Insider Holders & Insider Ownership - Virtus Convertible & Income Fund (NCV)

List of insiders holdings for Virtus Convertible & Income Fund:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
MetLife Investment Management LLC
10% Owner
2023-06-12 16:30:142,640,000
0
2,640,000Form 13G
BANK OF AMERICA CORP
MERRILL LYNCH PIERCE FENNER & SMITH INC.
10% Owner
2023-02-14 09:29:162,621,910
0
2,621,910Form 13G
MACLEOD JAMES S
Director
2021-10-05 11:43:1213,892
0
13,892Form 4
AYLWARD GEORGE R
President and CEO
2021-12-22 15:15:398,821
0
8,821Form 4
UBS AG
10% Owner
2014-02-13 09:48:588,056
0
8,056Form 13G
MAHER C WILLIAM
Executive Committee
2004-04-28 17:11:045,000
0
5,000Form 4
BURKE DONALD C
Director
2024-06-06 17:14:084,500
0
4,500Form 3
ZINO BRIAN T
Director
2022-01-04 11:54:323,500
0
3,500Form 3/A
McLoughlin Philip R
Director
2022-03-01 14:34:542,100
0
2,100Form 4
Rappaport Alan
Director
2021-04-28 16:54:302,000
0
2,000Form 4
Cogan Sarah E
Director
2019-08-23 07:47:411,800
0
1,800Form 4
Drummond F Ford
Director
2021-04-29 17:18:161,715
0
1,715Form 4
John Matthew E
Affiliated Person
2008-03-18 16:30:501,350
0
1,350Form 4
ALTADONNA LAWRENCE G
Treasurer
2009-01-29 17:34:381,100
0
1,100Form 4/A
DeCotis Deborah A
Director
2022-03-04 17:08:00989
0
989Form 4
LEMESEVSKI ELIZABETH
Affiliated Person
2007-08-17 16:41:08800
0
800Form 4
LARRABEE NICOLE
Affiliated Person
2007-08-21 15:21:110
300
300Form 4
King Susan M
Affiliated Person
2014-02-20 14:17:470
0
0Form 3
Thompson Kathleen C.
Affiliated Person
2017-01-10 14:42:010
0
0Form 3
Allianz Global Investors U.S. Holdings LLC
Affiliated Entity
2013-01-30 15:37:170
0
0Form 3
Mildner Heiko
Affiliated Person
2017-01-09 13:58:120
0
0Form 3
Parker Jeffrey D
See Remarks
2016-06-17 14:41:120
0
0Form 3
Frank Udo
Affiliated Person
2013-07-12 16:07:340
0
0Form 3
Grau William
SEE REMARKS
2016-01-15 15:59:290
0
0Form 3/A
Carlino Giorgio
SEE REMARKS
2016-01-13 19:02:300
0
0Form 3
Rubano Debra
Assistant Secretary
2016-01-13 18:42:240
0
0Form 3
Borreggine Angela
Assistant Secretary
2016-01-13 18:26:340
0
0Form 3
Eu Douglas
SEE REMARKS
2016-01-08 17:11:130
0
0Form 3
Jobson David
Affiliated Person
2014-02-20 15:29:520
0
0Form 3
Kumar Satya
SEE REMARKS
2016-01-13 19:23:300
0
0Form 3
Bengtson-Olivieri Erin
Affiliated Person
2014-04-29 17:22:280
0
0Form 3
Barling James
Affiliated Person
2014-06-26 11:17:190
0
0Form 3
FORSYTH DOUGLAS
Affiliated Person
2014-06-27 16:36:220
0
0Form 4
Harter Thomas L
Chief Compliance Officer
2013-07-01 14:16:100
0
0Form 3
Bonanno Peter
Affiliated Person
2015-01-07 15:25:440
0
0Form 3
WALTON R KEITH
Director
2022-07-19 16:24:380
0
0Form 3
Toms Matthew
CEO, Voya Investment Managemen
2024-01-18 18:13:310
0
0Form 3
Oberto David J.
Portfolio Manager
2023-10-06 15:42:430
0
0Form 4
MCDANIEL CONNIE D
Director
2023-05-31 12:45:270
0
0Form 3
MCNAMARA GERALDINE M
Director
2023-05-30 11:41:280
0
0Form 3
UBS Group AG
10% Owner
2022-12-09 08:54:030
0
0Form 13G
VOYA INVESTMENT MANAGEMENT CO
Subadviser to the issuer
2022-08-04 16:34:120
0
0Form 3
Zemsky Paul
CIO-Subadviser to the issuer
2022-08-04 13:52:310
0
0Form 3
Costa Vincent J
CIO-Subadviser to the issuer
2022-08-04 12:50:210
0
0Form 3
Hurtsellers Christine
CEO - Subadviser to the issuer
2022-08-04 12:18:100
0
0Form 3
KASS JUSTIN
Portfolio Manager
2017-06-30 15:00:030
0
0Form 4
YEE MICHAEL
Portfolio Manager
2022-03-03 17:20:370
0
0Form 3
Smirl Richard W
EVP
2021-06-30 10:30:150
0
0Form 3
WALTMAN FRANCIS G
EVP
2021-02-11 16:26:320
0
0Form 3
BRADLEY WILLIAM PATRICK III
EVP, CFO and Treasurer
2021-02-11 15:41:030
0
0Form 3
Pushpaharan Gem
Affiliated Person
2019-09-03 14:44:560
0
0Form 3
Viggiano John
Affiliated Person
2019-08-30 13:30:040
0
0Form 3
SCOON DAVEY
Director
2017-12-22 16:28:530
0
0Form 3
Ruckman Craig
Assistant Secretary
2017-12-13 10:16:320
0
0Form 3
Holt Erick
Director
2017-12-13 10:08:260
0
0Form 3
STICKNEY WILLIAM
Affiliated Person
2008-03-10 17:45:070
0
0Form 4
Guia Youse
Chief Compliance Officer
2009-01-20 18:12:510
0
0Form 3/A
Rich Katherine A.
