Insider Holders & Insider Ownership - UMPQUA HOLDINGS CORP (UMPQ)

List of insiders holdings for UMPQUA HOLDINGS CORP:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time		Shares Owned
Directly
Indirectly		Total
Shares Owned		Filing
THOMAS H. LEE ADVISORS LLC
THL Equity Advisors VI LLC
Thomas H. Lee Equity Fund VI L.P.
Thomas H. Lee Parallel Fund VI L.P.
Thomas H. Lee Parallel (DT) Fund VI L.P.
THL Sterling Equity Investors L.P.
THL Managers VI LLC
10% Owner		2014-08-14 07:30:030
14,148,070		14,148,070Form 4
Warburg Pincus Private Equity X L.P.
Warburg Pincus X L.P.
Warburg Pincus X Partners L.P.
Warburg Pincus X LLC
Warburg Pincus Partners LLC
WARBURG PINCUS & CO.
WARBURG PINCUS LLC
KAYE CHARLES R
Landy Joseph P.
10% Owner		2014-08-13 21:35:4114,136,286
0		14,136,286Form 4
DAVIS RAYMOND P
Retired Executive Chairman		2018-02-13 19:11:02599,775
1,199,550		1,799,325Form 5
HERBERT LYNN K
Director		2007-04-25 18:58:23582,350
2,240		584,590Form 4
SEIBLY JOHN GREGORY
Former Consumer Bank President		2016-05-25 17:23:33129,182
236,081		365,263Form 4
WILLIAMS RICHARD CARL
Retired 6/9/03		2004-01-29 17:03:55252,622
1,888		254,510Form 5
Eckhardt Ezra
EVP/Shared Resources		2015-06-22 19:26:39203,964
30,065		234,029Form 4
FORD ALLYN C
Director		2012-05-11 16:23:4871,098
159,499		230,597Form 4
OBIE BRIAN B
resigned 9/30/03		2004-01-29 16:50:2412,900
217,121		230,021Form 5
COPELAND BRAD F
Sr EVP/Chief Operating Officer		2013-04-30 19:50:51214,381
6,684		221,065Form 4
UMPQUA HOLDINGS CORP
Consumer Bank President		2016-04-04 14:26:14215,879
0		215,879Form 3/A
SULLIVAN DANIEL A
EVP/Strategic Initiatives		2011-02-09 15:04:15206,519
1,821		208,340Form 5
DAUGHERTY ROBERT M
FormerPresident/Umpqua Bank-CA		2005-02-08 18:37:41201,075
0		201,075Form 5
PHILPOTT STEVEN L
EVP/General Counsel/Secretary		2014-05-01 17:45:07191,842
5,684		197,526Form 4
MASON THEODORE S
Director		2009-04-24 15:36:24138,245
11,735		149,980Form 4
ANGELL RONALD F
Director		2010-05-13 14:24:4446,685
97,482		144,167Form 4
GIUSTINA DAN
Director		2010-05-13 14:25:10129,465
0		129,465Form 4
Carey Richard M
EVP/Community Banking		2011-02-09 15:08:20104,772
430		105,202Form 5
COLEMAN JAMES D
Director		2006-02-08 16:48:17101,917
200		102,117Form 5
EDSON DAVID M
President-Umpqua Bank		2009-03-04 19:31:4498,687
1,031		99,718Form 4
WARDLOW MARK
EVP/Chief Credit Officer		2015-07-02 11:05:4096,375
0		96,375Form 4
NEAL GARY F
EVP/Enterprise Risk		2018-02-06 14:47:5985,734
0		85,734Form 5
LANSING WILLIAM A
Director		2013-04-19 15:46:260
85,414		85,414Form 4
BAKER BARBARA J
EVP/Cultural Enhancement		2014-04-18 17:38:4068,731
5,604		74,335Form 4
CALERO ULDERICO JR
EVP/Community Banking		2013-06-13 16:49:2064,644
0		64,644Form 4
