Insider Holders & Insider Ownership - AllianzGI Convertible & Income Fund (NCV)

List of insiders holdings for AllianzGI Convertible & Income Fund:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1MetLife Investment Management LLC
10% Owner
2023-06-12 16:30:142,640,000
0
2,640,000Form 13G
2BANK OF AMERICA CORP
MERRILL LYNCH PIERCE FENNER & SMITH INC.
10% Owner
2023-02-14 09:29:162,621,910
0
2,621,910Form 13G
3MACLEOD JAMES S
Director
2021-10-05 11:43:1213,892
0
13,892Form 4
4AYLWARD GEORGE R
President and CEO
2021-12-22 15:15:398,821
0
8,821Form 4
5UBS AG
10% Owner
2014-02-13 09:48:588,056
0
8,056Form 13G
6MAHER C WILLIAM
Executive Committee
2004-04-28 17:11:045,000
0
5,000Form 4
7BURKE DONALD C
Director
2024-06-06 17:14:084,500
0
4,500Form 3
8ZINO BRIAN T
Director
2022-01-04 11:54:323,500
0
3,500Form 3/A
9McLoughlin Philip R
Director
2022-03-01 14:34:542,100
0
2,100Form 4
10Rappaport Alan
Director
2021-04-28 16:54:302,000
0
2,000Form 4
11Cogan Sarah E
Director
2019-08-23 07:47:411,800
0
1,800Form 4
12Drummond F Ford
Director
2021-04-29 17:18:161,715
0
1,715Form 4
13John Matthew E
Affiliated Person
2008-03-18 16:30:501,350
0
1,350Form 4
14ALTADONNA LAWRENCE G
Treasurer
2009-01-29 17:34:381,100
0
1,100Form 4/A
15DeCotis Deborah A
Director
2022-03-04 17:08:00989
0
989Form 4
16LEMESEVSKI ELIZABETH
Affiliated Person
2007-08-17 16:41:08800
0
800Form 4
17LARRABEE NICOLE
Affiliated Person
2007-08-21 15:21:110
300
300Form 4
18King Susan M
Affiliated Person
2014-02-20 14:17:470
0
0Form 3
19Thompson Kathleen C.
Affiliated Person
2017-01-10 14:42:010
0
0Form 3
20Allianz Global Investors U.S. Holdings LLC
Affiliated Entity
2013-01-30 15:37:170
0
0Form 3
21Mildner Heiko
Affiliated Person
2017-01-09 13:58:120
0
0Form 3
22Parker Jeffrey D
See Remarks
2016-06-17 14:41:120
0
0Form 3
23Frank Udo
Affiliated Person
2013-07-12 16:07:340
0
0Form 3
24Grau William
SEE REMARKS
2016-01-15 15:59:290
0
0Form 3/A
25Carlino Giorgio
SEE REMARKS
2016-01-13 19:02:300
0
0Form 3
26Rubano Debra
Assistant Secretary
2016-01-13 18:42:240
0
0Form 3
27Borreggine Angela
Assistant Secretary
2016-01-13 18:26:340
0
0Form 3
28Eu Douglas
SEE REMARKS
2016-01-08 17:11:130
0
0Form 3
29Jobson David
Affiliated Person
2014-02-20 15:29:520
0
0Form 3
30Kumar Satya
SEE REMARKS
2016-01-13 19:23:300
0
0Form 3
31Bengtson-Olivieri Erin
Affiliated Person
2014-04-29 17:22:280
0
0Form 3
32Barling James
Affiliated Person
2014-06-26 11:17:190
0
0Form 3
33FORSYTH DOUGLAS
Affiliated Person
2014-06-27 16:36:220
0
0Form 4
34Harter Thomas L
Chief Compliance Officer
2013-07-01 14:16:100
0
0Form 3
35Bonanno Peter
Affiliated Person
2015-01-07 15:25:440
0
0Form 3
36WALTON R KEITH
Director
2022-07-19 16:24:380
0
0Form 3
37Toms Matthew
CEO, Voya Investment Managemen
2024-01-18 18:13:310
0
0Form 3
38Oberto David J.
Portfolio Manager
2023-10-06 15:42:430
0
0Form 4
39MCDANIEL CONNIE D
Director
2023-05-31 12:45:270
0
0Form 3
40MCNAMARA GERALDINE M
Director
2023-05-30 11:41:280
0
0Form 3
41UBS Group AG
10% Owner
2022-12-09 08:54:030
0
0Form 13G
42VOYA INVESTMENT MANAGEMENT CO
Subadviser to the issuer
2022-08-04 16:34:120
0
0Form 3
43Zemsky Paul
CIO-Subadviser to the issuer
2022-08-04 13:52:310
0
0Form 3
44Costa Vincent J
CIO-Subadviser to the issuer
2022-08-04 12:50:210
0
0Form 3
45Hurtsellers Christine
CEO - Subadviser to the issuer
2022-08-04 12:18:100
0
0Form 3
46KASS JUSTIN
Portfolio Manager
2017-06-30 15:00:030
0
0Form 4
47YEE MICHAEL
Portfolio Manager
2022-03-03 17:20:370
0
0Form 3
48Smirl Richard W
EVP
2021-06-30 10:30:150
0
0Form 3
49WALTMAN FRANCIS G
EVP
2021-02-11 16:26:320
0
0Form 3
50BRADLEY WILLIAM PATRICK III
EVP, CFO and Treasurer
2021-02-11 15:41:030
0
0Form 3
51Pushpaharan Gem
Affiliated Person
2019-09-03 14:44:560
0
0Form 3
52Viggiano John
Affiliated Person
2019-08-30 13:30:040
0
0Form 3
53SCOON DAVEY
Director
2017-12-22 16:28:530
0
0Form 3
54Ruckman Craig
Assistant Secretary
2017-12-13 10:16:320
0
0Form 3
55Holt Erick
Director
2017-12-13 10:08:260
0
0Form 3
56STICKNEY WILLIAM
Affiliated Person
2008-03-10 17:45:070
0
0Form 4
57Guia Youse
Chief Compliance Officer
2009-01-20 18:12:510
0
0Form 3/A
58Rich Katherine A.
