Insider Holders & Insider Ownership - ALLSPRING INCOME OPPORTUNITIES FUND (EAD)

List of insiders holdings for ALLSPRING INCOME OPPORTUNITIES FUND:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
Lee Christopher M
Portfolio Manager
2021-05-10 11:29:3633,913
0
33,913Form 4
Ebsworth William R.
Director
2024-01-09 13:51:242,500
0
2,500Form 4
MERRILL LYNCH & CO. INC.
MERRILL LYNCH PIERCE FENNER & SMITH INC.
10% Owner
2009-01-12 09:12:571,012
0
1,012Form 13G
POLISSON JAMES
Director
2024-01-04 14:33:171000
0
1000Form 4
FREEMAN JANE A
Director
2022-08-29 13:10:33324.87
0
324.87Form 4
Willeke Donald C
Director
2011-04-20 16:16:06200
0
200Form 4
HARRIS ISAIAH JR
Director
2011-04-14 11:02:45200
0
200Form 4
Penny Timothy J
Director
2011-04-18 15:51:27187
0
187Form 4
SCOFIELD MICHAEL S
Director
2004-06-10 16:10:01100
0
100Form 4
Wheelock Pamela
Director
2020-01-06 12:57:16100
0
100Form 3
Larcker David F.
Director
2011-04-25 14:35:17100
0
100Form 4
Johnson Judith M
Director
2011-04-25 15:15:47100
0
100Form 4
Mitchell Olivia S
Director
2011-04-21 16:27:39100
0
100Form 4/A
Gordon Peter G
Director
2011-04-01 16:46:0550
0
50Form 4
HARTMAN KIRK D
PRESIDENT & CIO OF SUB-ADVISOR
2013-01-07 16:37:510
0
0Form 3
Shiver Mai S
Fmr CCO of Sub-Adviser
2015-05-04 10:39:440
0
0Form 5
Innis William B
Fmr Dividend Committee Member
2015-05-04 10:28:080
0
0Form 5
KEITH LEROY
Director
2015-01-02 11:22:110
0
0Form 4
Foy Siobhan
CCO of Sub-Adviser
2014-12-16 13:16:380
0
0Form 3
Ceccarelli Aldo A
Dividend Committee Member
2014-09-17 11:06:500
0
0Form 3
Phillips Kasey
Former Treasurer
2013-06-06 15:39:150
0
0Form 5
Bissell Robert W
Former President of Sub-Adviso
2013-06-06 15:45:530
0
0Form 5
Chan CHRISTIAN
Former Dividend Comm. Member
2013-06-06 15:50:580
0
0Form 5
Ordman Joshua
Fmr Dividend Committee Member
2015-05-04 11:34:490
0
0Form 5
Haast Paul J
Dividend Committee Member
2012-07-26 13:26:340
0
0Form 3
Wiser Nancy A
Dividend Committee Member
2012-07-26 14:19:300
0
0Form 3
Norris Patricia B
Former Director
Director
2011-05-24 10:48:390
0
0Form 5
Moss Matthew
CFO of Former Advisor
2011-05-24 15:57:050
0
0Form 5
RICHARDSON DAVID M
Former Director
Director
2011-05-24 15:48:050
0
0Form 5
MUNN W DOUGLAS
Former Director of Advisor
Director
2011-05-24 15:59:570
0
0Form 5
McDuffie Jennifer
Former Dividend Comm. Member
2011-05-24 16:12:540
0
0Form 5
MCDONNELL GERALD M
Former Director
Director
2011-05-24 10:33:360
0
0Form 5
ENNIS WILLIAM M
Former President and CEO
2005-05-04 09:16:560
0
0Form 5
EVERGREEN INVESTMENT MANAGEMENT CO LLC
Adviser
2004-03-05 14:59:260
0
0Form 4/A
TRICKETT THOMAS W
Former CFO of Advisor to EAD
2004-06-16 15:06:210
0
0Form 5
Grunberg Jennifer Lea
Chief Compliance Officer
2023-04-17 16:32:190
0
0Form 3
Felsch Paul Werner
Chief Compliance Officer
2023-02-08 12:12:290
0
0Form 3
MCMULLEN DONALD A
Former Director of Advisor
Director
2005-05-04 09:10:150
0
0Form 5
Baker Christopher Micah
Chief Compliance Officer
2022-01-12 17:37:040
0
0Form 3
Brotman Karin
Chief Compliance Officer
2021-12-07 12:19:120
0
0Form 3
McKinley Kate Sandman
Chief Compliance Officer
2021-11-09 17:32:000
0
0Form 3
Prasse Richard Matthew
Secretary
2021-10-18 21:22:390
0
0Form 3
PETTIT WILLIAM W
Former Director
Director
2011-05-24 15:44:480
0
0Form 5
Schueller Michael Joseph
Portfolio Manager
2020-08-18 11:41:280
0
0Form 3
FULTON SHIRLEY L
Former Trustee
2007-05-03 14:49:110
0
0Form 5
Mavico Daniel J.
