Insider Holders & Insider Ownership - PRINCIPAL FINANCIAL GROUP INC (PFG)

List of insiders holdings for PRINCIPAL FINANCIAL GROUP INC:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
PRINCIPAL FINANCIAL GROUP INC
PRINCIPAL FINANCIAL SERVICES INC
PRINCIPAL LIFE INSURANCE CO
10% Owner
2004-02-03 17:54:070
1,000,279
1,000,279Form 4
Houston Daniel Joseph
Chairman & CEO
2024-10-01 16:33:27183,598
174,827
358,425Form 4
ZIMPLEMAN LARRY D
Director
2016-03-29 18:27:15285,358
0
285,358Form 4
GELATT DANIEL
Director
2020-07-01 15:41:54193,824
0
193,824Form 4/A
MCCAUGHAN JAMES P
President - Global Asset Mgmt.
2018-09-05 11:36:35192,959
0
192,959Form 4
STRABLE-SOETHOUT DEANNA D
President and COO
2024-10-01 16:38:43111,996
60,327
172,323Form 4
GRISWELL J BARRY
Director
2010-04-09 07:47:08155,870
595
156,465Form 4
Halter Patrick Gregory
President and CEO - PAM
2024-04-01 20:06:06140,562
530
141,092Form 4
SHAFF KAREN E
EVP, Gen'l Counsel, Secretary
10% Owner
2020-06-30 19:09:37102,780
3,301
106,081Form 4
Lillis Terrance J.
EVP
2017-04-04 17:37:1099,880
44
99,924Form 4
DRURY DAVID Y
Director
2007-03-14 14:34:3880,272
17,128
97,400Form 4
Lamarque Natalie
EVP, General Counsel, and Secr
2024-10-01 16:34:4192,817
0
92,817Form 4
ASCHENBRENNER JOHN E
President - Ins. & Fin. Svcs.
2009-12-08 18:02:1688,920
3,394
92,314Form 4
Cheong Wee Yee
EVP, Principal Asia
2024-11-19 14:11:1488,359
0
88,359Form 4
SORENSEN NORMAN R
Chairman-Principal Internat'l
2012-02-29 18:12:3485,128
3,142
88,270Form 4
CARTER MILLER JOYCELYN
Director
2024-10-01 16:32:1681,271
0
81,271Form 4
Eucher Ralph Craig
EVP
2015-02-25 17:08:2880,561
0
80,561Form 4
Friedrich Amy Christine
President - Benefits & Protect
2024-11-21 11:18:4574,158
3,579
77,737Form 4
DAN MICHAEL T
Director
2023-04-04 17:14:3869,458
0
69,458Form 4
HOCHSCHILD ROGER C
Director
2024-10-01 16:35:0459,173
0
59,173Form 4
Dunbar Timothy Mark
Retired Officer
2021-03-01 15:06:5758,584
114
58,698Form 4
BERNARD BETSY J
Director
2020-12-23 14:44:0954,068
0
54,068Form 4
LAWLER JULIA M
Retired Officer
2021-02-24 13:22:3748,610
1,388
49,998Form 4
Everett Nora Mary
President - RIS
2019-04-02 17:15:2549,240
0
49,240Form 4
Bhatia Kamal
President and CEO - PAM
2024-10-01 16:39:1348,394
0
48,394Form 4
FERRO DENNIS H
Director
2018-04-02 16:36:0247,200
0
47,200Form 4
Mills Scott
Director
2024-10-01 16:36:2846,313
0
46,313Form 4
COSTLEY GARY E
Director
2016-03-29 17:03:0644,366
1,825
46,191Form 4
LITTLEFIELD CHRISTOPHER J
President - RIS
2024-10-01 16:35:5840,978
11
40,989Form 4
Walker Roberto
EVP, Principal Latin American
2023-07-05 21:35:4540,433
0
40,433Form 4
KEYSER RICHARD L
Director
2015-03-31 17:30:4436,308
0
36,308Form 4
HELTON SANDRA L
Director
2022-10-21 16:48:5335,747
0
35,747Form 4
McCullum Kenneth A.
EVP - Chief Risk Officer
2024-10-01 16:38:2334,066
0
34,066Form 4
Pickerell Blair
Director
2024-10-01 16:42:3032,911
0
32,911Form 4
Schaaf Renee V.
President - RIS
2022-08-17 14:00:1732,278
0
32,278Form 4
MATHRANI ARJUN K
Director
2012-04-03 18:50:4532,011
0
32,011Form 4
Pitz Joel
Interim CFO
2024-10-17 10:32:5126,437
3,596
30,033Form 4
Valdes Luis E.
Executive Chairman, Latam
2023-12-22 18:02:1627,668
0
27,668Form 4
Agrawal Vivek
EVP & Chief Growth Officer
2024-10-01 16:30:2525,626
0
25,626Form 4
Nordin Diane C
Director
2024-10-01 16:41:3824,939
0
24,939Form 4
Kay Kathleen B
EVP-Chief Information Officer
2024-10-01 16:34:1923,111
0
23,111Form 4
Elming Gregory Bernard
SVP & Chief Risk Officer
2018-01-02 17:35:1020,843
0
20,843Form 4
Auerbach Jonathan
Director
2024-10-01 16:28:2016,968
0
16,968Form 4
Richer Clare Stack
Director
2024-10-01 16:43:1715,625
0
15,625Form 4
RIVERA ALFREDO
Director
2024-10-01 16:43:4013,332
0
13,332Form 4
Maestri Luca
Director
2015-03-31 17:31:2912,007
0
12,007Form 4
BEAMS MALIZ E
Director
2024-10-01 16:30:2511,444
0
11,444Form 4
LAMALE ELLEN Z
Sr. VP & Chief Risk Officer
2011-03-02 15:59:5011,135
0
11,135Form 4
Lagomarcino Mark S.
SVP, General Counsel & Secty
2022-06-28 15:46:4210,818
0
10,818Form 4
Muruzabal Claudio
Director
2024-10-01 16:37:508,147
0
8,147Form 4
Tallett Elizabeth E
Director
2021-06-29 14:59:088,128
0
8,128Form 4
Mitchell H Elizabeth
Director
2024-10-01 16:44:167,915
0
7,915Form 4
JOHNSON CHARLES S
Director
2006-03-17 17:13:075,992
0
5,992Form 4
PENA FEDERICO F
Director
2005-12-20 15:56:035,808
0
5,808Form 4
Vaughan Therese M
Director
2008-12-09 17:09:225,346
0
5,346Form 4
KERR WILLIAM T
Director
2009-12-16 12:45:474,407
0
4,407Form 4
OKEEFE MARY A
Sr. VP & Chief Mktg. Off.
2014-07-01 17:55:404,271
0
4,271Form 4
LOEWENSTEIN VICTOR H
Director
2003-12-10 14:17:481,691
0
1,691Form 4
SCHOLTEN GARY P
EVP & Ch Info Officer
2020-03-31 17:48:571,433
0
1,433Form 4
GERSIE MICHAEL H
Executive Vice President
2008-12-09 19:15:11112.6
0
112.6Form 4