Johnson Kelly J
EVP/Wealth Management		2014-04-21 17:36:1663,378
0		63,378Form 4
BRUNO MATHEW
Director		2007-04-25 18:57:3160,452
0		60,452Form 4
RUSNAK PATRICK J
EVP/CFO Umpqua Bank-CA		2005-02-07 14:57:4253,539
6		53,545Form 5
WEBORG THOMAS
Director
Director		2007-04-25 18:58:4133,011
4,202		37,213Form 4
MILLER DIANE D
Director		2013-05-14 16:00:285,370
31,765		37,135Form 4
DONEGAN BOB C
Director		2016-05-11 18:21:0426,700
0		26,700Form 4
Delorier Rilla S
Former EVP		2020-08-11 14:48:5425,235
0		25,235Form 4
WHITTAKER FRANK R J
Director		2014-05-30 16:32:0523,418
0		23,418Form 4
BOYER ELLEN RM
Director		2016-05-11 18:20:2122,845
0		22,845Form 4
EDWARDS WEBB
Director		2015-05-12 18:12:0922,362
0		22,362Form 4
FROHNMAYER DAVID
Director		2011-05-11 18:10:410
21,756		21,756Form 4
CHAMBERS SCOTT D
Director		2009-04-24 15:35:5321,740
0		21,740Form 4
FIKE WILLIAM T
EVP - President Umpqua Bank CA		2009-02-10 12:31:3912,500
5,397		17,897Form 5
Seeger Laureen
Director		2014-09-15 14:56:483,269
11,692		14,961Form 4
SLATER DUDLEY R
Director		2014-05-30 16:31:391,269
13,539		14,808Form 4
Hermocillo Jose R
Director		2012-05-11 16:24:199,191
5,000		14,191Form 4
KEENE KATHERINE
Director		2005-02-08 17:26:379,106
0		9,106Form 5
CALVERT LUANNE
Director		2017-05-11 13:46:537,696
0		7,696Form 4
Eccles Colin D
EVP/CIO		2013-01-17 18:57:156,622
0		6,622Form 4
DESTEFANO GARY
Director		2005-02-08 19:21:070
1,256		1,256Form 5
GOLDSCHMIDT DIANA
Director		2007-04-25 18:57:570
603		603Form 4
MACHUCA LUIS
Director		2023-03-02 17:48:370
0		0Form 4
White Lisa M
SVP/Principal Accting Officer		2023-03-02 11:25:540
0		0Form 4
Shotwell David F
EVP/Chief Risk Officer		2023-03-02 11:22:520
0		0Form 4
OGNALL ANDREW H
EVP/General Counsel/Secretary		2023-03-02 11:19:320
0		0Form 4
O'HAVER CORT L
President & CEO		2023-03-02 11:16:080
0		0Form 4
Nixon Torran B
Umpqua Bank President		2023-03-02 11:12:410
0		0Form 4
Namdar Frank
EVP/Chief Credit Officer		2023-03-02 11:09:320
0		0Form 4
MCLAUGHLIN NEAL T
EVP/Treasurer		2023-03-02 11:06:020
0		0Form 4
FARNSWORTH RON L
EVP/CFO		2023-03-02 11:00:390
0		0Form 4
FOWLER PEGGY Y
Director		2023-03-01 19:17:240
0		0Form 4
Varnado Anddria
Director		2023-03-01 19:13:170
0		0Form 4
TIMM BRYAN
Director		2023-03-01 19:10:340
0		0Form 4
Terry Hilliard C. III
Director		2023-03-01 19:08:090
0		0Form 4
STEVENS SUSAN F.
Director		2023-03-01 19:05:350
0		0Form 4
SCHULTZ JOHN F
Director		2023-03-01 19:01:460
0		0Form 4
POPE MARIA M
Director		2023-03-01 18:58:280
0		0Form 4
GREENE JAMES S
Director		2023-03-01 18:50:220
0		0Form 4
GAMBEE STEPHEN M
Director		2023-03-01 18:45:250
0		0Form 4
HADEN WILLIAM A
Bank President-resigned3/14/03		2004-01-30 13:13:080
0		0Form 5/A