List of insiders holdings for CODEXIS INC.:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
| 1 | Equilon Enterprises LLC 10% Owner | 2011-05-24 11:17:40 | 11,146,638 0 | 11,146,638 | Form 4 |
| 2 | Shell Brazil Holding B.V. 10% Owner | 2011-06-02 09:19:13 | 11,146,638 0 | 11,146,638 | Form 4 |
| 3 | SULAT JAMES R Director 10% Owner | 2010-04-29 21:44:56 | 30,816 5,957,108 | 5,987,924 | Form 4 |
| 4 | MAXYGEN INC 10% Owner | 2010-12-17 09:38:27 | 5,969,917 0 | 5,969,917 | Form 4 |
| 5 | Raizen Energia Participacoes S.A. Ispagnac Participacoes Ltda. Royal Dutch Shell plc Cosan S.A. Industria e Comercio Cosan Ltd. 10% Owner | 2011-06-07 16:50:48 | 5,573,319 0 | 5,573,319 | Form 13D |
| 6 | Vivo Ventures Fund VII L.P. Vivo Ventures VII Affiliates Fund L.P. VIVO VENTURES VII LLC 10% Owner | 2019-02-14 15:18:59 | 2,620,530 0 | 2,620,530 | Form 13G |
| 7 | NICOLS JOHN J Director | 2023-04-19 16:18:46 | 1,105,391 0 | 1,105,391 | Form 4 |
| 8 | MOORE ALISON President and CEO | 2025-11-17 17:11:27 | 754,332 0 | 754,332 | Form 4 |
| 9 | DILLY STEPHEN GEORGE Director | 2025-11-12 16:31:29 | 727,053 0 | 727,053 | Form 4 |
| 10 | Lutz Stefan CSO | 2025-11-17 17:10:31 | 660,666 0 | 660,666 | Form 3 |
| 11 | Ryali Sriram Chief Financial Officer | 2024-01-02 21:24:26 | 489,916 0 | 489,916 | Form 4 |
| 12 | Fitzgerald Margaret Nell See Remarks | 2024-01-02 21:23:56 | 447,895 0 | 447,895 | Form 4 |
| 13 | Norrett Kevin Chief Operating Officer | 2025-02-07 20:20:55 | 338,577 0 | 338,577 | Form 4 |
| 14 | SHAW ALAN President and CEO | 2011-12-19 17:41:20 | 75,000 202,000 | 277,000 | Form 4 |
| 15 | Sheehy Douglas T. See Remarks | 2016-03-08 18:46:01 | 247,617 0 | 247,617 | Form 4 |
| 16 | SANGSTER GORDON SVP & Chief Financial Officer | 2019-03-22 18:25:08 | 235,453 0 | 235,453 | Form 4 |
| 17 | Dorgan Byron L Director | 2024-06-13 18:25:59 | 223,581 0 | 223,581 | Form 4 |
| 18 | KELLEY BERNARD J Director | 2021-08-12 16:13:46 | 206,136 0 | 206,136 | Form 4 |
| 19 | Aldridge Michael D. See Remarks | 2018-05-18 17:54:46 | 206,000 0 | 206,000 | Form 4 |
| 20 | Smith David V Director | 2025-06-12 19:30:24 | 105,705 88,570 | 194,275 | Form 4 |
| 21 | Opaleye Management Inc. 10% Owner | 2025-12-15 06:06:27 | 0 179,989 | 179,989 | Form 4/A |
| 22 | Seufer-Wasserthal Peter SVP, Pharmaceuticals | 2013-01-28 21:25:24 | 158,950 0 | 158,950 | Form 4 |
| 23 | Sarret Joseph J. SVP and CBO | 2012-03-09 19:42:44 | 133,000 13,333 | 146,333 | Form 4 |
| 24 | PARKER H STEWART Director | 2025-06-12 19:29:43 | 143,583 0 | 143,583 | Form 4 |
| 25 | WOLF DENNIS P Director | 2025-11-25 16:18:50 | 138,951 0 | 138,951 | Form 4 |
