Insider Holders & Insider Ownership - ALLSPRING MULTI-SECTOR INCOME FUND (ERC)

List of insiders holdings for ALLSPRING MULTI-SECTOR INCOME FUND:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
Saba Capital Management L.P.
Weinstein Boaz
10% Owner
2018-02-12 13:02:30724,088
0
724,088Form 13G
Lee Christopher M
Portfolio Manager
2021-02-05 12:07:3715,500
0
15,500Form 4
EVERGREEN INVESTMENT MANAGEMENT CO LLC
10% Owner
2003-06-25 19:11:545,000
0
5,000Form 3
Ebsworth William R.
Director
2024-01-09 13:43:441,700
0
1,700Form 4
POLISSON JAMES
Director
2024-01-04 14:24:521000
0
1000Form 4
MERRILL LYNCH & CO. INC.
MERRILL LYNCH PIERCE FENNER & SMITH INC.
10% Owner
2009-01-12 09:11:56412
0
412Form 13G
FREEMAN JANE A
Director
2022-08-29 12:59:43251.46
0
251.46Form 4
HARRIS ISAIAH JR
Director
2011-04-14 11:09:26200
0
200Form 4
Willeke Donald C
Director
2011-04-20 16:30:31200
0
200Form 4
Penny Timothy J
Director
2011-04-18 16:04:35130
0
130Form 4
SCOFIELD MICHAEL S
Director
2004-06-10 16:01:44100
0
100Form 4
Mitchell Olivia S
Director
2011-04-21 16:36:39100
0
100Form 4/A
Johnson Judith M
Director
2011-04-25 15:23:03100
0
100Form 4
Larcker David F.
Director
2011-04-25 14:42:15100
0
100Form 4
Wheelock Pamela
Director
2020-01-06 12:44:40100
0
100Form 3
Gordon Peter G
Director
2011-04-01 17:02:2250
0
50Form 4
Baker Christopher Micah
Chief Compliance Officer
2022-01-12 17:55:500
0
0Form 3
Bissell Robert W
Frmr President of Sub-Advisor
2013-11-21 15:36:330
0
0Form 5
Chan CHRISTIAN
Former Dividend Comm. Member
2013-11-21 15:42:110
0
0Form 5
WELLS FARGO BANK N A
see remarks below
2013-02-12 12:46:080
0
0Form 4
HARTMAN KIRK D
PRESIDENT & CIO OF SUB-ADVISOR
2013-01-07 17:08:280
0
0Form 3
Phillips Kasey
Former Treasurer
2012-11-15 15:29:320
0
0Form 5
Haast Paul J
Dividend Committee Member
2012-07-26 13:33:280
0
0Form 3
Wiser Nancy A
Dividend Committee Member
2012-07-26 14:25:000
0
0Form 3
Wightman Christopher
Portfolio Manager
2012-07-02 09:53:420
0
0Form 3
MUNN W DOUGLAS
Former Director of Advisor
Director
2011-11-21 15:43:110
0
0Form 5
Brotman Karin
Chief Compliance Officer
2021-12-07 12:56:450
0
0Form 3
Ceccarelli Aldo A
Dividend Committee Member
2014-09-17 11:18:370
0
0Form 3
Felsch Paul Werner
Chief Complaince Officer
2023-02-08 12:50:360
0
0Form 3
Crawford Jonathan
Chief Compliance Officer
2023-04-17 16:14:500
0
0Form 3
Grunberg Jennifer Lea
Chief Compliance Officer
2023-04-17 17:06:030
0
0Form 3
Hicks Adam F.S.
Portfolio Manager
2024-11-04 09:56:180
0
0Form 3
BANK OF AMERICA CORP
MERRILL LYNCH PIERCE FENNER & SMITH INC.
