096
0
1,150,096Form 4/A
10COURTNEY M. CICIORA TRUST
10% Owner
2020-06-22 13:33:211,150,096
0
1,150,096Form 4/A
11JACK S. CICIORA TRUST
10% Owner
2020-06-22 13:06:411,150,096
0
1,150,096Form 4/A
12JOHN X. CICIORA TRUST
10% Owner
2020-06-22 12:48:32967,009
0
967,009Form 4/A
13John S. Horejsi Trust
10% Owner
2020-06-22 12:27:42677,847
0
677,847Form 4/A
14LOONEY JOEL W
PRESIDENT
2025-12-08 12:25:2180,461
0
80,461Form 5
15BARR RICHARD I
Director
2015-05-05 12:35:4450,382
0
50,382Form 4/A
16CICIORA SUSAN L
10% Owner
2015-05-05 17:49:4939,560
0
39,560Form 4/A
17CICIORA SUSAN L
CICIORA JOHN X
Director
2008-06-24 12:55:5420,000
0
20,000Form 4
18JACOBSON DEAN
Director
2015-05-05 13:15:4015,191
0
15,191Form 4/A
19Causier Dennis
Director
2006-05-18 12:15:417,500
0
7,500Form 4
20Moore Thomas Jack
Director
2025-04-11 17:05:283,044
3,080
6,124Form 4
21NORGAARD STEVEN K
Director
2017-08-25 17:08:205,809
0
5,809Form 4
22ALDRIDGE ALFRED G
Director
2003-07-09 17:14:463,100
1000
4,100Form 4
23BANK OF AMERICA CORP
Blue Ridge Investments L.L.C.
10% Owner
2013-04-24 14:50:470
857
857Form 4
24MERRILL LYNCH & CO. INC.
MERRILL LYNCH PIERCE FENNER & SMITH INC.
10% Owner
2009-01-12 11:06:01321
0
321Form 13G
25STEWART R. HOREJSI TRUST NO. 2
10% Owner
2020-11-03 15:12:280
0
0Form 4
26WELSH JENNIFER T
Chief Compliance Officer
2012-11-08 17:54:420
0
0Form 4
27JOHNS CARL D
Vice President and Treasurer
2011-02-03 17:55:510
0
0Form 4
28ERNEST HOREJSI TRUST NO 1B
10% Owner
2020-11-03 15:28:350
0
0Form 4
29LOLA BROWN TRUST 1B
10% Owner
2020-11-03 14:53:250
0
0Form 4
30MILDRED B. HOREJSI TRUST
10% Owner
2020-11-03 12:38:070
0
0Form 4
31Swenson Bradley J
Officer of Investment Adviser
2018-06-01 11:47:300
0
0Form 3
32ALPS ADVISORS INC
Investment Adviser
2018-06-01 12:20:560
0
0Form 3
33Horejsi John
Director
2004-07-20 11:33:530
0
0Form 3
34MILLER STEPHEN C
Former Director and CLO
Director
2021-10-14 15:07:460
0
0Form 4
35Moore Christopher
Secretary, CCO
2021-11-29 14:52:090
0
0Form 3
36Vickery Jonathan Albro
Officer of Advisor
2021-11-29 15:17:440
0
0Form 3
37Paralel Advisors
Investment Adviser
2021-11-29 15:23:040
0
0Form 3
38Kerschen Jill
Treasurer
2021-11-29 15:10:000
0
0Form 3
39MAY JEREMY O
Officer of Adviser
2021-11-30 20:10:370
0
0Form 3
40Quinlan Shane Kevin
Director
2024-08-12 14:22:030
0
0Form 3
41SRH Total Return Fund Inc.
Chief Compliance Officer
2024-11-12 12:56:160
0
0Form 3
42Fudjack Brenna
Chief Compliance Officer
2024-11-15 18:44:170
0
0Form 3/A
43Uhl Theodore
Chief Compliance Officer
2015-08-03 18:50:170
0
0Form 3
44Foss Lucas D
Chief Compliance Officer
2015-07-16 15:01:300
0
0Form 4
45ALPS HOLDINGS INC
Affiliate of Adviser
2018-06-01 12:29:260
0
0Form 3
46Burns Kathryn
Treasurer
2018-06-04 13:42:530
0
0Form 3
47Johanson Ryan
Asst. Treasurer
2018-06-04 13:54:060
0
0Form 3
48KELLEY STEPHANIE J
Secretary
2018-06-05 12:52:020
0
0Form 4
49MURPHEY NICOLE L
Treasurer, V.P. & CFO
2018-06-05 12:41:010
0
0Form 4
50FISCHER BRENDON J
Portfolio Manager
2018-06-05 12:33:080
0
0Form 4
51Noyes Richard Craig
Officer of Investment Adviser
2018-06-07 10:00:410
0
0Form 3
52DST SYSTEMS INC
Affiliate of Inv Adviser
2018-06-08 15:53:100
0
0Form 3
53SS&C Technologies Holdings Inc
Affiliate of Inv Adviser
2018-06-08 15:39:540
0
0Form 3
54COOPER ELLEN O
10% Owner
2019-01-08 17:23:020
0
0Form 4
55Terwilliger Joel
Chief Compliance Officer
2011-02-07 13:27:180
0
0Form 4
56Sleightholme Michael
Officer of Investment Advisor
2019-06-19 13:48:040
0
0Form 3
57Sutula Matthew
Officer of Investment Advisor
2019-09-10 14:07:240
0
0Form 3
58Spahr Laton
President of the Adviser
2019-11-05 10:52:370
0
0Form 3
59BURKE EDMUND J
Officer of Investment Adviser
2018-06-01 11:34:380
0
0Form 3
60Owen Cara
Secretary
2020-06-08 12:23:010
0
0Form 3
61LBT 2019 Trust
10% Owner
2020-06-16 17:49:050
0
0Form 4
62PARMENTIER WILLIAM R JR
Officer of Investment Adviser
2018-06-01 11:55:040
0
0Form 3
63Nelson Erin Douglas
Officer of Investment Adviser
2018-06-01 12:04:550
0
0Form 3
64Duran Troy Anthony
Officer of Investment Adviser
2018-06-01 12:09:090
0
0Form 3