Insider Holders & Insider Ownership - UMPQUA HOLDINGS CORP (UMPQ)

List of insiders holdings for UMPQUA HOLDINGS CORP:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1THOMAS H. LEE ADVISORS LLC
THL Equity Advisors VI LLC
Thomas H. Lee Equity Fund VI L.P.
Thomas H. Lee Parallel Fund VI L.P.
Thomas H. Lee Parallel (DT) Fund VI L.P.
THL Sterling Equity Investors L.P.
THL Managers VI LLC
10% Owner
2014-08-14 07:30:030
14,148,070
14,148,070Form 4
2Warburg Pincus Private Equity X L.P.
Warburg Pincus X L.P.
Warburg Pincus X Partners L.P.
Warburg Pincus X LLC
Warburg Pincus Partners LLC
WARBURG PINCUS & CO.
WARBURG PINCUS LLC
KAYE CHARLES R
Landy Joseph P.
10% Owner
2014-08-13 21:35:4114,136,286
0
14,136,286Form 4
3DAVIS RAYMOND P
Retired Executive Chairman
2018-02-13 19:11:02599,775
1,199,550
1,799,325Form 5
4HERBERT LYNN K
Director
2007-04-25 18:58:23582,350
2,240
584,590Form 4
5SEIBLY JOHN GREGORY
Former Consumer Bank President
2016-05-25 17:23:33129,182
236,081
365,263Form 4
6WILLIAMS RICHARD CARL
Retired 6/9/03
2004-01-29 17:03:55252,622
1,888
254,510Form 5
7Eckhardt Ezra
EVP/Shared Resources
2015-06-22 19:26:39203,964
30,065
234,029Form 4
8FORD ALLYN C
Director
2012-05-11 16:23:4871,098
159,499
230,597Form 4
9OBIE BRIAN B
resigned 9/30/03
2004-01-29 16:50:2412,900
217,121
230,021Form 5
10COPELAND BRAD F
Sr EVP/Chief Operating Officer
2013-04-30 19:50:51214,381
6,684
221,065Form 4
11UMPQUA HOLDINGS CORP
Consumer Bank President
2016-04-04 14:26:14215,879
0
215,879Form 3/A
12SULLIVAN DANIEL A
EVP/Strategic Initiatives
2011-02-09 15:04:15206,519
1,821
208,340Form 5
13DAUGHERTY ROBERT M
FormerPresident/Umpqua Bank-CA
2005-02-08 18:37:41201,075
0
201,075Form 5
14PHILPOTT STEVEN L
EVP/General Counsel/Secretary
2014-05-01 17:45:07191,842
5,684
197,526Form 4
15MASON THEODORE S
Director
2009-04-24 15:36:24138,245
11,735
149,980Form 4
16ANGELL RONALD F
Director
2010-05-13 14:24:4446,685
97,482
144,167Form 4
17GIUSTINA DAN
Director
2010-05-13 14:25:10129,465
0
129,465Form 4
18Carey Richard M
EVP/Community Banking
2011-02-09 15:08:20104,772
430
105,202Form 5
19COLEMAN JAMES D
Director
2006-02-08 16:48:17101,917
200
102,117Form 5
20EDSON DAVID M
President-Umpqua Bank
2009-03-04 19:31:4498,687
1,031
99,718Form 4
21WARDLOW MARK
EVP/Chief Credit Officer
2015-07-02 11:05:4096,375
0
96,375Form 4
22NEAL GARY F
EVP/Enterprise Risk
2018-02-06 14:47:5985,734
0
85,734Form 5
23LANSING WILLIAM A
Director
2013-04-19 15:46:260
85,414
85,414Form 4
24BAKER BARBARA J
EVP/Cultural Enhancement
2014-04-18 17:38:4068,731
5,604
74,335Form 4
25CALERO ULDERICO JR
EVP/Community Banking
2013-06-13 16:49:2064,644
0
64,644Form 4
26Johnson Kelly J
EVP/Wealth Management