Chief Compliance Officer
2019-04-04 12:56:100
0
0Form 3
Roskopf Kevin T.
Share Repurchase Committee Mem
2019-02-07 17:47:510
0
0Form 3
Rhee Michelle H.
Secretary, WFFM
2018-05-14 12:14:320
0
0Form 3
Kymn Alexander
Chief Legal Officer
2018-04-25 14:15:070
0
0Form 3
Owen Andrew
President
2017-01-05 15:41:270
0
0Form 3
Whitaker Michael Howard
Chief Compliance Officer of th
2016-06-07 14:33:440
0
0Form 3
Couto Scott E
Former Dividend Comm Member
2009-06-10 15:05:540
0
0Form 5/A
Messman C. David
Secretary
2010-07-16 15:43:320
0
0Form 3
Susser Philip
Portfolio Manager
2010-07-16 15:07:060
0
0Form 3
GIFFORD K DUN
Former Trustee
2010-06-10 15:57:240
0
0Form 5
AUSTIN CHARLES A III
Former Trustee
2010-06-10 15:54:260
0
0Form 5
Burton Thomas
Former Chief Compliance Off.
2010-06-10 16:00:400
0
0Form 5
Calhoun Robert
Former SVP - EIMCO, Former*
2010-06-10 16:06:050
0
0Form 5
McColl Karen
Former Dividend Comm. Member
2010-06-10 16:08:320
0
0Form 5
Chen Conrad
Dividend Committee Member
2009-10-09 10:20:290
0
0Form 3
FERRO DENNIS H
Former President,*
2009-06-12 13:29:450
0
0Form 5
Rabusch Karla
Director &President of Advisor
2010-07-16 15:27:050
0
0Form 3
GERSHEN RICHARD S
Director, Evergreen*
2009-06-10 14:57:120
0
0Form 5
Lis Frank
Former Dividend Comm Member
2009-06-10 15:16:430
0
0Form 5
Girts Kevin
Former Chief Operations*
2009-06-10 15:12:500
0
0Form 5/A
Riazati Abe
Former Dividend Comm Member
2009-06-10 15:19:010
0
0Form 5
Guerin Robert
Chief Compliance Officer
2007-06-18 15:01:480
0
0Form 3
Germany David
Chief Investment Officer
2008-08-11 15:57:500
0
0Form 3
ANGELOS JAMES F
Former Chief Compliance*
2008-05-30 11:25:290
0
0Form 5
Conkey Christopher
Former Chief Investment*
2008-05-30 11:30:350
0
0Form 5
McCarthy Brian R
Former Dividend Comm. Member
2007-05-03 15:36:060
0
0Form 5
Pzegeo Gary E
Former Portfolio Manager
2008-05-30 11:38:120
0
0Form 5
SALTON RUSSELL A III
Former Director
Director
2011-05-24 15:50:190
0
0Form 5
Tattersall Advisory Group Inc.
Former Sub-Advisor
2011-05-24 16:07:500
0
0Form 5
WAGONER RICHARD
Former Director
Director
2011-05-24 15:54:150
0
0Form 5
KOONCE MICHAEL H
Former Secretary
2011-05-24 10:54:500
0
0Form 5
KOSEL CAROL
Former Director
Director
2011-05-24 10:22:290
0
0Form 5
Utano Jaime
Former CCO, EIMC, TAG
2011-05-24 16:04:260
0
0Form 5
CESTONE ANDREW
Former Portfolio Manager
2011-05-24 16:10:120
0
0Form 5
SHIMA RICHARD J
Former Director
Director
2011-05-24 15:52:220
0
0Form 5
Savoie Gary
Former Dividend Comm. Member
2007-05-03 15:48:230
0
0Form 5
Paddison Sam
Former Dividend Comm. Member*
2007-05-03 15:43:010
0
0Form 5
Erikson Dana
Former Portfolio Manager
2007-05-03 15:18:440
0
0Form 5
Barrett Patrick S
Former Dividend Comm. Member
2007-05-03 15:22:090
0
0Form 5
INSLEY GLEN T
Former Dividend Comm. Member
2007-05-03 15:31:140
0
0Form 5
BANK OF AMERICA CORP
MERRILL LYNCH PIERCE FENNER & SMITH INC.
10% Owner
2011-08-02 17:18:270
0
0Form 13G
Early Debra Ann
Chief Compliance Officer
2010-07-19 10:44:270
0
0Form 3
Nordenfelt Niklas
Portfolio Manager
2010-07-16 15:15:390
0
0Form 3