Insider Holders & Insider Ownership - PIMCO CORPORATE & INCOME OPPORTUNITY FUND (PTY)

List of insiders holdings for PIMCO CORPORATE & INCOME OPPORTUNITY FUND:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
GROSS WILLIAM H
SEE REMARKS
2015-02-20 16:55:381,135,671
2,173,840
3,309,511Form 4/A
PACIFIC INVESTMENT MANAGEMENT CO LLC
Investment Adviser
2003-08-04 16:34:050
40,430
40,430Form 4
HINMAN DAVID C
Vice President/Portfolio Mgr.
2003-08-04 17:12:090
19,400
19,400Form 4
BANK OF AMERICA CORP
BANK OF AMERICA NA
Former 10% Owner
2023-10-04 14:21:109,633
0
9,633Form 13G
BANK OF AMERICA CORP
BOFA SECURITIES INC.
10% Owner
2023-10-04 14:21:109,633
0
9,633Form 13G
BANK OF AMERICA CORP
MERRILL LYNCH PIERCE FENNER & SMITH INC.
10% Owner
2023-10-04 14:21:109,633
0
9,633Form 13G
Vandecruze Grace
Director
2023-11-27 18:59:230
7,513
7,513Form 4
MERRILL LYNCH & CO. INC.
MERRILL LYNCH PIERCE FENNER & SMITH INC.
10% Owner
2009-01-12 09:07:574,801
0
4,801Form 13G
UBS AG
10% Owner
2014-02-26 21:21:230
3,242
3,242Form 4
UBS Group AG
10% Owner
2024-04-18 14:16:300
3,242
3,242Form 4
DAWSON CRAIG A
Director
2019-12-18 20:05:34186
0
186Form 4
Byer Jeffrey Alan
Vice President
2020-01-09 15:52:130
0
0Form 3
Zhang Hao Jessica
Assistant Treasurer
2020-01-09 19:00:460
0
0Form 3
Pittluck Brian Joel
Vice President
2020-01-09 17:44:410
0
0Form 3
MOGELOF ERIC J
SEE REMARKS
2020-03-27 21:10:480
0
0Form 3
EVANS BRANDON THOMAS
Assistant Treasurer
2019-06-06 17:06:510
0
0Form 3
TODD BRADLEY ALLEN
Treasurer
2019-06-06 19:52:450
0
0Form 3
SHENOY SHWETHA P
Assistant Treasurer
2019-06-06 18:11:180
0
0Form 3
STAHL CATHLEEN RUTH
SEE REMARKS
2019-01-02 19:35:170
0
0Form 3
TOURNIER EVE ANNE CELINE
SEE REMARKS
2020-03-27 18:44:540
0
0Form 3
SEIDNER MARC P
SEE REMARKS
2020-03-27 19:59:400
0
0Form 3
FISHER DAVID NICHOLS III
Director
2019-01-02 18:17:100
0
0Form 3
Schneider Jerome M
SEE REMARKS
2020-03-27 20:42:220
0
0Form 3
Cogan Sarah E
Director
2019-01-02 16:48:220
0
0Form 3
Hall Gregory Weston
SEE REMARKS
2020-09-24 17:49:290
0
0Form 3
Roman Emmanuel
SEE REMARKS
2016-11-02 17:14:380
0
0Form 3
Bekkers Timothy Albert-Michel-Alain
Assistant Secretary
2024-08-21 20:26:580
0
0Form 3
Brigade Leveraged Capital Structures Fund Ltd.
