List of insiders holdings for PIMCO NEW YORK MUNICIPAL INCOME FUND III:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
# | Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
1 | GROSS WILLIAM H Executive Committee | 2007-12-27 10:54:47 | 58,500 0 | 58,500 | Form 4 |
2 | Cogan Sarah E Director | 2020-06-12 18:33:51 | 1,200 0 | 1,200 | Form 4 |
3 | UBS Group AG 10% Owner | 2024-04-18 14:41:40 | 0 1,038 | 1,038 | Form 4/A |
4 | UBS AG 10% Owner | 2011-01-14 06:08:10 | 1,038 0 | 1,038 | Form 13G |
5 | BANK OF AMERICA CORP MERRILL LYNCH PIERCE FENNER & SMITH INC. 10% Owner | 2025-04-09 21:43:42 | 260 0 | 260 | Form 13D |
6 | BANK OF AMERICA CORP BANK OF AMERICA NA Blue Ridge Investments L.L.C. 10% Owner | 2025-04-09 21:43:42 | 260 0 | 260 | Form 13D |
7 | BANK OF AMERICA CORP Banc of America Preferred Funding Corp 10% Owner | 2025-04-09 21:43:42 | 260 0 | 260 | Form 13D |
8 | Kittredge Joseph Baker Jr Director | 2020-06-22 18:29:45 | 0 0 | 0 | Form 3 |
9 | Pittluck Brian Joel Vice President | 2020-01-09 18:25:25 | 0 0 | 0 | Form 3 |
10 | Zhang Hao Jessica Assistant Treasurer | 2020-01-09 19:47:52 | 0 0 | 0 | Form 3 |
11 | Byer Jeffrey Alan Vice President | 2020-01-09 16:32:32 | 0 0 | 0 | Form 3 |
12 | TOURNIER EVE ANNE CELINE SEE REMARKS | 2020-03-27 19:19:46 | 0 0 | 0 | Form 3 |
13 | SEIDNER MARC P SEE REMARKS | 2020-03-27 20:22:33 | 0 0 | 0 | Form 3 |
14 | Schneider Jerome M SEE REMARKS | 2020-03-27 20:55:25 | 0 0 | 0 | Form 3 |
15 | MOGELOF ERIC J SEE REMARKS | 2020-03-27 21:20:36 | 0 0 | 0 | Form 3 |
16 | Whitten Candice Stack SEE REMARKS | 2020-03-27 17:57:19 | 0 0 | 0 | Form 3 |
17 | SHENOY SHWETHA P Assistant Treasurer | 2019-06-06 18:59:03 | 0 0 | 0 | Form 3 |
18 | Hall Gregory Weston SEE REMARKS | 2020-09-24 18:12:52 | 0 0 | 0 | Form 3 |
19 | Brigliadori Geraldine Edith SEE REMARKS | 2021-01-29 20:44:21 | 0 0 | 0 | Form 3 |
20 | Duggan Elizabeth A Vice President | 2021-03-26 18:34:54 | 0 0 | 0 | Form 3 |
21 | Zakir Nadia SEE REMARKS | 2021-06-03 21:31:25 | 0 0 | 0 | Form 3 |
22 | Vandecruze Grace Director | 2021-06-30 19:13:36 | 0 0 | 0 | Form 3 |
23 | DEAN MILLER COLLEEN Assistant Treasurer | 2017-03-29 14:27:05 | 0 0 | 0 | Form 3 |
24 | HAMMER DAVID S SEE REMARKS | 2015-08-27 16:41:30 | 0 0 | 0 | Form 3 |
25 | KORINKE KIMBERLEY G SEE REMARKS | 2016-01-13 17:18:08 | 0 0 | 0 | Form 3 |
26 | MATHER SCOTT A SEE REMARKS | 2016-01-22 18:13:24 | 0 0 | 0 | Form 3 |
27 | BRIDWELL JENNIFER S SEE REMARKS | 2016-01-22 17:40:46 | 0 0 | 0 | Form 3 |