10% Owner
2011-03-17 20:42:290
0
0Form 4
Bray Michael J
Portfolio Manager
2011-01-10 10:36:450
0
0Form 3
KOONCE MICHAEL H
Former Fund Secretary*
2010-12-09 10:49:250
0
0Form 5
GIFFORD K DUN
Former Director
Director
2010-12-09 10:47:070
0
0Form 5
KOSEL CAROL
Former Director
Director
2010-12-09 10:51:410
0
0Form 5
Prasse Richard Matthew
Secretary
2021-10-18 21:32:180
0
0Form 3
Schueller Michael Joseph
Portfolio Manager
2020-08-18 11:49:250
0
0Form 3
Cockbill Simon FJ
Chief Compliance Officer
2021-09-13 14:08:100
0
0Form 3
Mavico Daniel J.
Chief Compliance Officer
2019-04-04 12:40:130
0
0Form 3
Roskopf Kevin T.
Share Repurchase Committee Mem
2019-02-07 18:06:520
0
0Form 3
Ibbotson Catherine Jane
Chief Compliance Officer
2019-02-07 17:32:370
0
0Form 3
Van Biljon Lauren Frances
Portfolio Manager
2018-10-10 12:31:520
0
0Form 3
Rhee Michelle H.
Secretary, WFFM
2018-05-14 12:21:390
0
0Form 3
Kymn Alexander
Chief Legal Officer
2018-04-25 14:21:000
0
0Form 3
Germany David
Former Chief Income Officer
2017-11-30 15:44:460
0
0Form 5
Bhatia Ashok K
Former Portfolio Manager
2017-11-01 12:03:180
0
0Form 5
Hewitt Alison Jane
Chief Compliance Officer
2020-10-01 18:04:410
0
0Form 3
Owen Andrew
President
2017-01-05 15:54:440
0
0Form 3
Whitaker Michael Howard
Chief Compliance Officer of th
2016-06-07 14:45:040
0
0Form 3
McKinley Kate Sandman
Chief Compliance Officer
2021-11-09 17:48:090
0
0Form 3
Wise Noah M
Portfolio Manager
2015-01-15 09:39:130
0
0Form 3
Rilling Janet S.
Former Portfolio Manager
2015-01-15 09:48:320
0
0Form 4
KEITH LEROY
Director
2015-01-02 11:25:260
0
0Form 4
Foy Siobhan
CCO of Sub-Adviser
2014-12-16 13:20:040
0
0Form 3
Shiver Mai S
Fmr CCO, Sub-Adviser
2014-12-09 10:19:000
0
0Form 5
Innis William B
Former Dividend Comm. Member
2014-12-09 10:08:170
0
0Form 5
Ordman Joshua
Former Dividend Comm. Member
2014-12-05 16:33:300
0
0Form 5
Barrett Patrick S
Former Dividend Committee*
2006-11-28 10:11:340
0
0Form 5
Chen Conrad
Dividend Committee Member
2009-10-09 10:25:490
0
0Form 3
Brown-Premo Lisa
former Portfolio Manager
2008-12-10 11:06:340
0
0Form 5
Applebach Richard Jr
Portfolio Manager
2008-09-11 16:09:150
0
0Form 3
Kauffman Christopher
Portfolio Manager
2008-09-11 16:05:350
0
0Form 3
Pzegeo Gary E
Former Portfolio Manager
2007-11-07 10:20:180
0
0Form 5
INSLEY GLEN T
Former Dividend Comm. member
2007-11-07 10:25:070
0
0Form 5
Conkey Christopher
Former Chief Investment Off.
2007-11-06 16:17:430
0
0Form 5
ANGELOS JAMES F
Former Chief Compliance Off.