10% Owner
2015-04-24 17:29:180
0
0Form 4/A
AVDEYCHIK VADIM
Assistant Secretary
2015-06-12 16:47:360
0
0Form 3
NAGLER JASON JORDAN
Assistant Treasurer
2015-06-12 17:19:450
0
0Form 3
KORINKE KIMBERLEY G
SEE REMARKS
2016-01-13 16:58:010
0
0Form 3
BRIDWELL JENNIFER S
SEE REMARKS
2016-01-22 17:25:150
0
0Form 3
MATHER SCOTT A
SEE REMARKS
2016-01-22 17:56:170
0
0Form 3
MORIN CHRISTOPHER M
Assistant Treasurer
2016-10-04 17:19:030
0
0Form 3
AUDAIN-PRESSLEY KEISHA L
Chief Compliance Officer
2018-01-31 16:23:210
0
0Form 3
HYMAN DANIEL H
SEE REMARKS
2017-01-10 16:36:100
0
0Form 3
STRACKE THIBAULT CHRISTIAN
SEE REMARKS
2017-01-11 17:04:190
0
0Form 3
PARIKH BIJAL Y
Vice President
2017-03-29 16:41:550
0
0Form 3
DEAN MILLER COLLEEN
Assistant Treasurer
2017-03-29 13:58:500
0
0Form 3
KIT WU KWAN
Assistant Secretary
2017-03-29 14:48:160
0
0Form 3
Melman Laura S
Assistant Treasurer
2017-03-29 15:33:560
0
0Form 3
FELS JOACHIM WALTER
See Remarks
2018-01-04 18:31:090
0
0Form 3
Narain Shivanand
Vice President
2024-01-17 16:00:490
0
0Form 3
Mason Gregory John
VICE PRESIDENT
2023-03-24 15:15:190
0
0Form 3
Cantrill Elizabeth Davis
Director
2023-05-03 17:03:330
0
0Form 3
Bui Giang Huong
SEE REMARKS
2023-10-04 17:59:130
0
0Form 3
Suh Sung-Hee
SEE REMARKS
2024-01-04 17:54:320
0
0Form 3
Chan Carol Kar-lon
Vice President
2024-01-17 13:55:010
0
0Form 3
Creighton Alyssa Michele
Vice President
2024-01-17 14:28:480
0
0Form 3
Goodman Matthew Louis
Assistant Treasurer
2024-01-17 15:08:020
0
0Form 3
McLaughlin Colleen Patrice
Vice President
2024-01-17 15:39:320
0
0Form 3
Golota Maria Marchenko
ASSISTANT TREASURER
2023-03-24 14:14:450
0
0Form 3
Pacetti Laine Elizabeth
Assistant Treasurer
2024-01-17 16:45:290
0
0Form 3
Wildermuth Paul Thomas
Vice President
2024-01-17 17:15:360
0
0Form 3
Stern Jason Ross
Assistant Treasurer
2024-01-17 17:37:030
0
0Form 3
Vu Quynh-Chi Hoang
Assistant Treasurer
2024-01-17 18:03:350
0
0Form 3
SHARENOW GREG ELLIOT
SEE REMARKS
2024-02-05 18:05:150
0
0Form 3
Kersman Alejandro Eduardo
SEE REMARKS
2024-02-05 18:36:330
0
0Form 3
Yang Jing
SEE REMARKS
2024-02-05 19:05:480
0
0Form 3
Ellis Michele Noel
VICE PRESIDENT
2024-08-21 18:42:530
0
0Form 3
McCartney Kathleen Ann
Director
2022-07-01 15:39:590
0
0Form 3
Kittredge Joseph Baker Jr
Director
2020-06-22 18:20:170
0
0Form 3
Dinan Jaime Catherine
ASSISTANT SECRETARY
2024-08-21 19:23:200
0
0Form 3
Brigliadori Geraldine Edith
SEE REMARKS
2021-01-29 20:09:240
0
0Form 3
Duggan Elizabeth A
Vice President
2021-03-26 18:03:190
0
0Form 3
Zakir Nadia
SEE REMARKS
2021-06-03 20:41:480
0
0Form 3
Jelic Mark Allen
Vice President
2021-09-30 17:07:410
0
0Form 3
Meggers Julie Ann
SEE REMARKS
2022-02-07 19:12:410
0
0Form 3
Werber Keith Adam
VICE PRESIDENT
2022-06-16 14:45:130
0
0Form 3
Whitten Candice Stack
SEE REMARKS
2020-03-27 17:23:330
0
0Form 3
Burrill Douglas Benjamin
Vice President
2022-08-25 19:29:190
0
0Form 3
Lee Kenneth W.