28 | MORIN CHRISTOPHER M Assistant Treasurer | 2016-10-04 17:47:48 | 0 0 | 0 | Form 3 |
29 | Roman Emmanuel SEE REMARKS | 2016-11-02 17:41:28 | 0 0 | 0 | Form 3 |
30 | HYMAN DANIEL H SEE REMARKS | 2017-01-10 17:05:27 | 0 0 | 0 | Form 3 |
31 | STRACKE THIBAULT CHRISTIAN SEE REMARKS | 2017-01-11 17:23:45 | 0 0 | 0 | Form 3 |
32 | PARIKH BIJAL Y Vice President | 2017-03-29 17:15:34 | 0 0 | 0 | Form 3 |
33 | EVANS BRANDON THOMAS Assistant Treasurer | 2019-06-06 17:38:05 | 0 0 | 0 | Form 3 |
34 | KIT WU KWAN Assistant Secretary | 2017-03-29 15:16:49 | 0 0 | 0 | Form 3 |
35 | Melman Laura S Assistant Treasurer | 2017-03-29 16:10:33 | 0 0 | 0 | Form 3 |
36 | FELS JOACHIM WALTER See Remarks | 2018-01-04 18:51:05 | 0 0 | 0 | Form 3 |
37 | AUDAIN-PRESSLEY KEISHA L Chief Compliance Officer | 2018-01-31 16:42:24 | 0 0 | 0 | Form 3 |
38 | FISHER DAVID NICHOLS III Director | 2019-01-02 18:55:35 | 0 0 | 0 | Form 3 |
39 | STAHL CATHLEEN RUTH SEE REMARKS | 2019-01-02 20:32:42 | 0 0 | 0 | Form 3 |
40 | McCartney Kathleen Ann Director | 2022-07-01 15:12:38 | 0 0 | 0 | Form 3 |
41 | TODD BRADLEY ALLEN Treasurer | 2019-06-06 20:44:10 | 0 0 | 0 | Form 3 |
42 | Kersman Alejandro Eduardo SEE REMARKS | 2024-02-05 18:47:07 | 0 0 | 0 | Form 3 |
43 | McLaughlin Colleen Patrice Vice President | 2024-01-17 15:47:37 | 0 0 | 0 | Form 3 |
44 | Narain Shivanand Vice President | 2024-01-17 16:27:14 | 0 0 | 0 | Form 3 |
45 | Pacetti Laine Elizabeth Assistant Treasurer | 2024-01-17 16:55:52 | 0 0 | 0 | Form 3 |
46 | Wildermuth Paul Thomas Vice President | 2024-01-17 17:22:22 | 0 0 | 0 | Form 3 |
47 | Stern Jason Ross Assistant Treasurer | 2024-01-17 17:43:51 | 0 0 | 0 | Form 3 |
48 | Vu Quynh-Chi Hoang Assistant Treasurer | 2024-01-17 18:10:51 | 0 0 | 0 | Form 3 |
49 | MURATA ALFRED T SEE REMARKS | 2024-02-05 17:21:15 | 0 0 | 0 | Form 3 |
50 | SHARENOW GREG ELLIOT SEE REMARKS | 2024-02-05 18:22:16 | 0 0 | 0 | Form 3 |
51 | Goodman Matthew Louis Assistant Treasurer | 2024-01-17 15:23:46 | 0 0 | 0 | Form 3 |
52 | Yang Jing SEE REMARKS | 2024-02-05 19:18:41 | 0 0 | 0 | Form 3 |
53 | Ellis Michele Noel VICE PRESIDENT | 2024-08-21 18:58:08 | 0 0 | 0 | Form 3 |
54 | Dinan Jaime Catherine ASSISTANT SECRETARY | 2024-08-21 19:37:54 | 0 0 | 0 | Form 3 |
55 | Bekkers Timothy Albert-Michel-Alain Assistant Secretary | 2024-08-21 20:40:38 | 0 0 | 0 | Form 3 |
56 | FLATTUM DAVID C Director | 2024-12-10 16:05:18 | 0 0 | 0 | Form 3 |
57 | Kraus Kristofer See Remarks | 2025-01-31 16:41:32 | 0 0 | 0 | Form 3 |
58 | Ferguson Benjamin SEE REMARKS | 2025-01-31 18:56:39 | 0 0 | 0 | Form 3 |
