List of insiders holdings for SWK HLDGS CORP SR NT 01/31/27:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
| 1 | Carlson Capital L.P. Black Diamond Offshore Ltd. Double Black Diamond Offshore Ltd Asgard Investment Corp. II Carlson Clint Duane 10% Owner | 2024-10-25 16:43:32 | 0 9,093,766 | 9,093,766 | Form 4 |
| 2 | CARLSON CAPITAL L P Black Diamond Offshore Ltd. Double Black Diamond Offshore Ltd Asgard Investment Corp. Carlson Clint Duane Black Diamond Relative Value Offshore Ltd. 10% Owner | 2024-10-25 16:05:56 | 8,907,528 0 | 8,907,528 | Form 13D |
| 3 | CARLSON CAPITAL L P DOUBLE BLACK DIAMOND L.P. Asgard Investment Corp. Carlson Clint Duane Double Black Diamond Offshore Ltd Black Diamond Offshore Ltd. Asgard Investment Corp. II See Remarks 10% Owner | 2024-10-25 16:05:56 | 8,907,528 0 | 8,907,528 | Form 13D |
| 4 | Kay Technology Corp Inc. AKKR SPECIAL OPPORTUNITIES LLC ACCEL-KKR CAPITAL PARTNERS III LP AKKR Fund III Management Company LP AKKR MANAGEMENT COMPANY LLC 10% Owner | 2009-12-23 16:42:19 | 0 2,000,000 | 2,000,000 | Form 4 |
| 5 | NightWatch Capital Management LLC 10% Owner | 2009-11-03 11:43:24 | 1,595,452 0 | 1,595,452 | Form 13D |
| 6 | FIELDS MICHAEL S CHIEF EXECUTIVE OFFICER | 2006-09-12 20:21:34 | 1,389,939 0 | 1,389,939 | Form 4 |
| 7 | Margolis Michael A Director | 2014-02-10 20:22:39 | 205,000 803,600 | 1,008,600 | Form 4 |
| 8 | DOYLE THOMAS H President and COO | 2004-05-06 21:05:19 | 927,464 0 | 927,464 | Form 4 |
| 9 | Thompson John Melvin EVP and CFO | 2007-08-22 12:27:57 | 543,100 0 | 543,100 | Form 4 |
| 10 | Burgon Paul Interim CFO and Secretary | 2012-05-16 19:46:03 | 394,977 0 | 394,977 | Form 4 |
| 11 | Angel Mark A SVP of Development & Strategy | 2009-07-10 10:39:22 | 390,000 0 | 390,000 | Form 4 |
| 12 | Pope James Brett CEO | 2015-08-20 21:03:05 | 380,087 0 | 380,087 | Form 4 |
| 13 | Bruchey Marchai Burris SVP Marketing | 2007-06-22 16:42:36 | 356,541 0 | 356,541 | Form 3 |
| 14 | SHANNAHAN MICHAEL J Chief Financial Officer | 2008-03-14 11:31:05 | 350,000 0 | 350,000 | Form 4 |
| 15 | Turano Daniel A SVP Worldwide Field Operations | 2009-07-10 06:06:43 | 345,000 0 | 345,000 | Form 4 |
| 16 | Jones Jay Aaron Chief Administrative Officer | 2009-07-10 06:06:01 | 330,000 0 | 330,000 | Form 4 |
| 17 | Isaacs Charles Hart Chief Technology Officer | 2009-07-10 06:05:37 | 282,300 0 | 282,300 | Form 4 |
| 18 | Clifford William Thaddeus Director | 2014-02-10 20:17:59 | 255,000 0 | 255,000 | Form 4 |
| 19 | Wolf Chad Alan eVergance Pres. & KANA VP | 2009-07-10 06:03:48 | 175,000 0 | 175,000 | Form 4 |
| 20 | BATT JERRY R Director | 2009-07-10 06:04:10 | 170,000 0 | 170,000 | Form 4 |
| 21 | BOSE WILLIAM A VP, General Counsel & Sec | 2009-07-10 06:04:27 | 159,958 0 | 159,958 | Form 4 |
| 22 | Vinella Stephanie Director | 2009-07-10 06:07:00 | 155,000 0 | 155,000 | Form 4 |
| 23 | BLACK WINSTON L III Chief Executive Officer | 2022-09-21 20:47:37 | 149,737 0 | 149,737 | Form 4/A |
| 24 | Chotai Sham SVP Engineering | 2007-06-18 19:40:47 | 125,000 0 | 125,000 | Form 4 |