| 26 | Singhvi Rahul Director | 2025-06-12 19:30:12 | 137,052 0 | 137,052 | Form 4 |
| 27 | Lalonde James SVP, R&D | 2019-05-15 16:23:02 | 135,780 0 | 135,780 | Form 4 |
| 28 | Martinborough Esther Director | 2025-06-12 19:29:28 | 129,036 0 | 129,036 | Form 4 |
| 29 | Collins Cynthia Director | 2025-06-12 19:28:56 | 112,157 0 | 112,157 | Form 4 |
| 30 | O'Toole David D SVP & Chief Financial Officer | 2013-09-06 19:14:06 | 110,687 0 | 110,687 | Form 4 |
| 31 | Anton David L. SVP, BioIndustrials | 2013-02-12 21:23:02 | 93,777 0 | 93,777 | Form 4 |
| 32 | De Vre Raymond Director | 2025-11-13 16:16:31 | 87,416 0 | 87,416 | Form 4 |
| 33 | Richards Christos Director | 2025-06-12 19:29:55 | 85,133 0 | 85,133 | Form 4 |
| 34 | Tobin Matthew SVP, Research & Development | 2013-05-17 21:03:59 | 78,707 0 | 78,707 | Form 4 |
| 35 | Karsner Alexander Director | 2014-01-06 18:15:46 | 78,519 0 | 78,519 | Form 4 |
| 36 | Erbez Georgia Chief Financial Officer | 2025-10-15 17:13:37 | 70,636 0 | 70,636 | Form 4 |
| 37 | Cheng Pam P. Director | 2019-06-13 16:11:26 | 69,589 0 | 69,589 | Form 4 |
| 38 | Glaub Kathleen Sereda Director | 2019-06-13 16:12:42 | 68,481 0 | 68,481 | Form 4 |
| 39 | Aaker Jennifer Director | 2023-06-15 16:11:01 | 66,211 0 | 66,211 | Form 4 |
| 40 | Strumph Peter M Interim President and CEO | 2012-06-05 18:14:33 | 60,756 0 | 60,756 | Form 4 |
| 41 | Yang Patrick Y Director | 2022-06-16 16:14:10 | 53,785 0 | 53,785 | Form 4 |
| 42 | Lawson Robert J SVP and CFO | 2011-05-12 21:26:48 | 44,000 0 | 44,000 | Form 4 |
| 43 | TAYLOR DEAN ROSS JR Advisor | 2023-02-09 16:21:47 | 38,554 0 | 38,554 | Form 4 |
| 44 | Ho Mark Principal Accounting Officer | 2012-07-17 18:20:54 | 34,090 0 | 34,090 | Form 3 |
| 45 | BARUCH THOMAS R Director | 2020-06-16 16:03:50 | 33,093 0 | 33,093 | Form 4 |
| 46 | Dowd Brian Paul Interim CFO | 2012-06-05 18:14:18 | 28,310 0 | 28,310 | Form 4 |
| 47 | Pasternack Bruce A Director | 2010-08-27 21:11:28 | 10,000 0 | 10,000 | Form 4 |
| 48 | CMEA VENTURES LIFE SCIENCES 2000 LP CMEA Ventures Life Sciences 2000 Civil Law Partnership CMEA Ventures LS Management 2000 L.P. Collier David J Handelsman Karl D. Director 10% Owner | 2014-11-12 16:31:56 | 0 0 | 0 | Form 4 |
| 49 | Streng Chris Director | 2010-04-21 20:37:41 | 0 0 | 0 | Form 3 |
| 50 | Mizutani Pedro Isamu Director | 2011-07-22 17:33:44 | 0 0 | 0 | Form 3 |
| 51 | Wong Mun Yew Director | 2010-04-29 21:49:01 | 0 0 | 0 | Form 4 |
| 52 | Biomedical Sciences Investment Fund Pte Ltd. EDB Investments Pte Ltd. 10% Owner | 2018-02-12 06:08:14 | 0 0 | 0 | Form 13G |