Insider Holders & Insider Ownership - CODEXIS INC. (CDXS)

List of insiders holdings for CODEXIS INC.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
Equilon Enterprises LLC
10% Owner
2011-05-24 11:17:4011,146,638
0
11,146,638Form 4
Shell Brazil Holding B.V.
10% Owner
2011-06-02 09:19:1311,146,638
0
11,146,638Form 4
Opaleye Management Inc.
10% Owner
2024-10-28 16:05:040
8,545,000
8,545,000Form 4
SULAT JAMES R
Director
10% Owner
2010-04-29 21:44:5630,816
5,957,108
5,987,924Form 4
MAXYGEN INC
10% Owner
2010-12-17 09:38:275,969,917
0
5,969,917Form 4
Raizen Energia Participacoes S.A.
Ispagnac Participacoes Ltda.
Royal Dutch Shell plc
Cosan S.A. Industria e Comercio
Cosan Ltd.
10% Owner
2011-06-07 16:50:485,573,319
0
5,573,319Form 13D
Vivo Ventures Fund VII L.P.
Vivo Ventures VII Affiliates Fund L.P.
VIVO VENTURES VII LLC
10% Owner
2019-02-14 15:18:592,620,530
0
2,620,530Form 13G
DILLY STEPHEN GEORGE
See Remarks
2024-01-02 21:23:401,442,803
0
1,442,803Form 4
NICOLS JOHN J
Director
2023-04-19 16:18:461,105,391
0
1,105,391Form 4
Ryali Sriram
Chief Financial Officer
2024-01-02 21:24:26489,916
0
489,916Form 4
Norrett Kevin
Chief Operating Officer
2024-01-02 21:24:10464,577
0
464,577Form 4
MOORE ALISON
Chief Technical Officer
2024-10-10 18:20:44448,696
0
448,696Form 4
Fitzgerald Margaret Nell
See Remarks
2024-01-02 21:23:56447,895
0
447,895Form 4
Erbez Georgia
Chief Financial Officer
2024-10-10 18:20:24350,000
0
350,000Form 4
SHAW ALAN
President and CEO
2011-12-19 17:41:2075,000
202,000
277,000Form 4
Sheehy Douglas T.
See Remarks
2016-03-08 18:46:01247,617
0
247,617Form 4
SANGSTER GORDON
SVP & Chief Financial Officer
2019-03-22 18:25:08235,453
0
235,453Form 4
Dorgan Byron L
Director
2024-06-13 18:25:59223,581
0
223,581Form 4
KELLEY BERNARD J
Director
2021-08-12 16:13:46206,136
0
206,136Form 4
Aldridge Michael D.
See Remarks
2018-05-18 17:54:46206,000
0
206,000Form 4
Seufer-Wasserthal Peter
SVP, Pharmaceuticals
2013-01-28 21:25:24158,950
0
158,950Form 4
Smith David V
Director
2024-06-13 18:28:4264,722
88,570
153,292Form 4
Sarret Joseph J.
SVP and CBO
2012-03-09 19:42:44133,000
13,333
146,333Form 4
Lalonde James
SVP, R&D
2019-05-15 16:23:02135,780
0
135,780Form 4
O'Toole David D
SVP & Chief Financial Officer
2013-09-06 19:14:06110,687
0
110,687Form 4
WOLF DENNIS P
Director
2024-06-13 18:28:11106,920
0
106,920Form 4
PARKER H STEWART
Director
2024-06-13 18:27:38102,600
0
102,600Form 4
Singhvi Rahul
Director
2024-06-13 18:27:5496,069
0
96,069Form 4
Anton David L.
SVP, BioIndustrials
2013-02-12 21:23:0293,777
0
93,777Form 4
Martinborough Esther
Director
2024-06-13 18:26:1188,053
0
88,053Form 4
Tobin Matthew
SVP, Research & Development
2013-05-17 21:03:5978,707
0
78,707Form 4
Karsner Alexander
Director
2014-01-06 18:15:4678,519
0
78,519Form 4
Cheng Pam P.
Director
2019-06-13 16:11:2669,589
0
69,589Form 4
Glaub Kathleen Sereda
Director
2019-06-13 16:12:4268,481
0
68,481Form 4
Aaker Jennifer
Director
2023-06-15 16:11:0166,211
0
66,211Form 4
Strumph Peter M
Interim President and CEO
2012-06-05 18:14:3360,756
0
60,756Form 4
Yang Patrick Y
Director
2022-06-16 16:14:1053,785
0
53,785Form 4
De Vre Raymond
Director
2024-11-12 16:29:5847,846
0
47,846Form 4
Lawson Robert J
SVP and CFO
2011-05-12 21:26:4844,000
0
44,000Form 4
TAYLOR DEAN ROSS JR
Advisor
2023-02-09 16:21:4738,554
0
38,554Form 4
Ho Mark
Principal Accounting Officer
2012-07-17 18:20:5434,090
0
34,090Form 3
BARUCH THOMAS R
Director
2020-06-16 16:03:5033,093
0
33,093Form 4
Dowd Brian Paul
Interim CFO
2012-06-05 18:14:1828,310
0
28,310Form 4
Pasternack Bruce A
Director
2010-08-27 21:11:2810,000
0
10,000Form 4
CMEA VENTURES LIFE SCIENCES 2000 LP
CMEA Ventures Life Sciences 2000 Civil Law Partnership
CMEA Ventures LS Management 2000 L.P.
Collier David J
Handelsman Karl D.
Director
10% Owner
2014-11-12 16:31:560
0
0Form 4
Mizutani Pedro Isamu
Director
2011-07-22 17:33:440
0
0Form 3
Wong Mun Yew
Director
2010-04-29 21:49:010
0
0Form 4
Biomedical Sciences Investment Fund Pte Ltd.
EDB Investments Pte Ltd.
10% Owner
2018-02-12 06:08:140
0
0Form 13G
Streng Chris
Director
2010-04-21 20:37:410
0
0Form 3