Affiliated Person
2009-01-20 18:02:080
0
0Form 3/A
59Kirk Richard H
Assistant Secretary
2009-01-20 17:40:530
0
0Form 3/A
60Pisano Albert A
Affiliated Person
2009-01-20 17:37:240
0
0Form 3/A
61KERTESS HANS W
Director
2009-01-20 18:57:250
0
0Form 3/A
62Ogden William B IV
Director
2009-01-20 18:47:460
0
0Form 3/A
63Healey William V
Assistant Secretary
2009-01-20 18:42:330
0
0Form 3/A
64Claussen Barbara R
AFFILIATED PERSON
2008-12-31 11:35:070
0
0Form 3
65COCHRAN RICHARD J
Assistant Treasurer
2008-12-31 11:32:420
0
0Form 3
66Whisten Scott
Assistant Treasurer
2008-12-31 11:26:070
0
0Form 3
67WUSSOW DEBORAH A
Affiliated Person
2008-12-31 11:16:040
0
0Form 3
68McCraw John
Executive Committee
2009-01-20 18:22:140
0
0Form 3/A
69SULLIVAN R PETER III
Director
2007-09-12 14:25:570
0
0Form 3
70ALLIANZ GLOBAL INVESTORS OF AMERICA L P
Affiliated Entity
2007-05-29 12:07:100
0
0Form 4
71Srivastava Lagan
Healey William V
Kirk Richard H
Chapman Kathleen A
Assistant Secretary
2006-12-21 16:12:060
0
0Form 3
72FLATTUM DAVID C
Director
2006-11-27 17:48:400
0
0Form 4
73Hoover E Clifton Jr
Affiliated Person
2006-11-27 16:31:560
0
0Form 4
74Turner Ethan
Operations Generalist II
2006-09-07 09:39:450
0
0Form 4
75JOHNSON PETER JAMES
Executive Committee
2006-04-05 14:08:510
0
0Form 4
76SAGERMAN ERIC
Executive Committee
2006-04-05 12:30:230
0
0Form 4
77Sufi Ranjit
Executive Committee
2006-03-30 15:27:500
0
0Form 3
78Fuccillo Thomas J
Secretary
2005-03-03 10:49:430
0
0Form 3
79PATULA JENNIFER
Assistant Secretary
2004-03-01 16:46:590
0
0Form 3
80Migliori Scott
Affiliated Person
2011-03-10 14:04:550
0
0Form 3
81Koo Paul
Affiliated Person
2013-02-14 09:00:340
0
0Form 3
82Rohweder Herold
Affiliated Person
2013-01-30 15:46:510
0
0Form 3
83FESTINO NICHOLAS
Insider
2003-07-25 15:09:430
0
0Form 3
84Sluyters Julian
Affiliated Person
2012-11-01 14:36:190
0
0Form 3
85Lohrfink Jill
Affiliated Person
2012-05-09 10:24:220
0
0Form 3
86Townsend Christopher
Affiliated Person
2012-02-29 12:40:450
0
0Form 3
87Carroll John
Affiliated Person
2012-02-29 16:33:130
0
0Form 3
88Oliver Thomas W JR
Affiliated Person
2011-11-14 10:14:160
0
0Form 3
89Schreiber Mary Ann
Affiliated Person
2011-05-19 16:09:360
0
0Form 3
90Marino Gerard
Affiliated Person
2011-03-10 15:46:500
0
0Form 3
91Sexauer Stephen
Affiliated Person
2011-03-10 14:23:220
0
0Form 3
92Owen David C.
Affiliated Person
2013-02-14 09:12:170
0
0Form 3
93Gaffney Brian J.
Affiliated Person
2011-03-10 12:05:280
0
0Form 3
94Dzemaili Orhan
Assistant Treasurer
2011-01-20 09:06:240
0
0Form 3
95GALLAGHER BRADFORD K
Director
2010-09-27 14:55:150
0
0Form 3
96Mullen Geoffrey G.
Affiliated Person
2010-08-26 10:39:070
0
0Form 3
97Fischer Ben J
Affiliated Person
2010-08-26 10:31:090
0
0Form 3
98Allianz Global Investors Capital LLC
Investment Adviser
2010-08-26 10:12:420
0
0Form 3
99JACOBSON JAMES A
Director
2009-12-17 10:42:200
0
0Form 3
100TAYLOR DIANA L
Director
2009-01-23 10:54:300
0
0Form 3/A
101MANEY JOHN C
Affiliated Person
2009-01-21 19:42:470
0
0Form 3/A
102KOEPFGEN BRUCE L
AFFILIATED PERSON
2009-01-21 19:54:290
0
0Form 3/A
103Chapman Kathleen A
Assistant Secretary
2009-01-20 18:37:110
0
0Form 3/A