59 | Bui Sonia E Assistant Secretary | 2025-04-03 17:08:18 | 0 0 | 0 | Form 3 |
60 | WANG QI SEE REMARKS | 2023-02-03 17:15:00 | 0 0 | 0 | Form 3 |
61 | Meggers Julie Ann SEE REMARKS | 2022-02-07 17:59:19 | 0 0 | 0 | Form 3 |
62 | Werber Keith Adam VICE PRESIDENT | 2022-06-16 14:21:35 | 0 0 | 0 | Form 3 |
63 | Otterbein Thomas J See Remarks | 2015-01-08 18:02:02 | 0 0 | 0 | Form 3 |
64 | Burrill Douglas Benjamin Vice President | 2022-08-25 19:00:18 | 0 0 | 0 | Form 3 |
65 | Lee Kenneth W. Vice President | 2022-09-01 18:11:30 | 0 0 | 0 | Form 3 |
66 | Steiner Jason Robert SEE REMARKS | 2023-02-03 13:29:58 | 0 0 | 0 | Form 3 |
67 | Pier Sonali Shah SEE REMARKS | 2023-02-03 14:38:48 | 0 0 | 0 | Form 3 |
68 | Ananthanarayanan Vishalakshi Mangala SEE REMARKS | 2023-02-03 15:44:23 | 0 0 | 0 | Form 3 |
69 | Jelic Mark Allen Vice President | 2021-09-30 18:07:23 | 0 0 | 0 | Form 3 |
70 | Duran Jason Raul VICE PRESIDENT | 2023-03-24 13:39:52 | 0 0 | 0 | Form 3 |
71 | Golota Maria Marchenko ASSISTANT TREASURER | 2023-03-24 14:37:22 | 0 0 | 0 | Form 3 |
72 | Mason Gregory John VICE PRESIDENT | 2023-03-24 15:43:25 | 0 0 | 0 | Form 3 |
73 | Cantrill Elizabeth Davis Director | 2023-05-03 16:45:43 | 0 0 | 0 | Form 3 |
74 | Christine Kyle Francis SEE REMARKS | 2023-08-25 16:54:17 | 0 0 | 0 | Form 3 |
75 | Suh Sung-Hee SEE REMARKS | 2024-01-04 18:13:10 | 0 0 | 0 | Form 3 |
76 | Chan Carol Kar-lon Vice President | 2024-01-17 14:05:45 | 0 0 | 0 | Form 3 |
77 | Creighton Alyssa Michele Vice President | 2024-01-17 14:39:06 | 0 0 | 0 | Form 3 |
78 | TAYLOR DIANA L Director | 2009-01-23 10:54:36 | 0 0 | 0 | Form 3/A |
79 | WHITTINGTON MARNA C Affiliated Person | 2009-01-20 17:47:20 | 0 0 | 0 | Form 3/A |
80 | Kirk Richard H Assistant Secretary | 2009-01-20 17:49:36 | 0 0 | 0 | Form 3/A |
81 | Guia Youse Chief Compliance Officer | 2009-01-20 18:12:34 | 0 0 | 0 | Form 3/A |
82 | Ogden William B IV Director | 2009-01-20 18:23:07 | 0 0 | 0 | Form 3/A |
83 | Chapman Kathleen A Assistant Secretary | 2009-01-20 18:34:57 | 0 0 | 0 | Form 3/A |
84 | Healey William V Assistant Secretary | 2009-01-20 18:42:10 | 0 0 | 0 | Form 3/A |
85 | MANEY JOHN C Affiliated Person | 2009-01-21 19:44:09 | 0 0 | 0 | Form 3/A |
86 | KOEPFGEN BRUCE L AFFILIATED PERSON | 2009-01-21 19:39:30 | 0 0 | 0 | Form 3/A |
87 | MOORE E BLAKE JR Affiliated Person | 2009-01-20 17:41:21 | 0 0 | 0 | Form 3/A |
88 | Durham Jennifer E SVP & CCO | 2009-02-23 15:19:29 | 0 0 | 0 | Form 3 |
89 | JACOBSON JAMES A Director | 2009-12-17 10:36:46 | 0 0 | 0 | Form 3 |
