Insider Holders & Insider Ownership - SWK Holdings Corp (SWKH)

List of insiders holdings for SWK Holdings Corp:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time		Shares Owned
Directly
Indirectly		Total
Shares Owned		Filing
Carlson Capital L.P.
Black Diamond Offshore Ltd.
Double Black Diamond Offshore Ltd
Asgard Investment Corp. II
Carlson Clint Duane
10% Owner		2024-10-25 16:43:320
9,093,766		9,093,766Form 4
CARLSON CAPITAL L P
Black Diamond Offshore Ltd.
Double Black Diamond Offshore Ltd
Asgard Investment Corp.
Carlson Clint Duane
Black Diamond Relative Value Offshore Ltd.
10% Owner		2024-10-25 16:05:568,907,528
0		8,907,528Form 13D
CARLSON CAPITAL L P
DOUBLE BLACK DIAMOND L.P.
Asgard Investment Corp.
Carlson Clint Duane
Double Black Diamond Offshore Ltd
Black Diamond Offshore Ltd.
Asgard Investment Corp. II
See Remarks
10% Owner		2024-10-25 16:05:568,907,528
0		8,907,528Form 13D
Kay Technology Corp Inc.
AKKR SPECIAL OPPORTUNITIES LLC
ACCEL-KKR CAPITAL PARTNERS III LP
AKKR Fund III Management Company LP
AKKR MANAGEMENT COMPANY LLC
10% Owner		2009-12-23 16:42:190
2,000,000		2,000,000Form 4
NightWatch Capital Management LLC
10% Owner		2009-11-03 11:43:241,595,452
0		1,595,452Form 13D
FIELDS MICHAEL S
CHIEF EXECUTIVE OFFICER		2006-09-12 20:21:341,389,939
0		1,389,939Form 4
Margolis Michael A
Director		2014-02-10 20:22:39205,000
803,600		1,008,600Form 4
DOYLE THOMAS H
President and COO		2004-05-06 21:05:19927,464
0		927,464Form 4
Thompson John Melvin
EVP and CFO		2007-08-22 12:27:57543,100
0		543,100Form 4
Burgon Paul
Interim CFO and Secretary		2012-05-16 19:46:03394,977
0		394,977Form 4
Angel Mark A
SVP of Development & Strategy		2009-07-10 10:39:22390,000
0		390,000Form 4
Pope James Brett
CEO		2015-08-20 21:03:05380,087
0		380,087Form 4
Bruchey Marchai Burris
SVP Marketing		2007-06-22 16:42:36356,541
0		356,541Form 3
SHANNAHAN MICHAEL J
Chief Financial Officer		2008-03-14 11:31:05350,000
0		350,000Form 4
Turano Daniel A
SVP Worldwide Field Operations		2009-07-10 06:06:43345,000
0		345,000Form 4
Jones Jay Aaron
Chief Administrative Officer		2009-07-10 06:06:01330,000
0		330,000Form 4
Isaacs Charles Hart
Chief Technology Officer		2009-07-10 06:05:37282,300
0		282,300Form 4
Clifford William Thaddeus
Director		2014-02-10 20:17:59255,000
0		255,000Form 4
Wolf Chad Alan
eVergance Pres. & KANA VP		2009-07-10 06:03:48175,000
0		175,000Form 4
BATT JERRY R
Director		2009-07-10 06:04:10170,000
0		170,000Form 4
BOSE WILLIAM A
VP, General Counsel & Sec		2009-07-10 06:04:27159,958
0		159,958Form 4
Vinella Stephanie
Director		2009-07-10 06:07:00155,000
0		155,000Form 4
BLACK WINSTON L III
Chief Executive Officer		2022-09-21 20:47:37149,737
0		149,737Form 4/A
Chotai Sham
SVP Engineering		2007-06-18 19:40:47125,000
0		125,000Form 4
Nemelka John Fritzen
Director		2014-02-10 20:18:22112,544
0		112,544Form 4
Rowe William Alexander
SVP Worldwide Sales		2007-02-05 17:54:45100,000
0		100,000Form 4
FEICHTMANN WILLIAM
CAO, VP of Finance		2009-07-10 06:05:1995,000
0		95,000Form 4
Staggs Joe David JR
PRESIDENT		2024-03-05 16:31:3679,173
0		79,173Form 4
Weinberg Michael
Director		2022-01-12 13:55:1576,602
0		76,602Form 4
Carlson Lewis
See Remarks		2024-11-01 16:05:0362,079
0		62,079Form 3
Owen Augustus Carlson 1997 A Trust
See Remarks		2024-11-01 16:05:1662,079
0		62,079Form 3
Julian Orlando Carlson 1997 A Trust
See Remarks		2024-11-01 16:05:1762,079
0		62,079Form 3
Philpot Michelle
VP, Finance		2005-03-04 19:58:4550,000
0		50,000Form 4
Baker Dana Blair
Director		2022-01-12 13:46:0241,625
0		41,625Form 4
Haga Christopher W
Director		2022-01-12 14:01:5937,233
0		37,233Form 4
MAEDA CHRIS
Chief Technical Officer		2003-07-17 13:05:1332,108
0		32,108Form 4/A
Angst Tim
EVP, Worldwide Operations		2005-03-28 20:23:1830,100
0		30,100Form 4
Stead Edward B
Director		2022-01-12 14:10:3126,690
0		26,690Form 4
Pennington Marcus Edward
Director		2024-07-01 19:55:1922,227
0		22,227Form 4
HUBBARD ALAN W
EVP, R&D		2005-03-28 20:18:0718,000
0		18,000Form 4
Dotter Laurie L.
Director		2024-07-01 19:55:5612,933
0		12,933Form 4
Hatcher Robert K.
Director		2024-07-01 19:55:4712,804
0		12,804Form 4
Carlson Capital GP L.P.
Asgard Investment Corp.
Carlson Clint Duane
10% Owner		2024-11-01 16:05:140
12,354		12,354Form 3
MILLS DIXIE L
Director		2007-03-08 18:41:2510,000
0		10,000Form 4
Fletcher Aaron G.L.
Director		2022-01-12 14:20:499,873
0		9,873Form 4
GALVIN THOMAS A
Director		2005-03-23 21:57:319,000
0		9,000Form 4
BERTELSEN MARK A
Director		2005-03-23 21:54:389,000
0		9,000Form 4
Heinrichson Yvette M
Chief Financial Officer		2022-10-05 07:00:538,621
0		8,621Form 4
Albright Jerry
Director		2024-07-01 19:55:386,974
0		6,974Form 4
DICICCO WENDY F
Director		2023-01-04 17:15:116,182
0		6,182Form 4
Rice Adam
Chief Financial Officer		2024-07-08 17:04:426,072
0		6,072Form 4
Jacobson Charles M
Chief Financial Officer		2014-12-01 13:45:016,056
0		6,056Form 4
BAY CHUCK
Chief Executive Officer		2006-02-15 19:02:134,736
0		4,736Form 5
ZARRABIAN MASSOOD
Director		2003-07-17 13:08:293,350
0		3,350Form 4/A
Carlson Foundation
See Remarks		2024-11-01 16:05:062,693
0		2,693Form 3
Empire Capital Management L.L.C.
10% Owner		2008-09-02 16:53:300
0		0Form 13D