Affiliated Person
2009-01-20 18:02:080
0
0Form 3/A
Kirk Richard H
Assistant Secretary
2009-01-20 17:40:530
0
0Form 3/A
Pisano Albert A
Affiliated Person
2009-01-20 17:37:240
0
0Form 3/A
KERTESS HANS W
Director
2009-01-20 18:57:250
0
0Form 3/A
Ogden William B IV
Director
2009-01-20 18:47:460
0
0Form 3/A
Healey William V
Assistant Secretary
2009-01-20 18:42:330
0
0Form 3/A
Claussen Barbara R
AFFILIATED PERSON
2008-12-31 11:35:070
0
0Form 3
COCHRAN RICHARD J
Assistant Treasurer
2008-12-31 11:32:420
0
0Form 3
Whisten Scott
Assistant Treasurer
2008-12-31 11:26:070
0
0Form 3
WUSSOW DEBORAH A
Affiliated Person
2008-12-31 11:16:040
0
0Form 3
McCraw John
Executive Committee
2009-01-20 18:22:140
0
0Form 3/A
SULLIVAN R PETER III
Director
2007-09-12 14:25:570
0
0Form 3
ALLIANZ GLOBAL INVESTORS OF AMERICA L P
Affiliated Entity
2007-05-29 12:07:100
0
0Form 4
Srivastava Lagan
Healey William V
Kirk Richard H
Chapman Kathleen A
Assistant Secretary
2006-12-21 16:12:060
0
0Form 3
FLATTUM DAVID C
Director
2006-11-27 17:48:400
0
0Form 4
Hoover E Clifton Jr
Affiliated Person
2006-11-27 16:31:560
0
0Form 4
Turner Ethan
Operations Generalist II
2006-09-07 09:39:450
0
0Form 4
JOHNSON PETER JAMES
Executive Committee
2006-04-05 14:08:510
0
0Form 4
SAGERMAN ERIC
Executive Committee
2006-04-05 12:30:230
0
0Form 4
Sufi Ranjit
Executive Committee
2006-03-30 15:27:500
0
0Form 3
Fuccillo Thomas J
Secretary
2005-03-03 10:49:430
0
0Form 3
PATULA JENNIFER
Assistant Secretary
2004-03-01 16:46:590
0
0Form 3
Migliori Scott
Affiliated Person
2011-03-10 14:04:550
0
0Form 3
Koo Paul
Affiliated Person
2013-02-14 09:00:340
0
0Form 3
Rohweder Herold
Affiliated Person
2013-01-30 15:46:510
0
0Form 3
FESTINO NICHOLAS
Insider
2003-07-25 15:09:430
0
0Form 3
Sluyters Julian
Affiliated Person
2012-11-01 14:36:190
0
0Form 3
Lohrfink Jill
Affiliated Person
2012-05-09 10:24:220
0
0Form 3
Townsend Christopher
Affiliated Person
2012-02-29 12:40:450
0
0Form 3
Carroll John
Affiliated Person
2012-02-29 16:33:130
0
0Form 3
Oliver Thomas W JR
Affiliated Person
2011-11-14 10:14:160
0
0Form 3
Schreiber Mary Ann
Affiliated Person
2011-05-19 16:09:360
0
0Form 3
Marino Gerard
Affiliated Person
2011-03-10 15:46:500
0
0Form 3
Sexauer Stephen
Affiliated Person
2011-03-10 14:23:220
0
0Form 3
Owen David C.
Affiliated Person
2013-02-14 09:12:170
0
0Form 3
Gaffney Brian J.
Affiliated Person
2011-03-10 12:05:280
0
0Form 3
Dzemaili Orhan
Assistant Treasurer
2011-01-20 09:06:240
0
0Form 3
GALLAGHER BRADFORD K
Director
2010-09-27 14:55:150
0
0Form 3
Mullen Geoffrey G.
Affiliated Person
2010-08-26 10:39:070
0
0Form 3
Fischer Ben J
Affiliated Person
2010-08-26 10:31:090
0
0Form 3
Allianz Global Investors Capital LLC
Investment Adviser
2010-08-26 10:12:420
0
0Form 3
JACOBSON JAMES A
Director
2009-12-17 10:42:200
0
0Form 3
TAYLOR DIANA L
Director
2009-01-23 10:54:300
0
0Form 3/A
MANEY JOHN C
Affiliated Person
2009-01-21 19:42:470
0
0Form 3/A
KOEPFGEN BRUCE L
AFFILIATED PERSON
2009-01-21 19:54:290
0
0Form 3/A
Chapman Kathleen A
Assistant Secretary
2009-01-20 18:37:110
0
0Form 3/A