2014-04-21 17:36:1663,378
0
63,378Form 4
27BRUNO MATHEW
Director
2007-04-25 18:57:3160,452
0
60,452Form 4
28RUSNAK PATRICK J
EVP/CFO Umpqua Bank-CA
2005-02-07 14:57:4253,539
6
53,545Form 5
29WEBORG THOMAS
Director
Director
2007-04-25 18:58:4133,011
4,202
37,213Form 4
30MILLER DIANE D
Director
2013-05-14 16:00:285,370
31,765
37,135Form 4
31DONEGAN BOB C
Director
2016-05-11 18:21:0426,700
0
26,700Form 4
32Delorier Rilla S
Former EVP
2020-08-11 14:48:5425,235
0
25,235Form 4
33WHITTAKER FRANK R J
Director
2014-05-30 16:32:0523,418
0
23,418Form 4
34BOYER ELLEN RM
Director
2016-05-11 18:20:2122,845
0
22,845Form 4
35EDWARDS WEBB
Director
2015-05-12 18:12:0922,362
0
22,362Form 4
36FROHNMAYER DAVID
Director
2011-05-11 18:10:410
21,756
21,756Form 4
37CHAMBERS SCOTT D
Director
2009-04-24 15:35:5321,740
0
21,740Form 4
38FIKE WILLIAM T
EVP - President Umpqua Bank CA
2009-02-10 12:31:3912,500
5,397
17,897Form 5
39Seeger Laureen
Director
2014-09-15 14:56:483,269
11,692
14,961Form 4
40SLATER DUDLEY R
Director
2014-05-30 16:31:391,269
13,539
14,808Form 4
41Hermocillo Jose R
Director
2012-05-11 16:24:199,191
5,000
14,191Form 4
42KEENE KATHERINE
Director
2005-02-08 17:26:379,106
0
9,106Form 5
43CALVERT LUANNE
Director
2017-05-11 13:46:537,696
0
7,696Form 4
44Eccles Colin D
EVP/CIO
2013-01-17 18:57:156,622
0
6,622Form 4
45DESTEFANO GARY
Director
2005-02-08 19:21:070
1,256
1,256Form 5
46GOLDSCHMIDT DIANA
Director
2007-04-25 18:57:570
603
603Form 4
47MACHUCA LUIS
Director
2023-03-02 17:48:370
0
0Form 4
48White Lisa M
SVP/Principal Accting Officer
2023-03-02 11:25:540
0
0Form 4
49Shotwell David F
EVP/Chief Risk Officer
2023-03-02 11:22:520
0
0Form 4
50OGNALL ANDREW H
EVP/General Counsel/Secretary
2023-03-02 11:19:320
0
0Form 4
51O'HAVER CORT L
President & CEO
2023-03-02 11:16:080
0
0Form 4
52Nixon Torran B
Umpqua Bank President
2023-03-02 11:12:410
0
0Form 4
53Namdar Frank
EVP/Chief Credit Officer
2023-03-02 11:09:320
0
0Form 4
54MCLAUGHLIN NEAL T
EVP/Treasurer
2023-03-02 11:06:020
0
0Form 4
55FARNSWORTH RON L
EVP/CFO
2023-03-02 11:00:390
0
0Form 4
56FOWLER PEGGY Y
Director
2023-03-01 19:17:240
0
0Form 4
57Varnado Anddria
Director
2023-03-01 19:13:170
0
0Form 4
58TIMM BRYAN
Director
2023-03-01 19:10:340
0
0Form 4
59Terry Hilliard C. III
Director
2023-03-01 19:08:090
0
0Form 4
60STEVENS SUSAN F.
Director
2023-03-01 19:05:350
0
0Form 4
61SCHULTZ JOHN F
Director
2023-03-01 19:01:460
0
0Form 4
62POPE MARIA M
Director
2023-03-01 18:58:280
0
0Form 4
63GREENE JAMES S
Director
2023-03-01 18:50:220
0
0Form 4
64GAMBEE STEPHEN M
Director
2023-03-01 18:45:250
0
0Form 4
65HADEN WILLIAM A
Bank President-resigned3/14/03
2004-01-30 13:13:080
0
0Form 5/A