| 25 | Staggs Joe David JR PRESIDENT | 2025-02-04 16:14:55 | 115,873 0 | 115,873 | Form 4 |
| 26 | Nemelka John Fritzen Director | 2014-02-10 20:18:22 | 112,544 0 | 112,544 | Form 4 |
| 27 | Rowe William Alexander SVP Worldwide Sales | 2007-02-05 17:54:45 | 100,000 0 | 100,000 | Form 4 |
| 28 | FEICHTMANN WILLIAM CAO, VP of Finance | 2009-07-10 06:05:19 | 95,000 0 | 95,000 | Form 4 |
| 29 | Weinberg Michael Director | 2022-01-12 13:55:15 | 76,602 0 | 76,602 | Form 4 |
| 30 | Carlson Lewis See Remarks | 2024-11-01 16:05:03 | 62,079 0 | 62,079 | Form 3 |
| 31 | Owen Augustus Carlson 1997 A Trust See Remarks | 2024-11-01 16:05:16 | 62,079 0 | 62,079 | Form 3 |
| 32 | Julian Orlando Carlson 1997 A Trust See Remarks | 2024-11-01 16:05:17 | 62,079 0 | 62,079 | Form 3 |
| 33 | Philpot Michelle VP, Finance | 2005-03-04 19:58:45 | 50,000 0 | 50,000 | Form 4 |
| 34 | Baker Dana Blair Director | 2022-01-12 13:46:02 | 41,625 0 | 41,625 | Form 4 |
| 35 | Haga Christopher W Director | 2022-01-12 14:01:59 | 37,233 0 | 37,233 | Form 4 |
| 36 | MAEDA CHRIS Chief Technical Officer | 2003-07-17 13:05:13 | 32,108 0 | 32,108 | Form 4/A |
| 37 | Angst Tim EVP, Worldwide Operations | 2005-03-28 20:23:18 | 30,100 0 | 30,100 | Form 4 |
| 38 | Stead Edward B Director | 2022-01-12 14:10:31 | 26,690 0 | 26,690 | Form 4 |
| 39 | Pennington Marcus Edward Director | 2024-07-01 19:55:19 | 22,227 0 | 22,227 | Form 4 |
| 40 | HUBBARD ALAN W EVP, R&D | 2005-03-28 20:18:07 | 18,000 0 | 18,000 | Form 4 |
| 41 | Rice Adam Chief Financial Officer | 2025-02-04 16:14:24 | 15,247 0 | 15,247 | Form 4 |
| 42 | Dotter Laurie L. Director | 2024-07-01 19:55:56 | 12,933 0 | 12,933 | Form 4 |
| 43 | Hatcher Robert K. Director | 2024-07-01 19:55:47 | 12,804 0 | 12,804 | Form 4 |
| 44 | Carlson Capital GP L.P. Asgard Investment Corp. Carlson Clint Duane 10% Owner | 2024-11-01 16:05:14 | 0 12,354 | 12,354 | Form 3 |
| 45 | MILLS DIXIE L Director | 2007-03-08 18:41:25 | 10,000 0 | 10,000 | Form 4 |
| 46 | Fletcher Aaron G.L. Director | 2022-01-12 14:20:49 | 9,873 0 | 9,873 | Form 4 |
| 47 | BERTELSEN MARK A Director | 2005-03-23 21:54:38 | 9,000 0 | 9,000 | Form 4 |
| 48 | GALVIN THOMAS A Director | 2005-03-23 21:57:31 | 9,000 0 | 9,000 | Form 4 |
| 49 | Heinrichson Yvette M Chief Financial Officer | 2022-10-05 07:00:53 | 8,621 0 | 8,621 | Form 4 |
| 50 | Albright Jerry Director | 2024-07-01 19:55:38 | 6,974 0 | 6,974 | Form 4 |
| 51 | DICICCO WENDY F Director | 2023-01-04 17:15:11 | 6,182 0 | 6,182 | Form 4 |
| 52 | Jacobson Charles M Chief Financial Officer | 2014-12-01 13:45:01 | 6,056 0 | 6,056 | Form 4 |
| 53 | BAY CHUCK Chief Executive Officer | 2006-02-15 19:02:13 | 4,736 0 | 4,736 | Form 5 |
| 54 | ZARRABIAN MASSOOD Director | 2003-07-17 13:08:29 | 3,350 0 | 3,350 | Form 4/A |
| 55 | Carlson Foundation See Remarks | 2024-11-01 16:05:06 | 2,693 0 | 2,693 | Form 3 |
| 56 | Empire Capital Management L.L.C. 10% Owner | 2008-09-02 16:53:30 | 0 0 | 0 | Form 13D |