90 | IVASCYN DANIEL J Executive Committee Member | 2010-01-04 13:26:27 | 0 0 | 0 | Form 3 |
91 | Hodge Douglas M Executive Committee Member | 2010-01-25 19:52:43 | 0 0 | 0 | Form 3 |
92 | Rappaport Alan Director | 2010-06-30 14:35:11 | 0 0 | 0 | Form 3 |
93 | GALLAGHER BRADFORD K Director | 2010-12-16 09:50:31 | 0 0 | 0 | Form 3 |
94 | CUPPS WENDY Executive Committee Member | 2011-01-04 17:11:16 | 0 0 | 0 | Form 3 |
95 | MILLER JOHN MARK Executive Committee Member | 2011-01-04 17:36:55 | 0 0 | 0 | Form 3 |
96 | POWERS WILLIAM C EXECUTIVE COMMITTEE MEMBER | 2008-12-31 06:16:55 | 0 0 | 0 | Form 3 |
97 | Fuccillo Thomas J Secretary | 2005-03-03 10:46:59 | 0 0 | 0 | Form 3 |
98 | HAMALAINEN PASI Executive Committee | 2006-01-03 11:17:27 | 0 0 | 0 | Form 3 |
99 | Hoover E Clifton Jr Affiliated Person | 2006-11-27 16:26:01 | 0 0 | 0 | Form 4 |
100 | Srivastava Lagan Healey William V Kirk Richard H Chapman Kathleen A Assistant Secretary | 2006-12-20 18:49:09 | 0 0 | 0 | Form 3 |
101 | Schmider Ernest L Jacobs Lew W IV Affiliated Person | 2007-01-10 11:04:07 | 0 0 | 0 | Form 3 |
102 | ALLIANZ GLOBAL INVESTORS OF AMERICA L P Affiliated Entity | 2007-05-10 09:40:02 | 0 0 | 0 | Form 3 |
103 | SULLIVAN R PETER III Director | 2007-09-12 13:38:27 | 0 0 | 0 | Form 3 |
104 | CUMMINGS JOHN PORTFOLIO MANAGER | 2008-12-19 16:27:58 | 0 0 | 0 | Form 3 |
105 | ARNOLD TAMARA J SEE REMARKS | 2011-01-14 14:20:40 | 0 0 | 0 | Form 3 |
106 | El-Erian Mohamed EXECUTIVE COMMITTEE MEMBER | 2008-12-31 06:29:30 | 0 0 | 0 | Form 3/A |
107 | LUDWIG STEVEN SVP & CCO | 2008-12-31 06:48:20 | 0 0 | 0 | Form 3 |
108 | Whisten Scott Assistant Treasurer | 2008-12-31 11:01:19 | 0 0 | 0 | Form 3 |
109 | COCHRAN RICHARD J Assistant Treasurer | 2008-12-31 11:08:57 | 0 0 | 0 | Form 3 |
110 | Claussen Barbara R AFFILIATED PERSON | 2008-12-31 12:17:00 | 0 0 | 0 | Form 3 |
111 | MEWBOURNE CURTIS A EXECUTIVE COMMITTEE MEMBER | 2009-01-09 18:37:07 | 0 0 | 0 | Form 3 |
112 | KERTESS HANS W Director | 2009-01-20 18:52:40 | 0 0 | 0 | Form 3/A |
113 | Pisano Albert A Affiliated Person | 2009-01-20 17:33:23 | 0 0 | 0 | Form 3/A |
114 | BROWN ERIK C Vice President | 2014-09-08 12:37:16 | 0 0 | 0 | Form 3 |
115 | BENZ WILLIAM ROBERT II SEE REMARKS | 2014-03-28 18:37:18 | 0 0 | 0 | Form 3 |
116 | WORAH MIHIR P SEE REMARKS | 2014-03-28 19:21:58 | 0 0 | 0 | Form 3 |
117 | Bengtson-Olivieri Erin Affiliated Person | 2014-05-02 14:53:10 | 0 0 | 0 | Form 3 |
118 | Barling James Affiliated Person | 2014-06-26 12:06:33 | 0 0 | 0 | Form 3 |