Vice President
2022-09-01 17:43:290
0
0Form 3
Steiner Jason Robert
SEE REMARKS
2023-02-03 13:05:390
0
0Form 3
Pier Sonali Shah
SEE REMARKS
2023-02-03 14:09:230
0
0Form 3
Ananthanarayanan Vishalakshi Mangala
SEE REMARKS
2023-02-03 15:25:260
0
0Form 3
WANG QI
SEE REMARKS
2023-02-03 16:47:310
0
0Form 3
Duran Jason Raul
VICE PRESIDENT
2023-03-24 13:15:110
0
0Form 3
KOEPFGEN BRUCE L
AFFILIATED PERSON
2009-01-21 19:48:290
0
0Form 3/A
Healey William V
Assistant Secretary
2009-01-20 18:42:530
0
0Form 3/A
KERTESS HANS W
Director
2009-01-20 18:55:080
0
0Form 3/A
Pisano Albert A
Affiliated Person
2009-01-20 17:36:430
0
0Form 3/A
WHITTINGTON MARNA C
Affiliated Person
2009-01-20 17:46:040
0
0Form 3/A
MOORE E BLAKE JR
Affiliated Person
2009-01-20 17:53:040
0
0Form 3/A
Kirk Richard H
Assistant Secretary
2009-01-20 18:04:180
0
0Form 3/A
Guia Youse
Chief Compliance Officer
2009-01-20 18:12:410
0
0Form 3/A
Chapman Kathleen A
Assistant Secretary
2009-01-20 18:16:230
0
0Form 3/A
Ogden William B IV
Director
2009-01-20 18:37:060
0
0Form 3/A
MEWBOURNE CURTIS A
EXECUTIVE COMMITTEE MEMBER
2009-01-09 18:37:310
0
0Form 3
TAYLOR DIANA L
Director
2009-01-23 10:56:160
0
0Form 3/A
Durham Jennifer E
SVP & CCO
2009-02-23 15:23:170
0
0Form 3
JACOBSON JAMES A
Director
2009-12-17 10:26:190
0
0Form 3
IVASCYN DANIEL J
Executive Committee Member
2010-01-04 13:31:000
0
0Form 3
Hodge Douglas M
Executive Committee Member
2010-02-12 15:06:500
0
0Form 4
Rappaport Alan
Director
2010-06-30 14:56:090
0
0Form 3
GALLAGHER BRADFORD K
Director
2010-09-27 15:07:350
0
0Form 3
CUPPS WENDY
Executive Committee Member
2011-01-04 17:09:520
0
0Form 3
POWERS WILLIAM C
EXECUTIVE COMMITTEE MEMBER
2008-12-31 06:15:570
0
0Form 3
PATULA JENNIFER
Assistant Secretary
2004-03-01 15:58:470
0
0Form 3
Fuccillo Thomas J
Secretary
2005-03-03 10:05:090
0
0Form 3
HAMALAINEN PASI
Executive Committee
2006-01-03 11:26:460
0
0Form 3
Hoover E Clifton Jr
Affiliated Person
2006-11-27 15:17:320
0
0Form 4
Srivastava Lagan
Healey William V
Kirk Richard H
Chapman Kathleen A
Assistant Secretary
2006-12-20 14:51:250
0
0Form 3
Schmider Ernest L
Jacobs Lew W IV
Affiliated Person
2007-01-10 10:11:580
0
0Form 3
ALLIANZ GLOBAL INVESTORS OF AMERICA L P
Affiliated Entity
2007-05-29 12:25:390
0
0Form 4
SULLIVAN R PETER III
Director
2007-09-12 14:10:260
0
0Form 3
MILLER JOHN MARK
Executive Committee Member
2011-01-04 17:36:260
0
0Form 3
El-Erian Mohamed
EXECUTIVE COMMITTEE MEMBER
2008-12-31 06:28:460
0
0Form 3/A
LUDWIG STEVEN
SVP & CCO
2008-12-31 06:47:320
0
0Form 3
THOMPSON WILLIAM S
EXECUTIVE COMMITTEE MEMBER
2008-12-31 07:05:050
0