119 | JOHNSON ERIC DAVID Vice President | 2014-09-08 14:17:59 | 0 0 | 0 | Form 3 |
120 | LESHAW RYAN G Assistant Secretary | 2014-09-08 14:18:57 | 0 0 | 0 | Form 3 |
121 | Anctil Stacie ASSISTANT TREASURER | 2014-09-08 12:03:15 | 0 0 | 0 | Form 3 |
122 | Walker Trent Assistant Treasurer | 2014-09-08 12:23:10 | 0 0 | 0 | Form 3 |
123 | Jobson David Affiliated Person | 2014-02-20 15:38:52 | 0 0 | 0 | Form 3 |
124 | STRELOW PETER G See Remarks | 2014-09-08 13:01:28 | 0 0 | 0 | Form 3 |
125 | DAWSON CRAIG A Director | 2014-09-08 13:14:45 | 0 0 | 0 | Form 3 |
126 | Ratner Joshua See Remarks | 2014-09-08 13:40:22 | 0 0 | 0 | Form 3 |
127 | GALIPEAU WILLIAM GLEN See Remarks | 2014-09-08 13:49:05 | 0 0 | 0 | Form 3 |
128 | BALLS ANDREW SEE REMARKS | 2014-10-06 15:12:57 | 0 0 | 0 | Form 3 |
129 | MARIAPPA SUDI SEE REMARKS | 2015-01-08 17:24:57 | 0 0 | 0 | Form 3 |
130 | PATULA JENNIFER Assistant Secretary | 2004-03-01 16:43:22 | 0 0 | 0 | Form 3 |
131 | AVDEYCHIK VADIM Assistant Secretary | 2015-06-12 17:06:37 | 0 0 | 0 | Form 3 |
132 | Oliver Thomas W JR Affiliated Person | 2011-11-14 09:54:44 | 0 0 | 0 | Form 3 |
133 | Dzemaili Orhan Assistant Treasurer | 2011-01-20 10:27:40 | 0 0 | 0 | Form 3 |
134 | ZOULLAS DEBORAH A Director | 2011-03-10 10:36:55 | 0 0 | 0 | Form 3 |
135 | Gaffney Brian J. Affiliated Person | 2011-03-10 12:52:52 | 0 0 | 0 | Form 3 |
136 | Migliori Scott Affiliated Person | 2011-03-10 13:24:56 | 0 0 | 0 | Form 3 |
137 | Sexauer Stephen Affiliated Person | 2011-03-10 15:10:30 | 0 0 | 0 | Form 3 |
138 | Marino Gerard Affiliated Person | 2011-03-10 16:00:24 | 0 0 | 0 | Form 3 |
139 | VALEIRAS HORACIO Affiliated Person | 2011-03-10 16:40:03 | 0 0 | 0 | Form 3 |
140 | DEANE JOSEPH P PORTFOLIO MANAGER | 2011-07-29 14:43:45 | 0 0 | 0 | Form 3 |
141 | NAGLER JASON JORDAN Assistant Treasurer | 2015-06-12 17:38:57 | 0 0 | 0 | Form 3 |
142 | RODOSKY STEPHEN A SEE REMARKS | 2012-02-09 14:21:39 | 0 0 | 0 | Form 3 |
143 | Carroll John Affiliated Person | 2012-02-29 16:04:17 | 0 0 | 0 | Form 3 |
144 | Townsend Christopher Affiliated Person | 2012-02-29 13:21:15 | 0 0 | 0 | Form 3 |
145 | Sluyters Julian Affiliated Person | 2012-11-20 14:31:21 | 0 0 | 0 | Form 3 |
146 | SHORT JONATHAN D See Remarks | 2013-01-18 21:06:47 | 0 0 | 0 | Form 3 |
147 | Harter Thomas L Chief Compliance Officer | 2013-07-01 14:44:05 | 0 0 | 0 | Form 3 |
148 | Frank Udo Affiliated Person | 2013-07-12 16:43:52 | 0 0 | 0 | Form 3 |
149 | Jacobs Lew W IV SEE REMARKS | 2014-01-30 19:21:51 | 0 0 | 0 | Form 3 |