0Form 5
KIESEL MARK R
PORTFOLIO MANAGER
2008-12-31 07:13:120
0
0Form 3
Whisten Scott
Assistant Treasurer
2008-12-31 11:18:080
0
0Form 3
COCHRAN RICHARD J
Assistant Treasurer
2008-12-31 11:21:240
0
0Form 3
FLATTUM DAVID C
AFFILIATED PERSON
2008-12-31 07:18:170
0
0Form 3/A
Claussen Barbara R
AFFILIATED PERSON
2008-12-31 12:05:270
0
0Form 3
STRELOW PETER G
See Remarks
2014-09-08 12:38:570
0
0Form 3
Jobson David
Affiliated Person
2014-02-20 15:23:540
0
0Form 3
BENZ WILLIAM ROBERT II
SEE REMARKS
2014-03-28 18:35:150
0
0Form 3
WORAH MIHIR P
SEE REMARKS
2014-03-28 19:20:480
0
0Form 3
Bengtson-Olivieri Erin
Affiliated Person
2014-05-02 14:24:040
0
0Form 3
Barling James
Affiliated Person
2014-06-26 11:49:040
0
0Form 3
Anctil Stacie
ASSISTANT TREASURER
2014-09-08 11:42:560
0
0Form 3
Walker Trent
Assistant Treasurer
2014-09-08 11:54:080
0
0Form 3
BROWN ERIK C
Vice President
2014-09-08 12:20:380
0
0Form 3
Jacobs Lew W IV
SEE REMARKS
2014-01-30 19:19:480
0
0Form 3
Ratner Joshua
See Remarks
2014-09-08 13:18:400
0
0Form 3
GALIPEAU WILLIAM GLEN
See Remarks
2014-09-08 13:38:560
0
0Form 3
LESHAW RYAN G
Assistant Secretary
2014-09-08 13:55:300
0
0Form 3
JOHNSON ERIC DAVID
Vice President
2014-09-08 14:10:340
0
0Form 3
BALLS ANDREW
SEE REMARKS
2014-10-06 14:38:220
0
0Form 3
MURATA ALFRED T
SEE REMARKS
2014-10-06 15:17:170
0
0Form 3
MITTAL MOHIT
SEE REMARKS
2014-10-06 15:30:220
0
0Form 3
MARIAPPA SUDI
SEE REMARKS
2015-01-08 17:02:460
0
0Form 3
Oliver Thomas W JR
Affiliated Person
2011-11-14 09:46:110
0
0Form 3
ARNOLD TAMARA J
SEE REMARKS
2011-01-14 14:21:350
0
0Form 3
Dzemaili Orhan
Assistant Treasurer
2011-01-20 09:29:190
0
0Form 3
Gaffney Brian J.
Affiliated Person
2011-03-10 12:34:040
0
0Form 3
Migliori Scott
Affiliated Person
2011-03-10 13:48:520
0
0Form 3
Sexauer Stephen
Affiliated Person
2011-03-10 14:49:300
0
0Form 3
Marino Gerard
Affiliated Person
2011-03-10 15:41:340
0
0Form 3
VALEIRAS HORACIO
Affiliated Person
2011-03-10 16:21:190
0
0Form 3
ZOULLAS DEBORAH A
Director
2011-06-17 11:45:470
0
0Form 3
Otterbein Thomas J
See Remarks
2015-01-08 17:40:540
0
0Form 3
RODOSKY STEPHEN A
SEE REMARKS
2012-02-09 14:20:140
0
0Form 3
Carroll John
Affiliated Person
2012-02-29 16:18:570
0
0Form 3
Townsend Christopher
Affiliated Person
2012-02-29 13:28:030
0
0Form 3
Sluyters Julian
Affiliated Person
2012-11-20 14:18:420
0
0Form 3
SHORT JONATHAN D
See Remarks
2013-01-18 21:05:300
0
0Form 3
Harter Thomas L
Chief Compliance Officer
2013-07-01 14:28:480
0
0Form 3
MANEY JOHN C
Director
2013-07-10 15:03:380
0
0Form 4
Frank Udo
Affiliated Person
2013-07-12 16:28:280
0
0Form 3