2007-11-06 16:04:100
0
0Form 5
Guerin Robert
Chief Compliance Officer
2007-06-18 15:08:550
0
0Form 3
FULTON SHIRLEY L
Former Director
Director
2006-11-28 09:51:470
0
0Form 5
Savoie Gary
Former Dividend Committee*
2006-11-28 10:03:520
0
0Form 5
Paddison Sam
Former Dividend Committee*
2006-11-28 09:58:120
0
0Form 5
McCarthy Brian R
Former Dividend Committee*
2006-11-28 10:01:220
0
0Form 5
Erikson Dana
Former Portfolio Manager
2006-11-28 09:55:010
0
0Form 5
Lis Frank
Former Dividend Comm. Member
2009-12-14 15:38:100
0
0Form 5
Perrin Alex
Portfolio Manager*
2006-03-23 10:42:580
0
0Form 3
FIRST INTERNATIONAL ADVISORS LLC
Sub-Advisor
2006-03-22 14:10:580
0
0Form 3
Lee Michael William
Portfolio Manager,*
2006-03-22 14:43:210
0
0Form 3
Kennedy Catherine
Dividend Committee Member
2006-02-06 10:02:480
0
0Form 3
Berardi David S
Dividend Committee Member
2006-02-03 10:44:280
0
0Form 3
DePalma Jeremy
Dividend Committee Member
2006-02-03 15:35:140
0
0Form 3
Thomas Michael A
Dividend Committee Member
2006-02-03 13:06:030
0
0Form 3
MCMULLEN DONALD A
former director
Director
2005-12-14 10:45:590
0
0Form 5
WILSON PETER M
portfolio manager
2005-12-02 11:21:280
0
0Form 3
NORRIS ANTHONY J
portfolio manager
2005-12-02 11:57:170
0
0Form 3
ENNIS WILLIAM M
Former President
2004-11-03 09:48:560
0
0Form 5
TRICKETT THOMAS W
CFO of Advisor
2004-11-01 10:16:080
0
0Form 5
MCNEILL GEORGE R
Managing Dir., SVP of SubAdv
2004-11-01 10:10:590
0
0Form 5
WAGONER RICHARD
Former Director
Director
2010-12-09 11:29:520
0
0Form 5
RICHARDSON DAVID M
Former Director
Director
2010-12-09 11:22:030
0
0Form 5
McDuffie Jennifer
Former Dividend Comm. Member
2010-12-09 11:14:030
0
0Form 5
Norris Patricia B
Former Director
Director
2010-12-09 11:18:060
0
0Form 5
SALTON RUSSELL A III
Former Director
Director
2010-12-09 11:23:590
0
0Form 5
SHIMA RICHARD J
Former Director
Director
2010-12-09 11:25:340
0
0Form 5
AUSTIN CHARLES A III
Former Director
Director
2010-12-09 10:40:510
0
0Form 5
Utano Jaime
Former CCO, EIMC
2010-12-09 11:28:230
0
0Form 5
Calhoun Robert
Former SVP-EIMCO*
2010-12-09 10:43:220
0
0Form 5
Moss Matthew
CFO of Former Advisor
2010-12-09 11:16:290
0
0Form 5
Tattersall Advisory Group Inc.
Former Sub-Advisor
2010-12-09 10:37:580
0
0Form 5
Kuimjian Todd
Former POrtfolio Manager
2010-12-09 10:53:490
0
0Form 5
PETTIT WILLIAM W
Former Director
Director
2010-12-09 11:20:190
0
0Form 5
CESTONE ANDREW
Former Portfolio Manager
2010-12-09 10:45:100
0
0Form 5
MCDONNELL GERALD M
Former Director
Director
2010-12-09 11:06:430
0
0Form 5
Early Debra Ann
Chief Compliance Officer
2010-07-19 10:49:140
0
0Form 3
Nordenfelt Niklas
Portfolio Manager
2010-07-16 15:18:000
0
0Form 3
Rabusch Karla
Director &President of Advisor
2010-07-16 15:31:480
0
0Form 3
Messman C. David
Secretary
2010-07-16 16:05:440
0
0Form 3
Susser Philip
Portfolio Manager
2010-07-16 15:09:040
0
0Form 3
UBS AG
Former 10% owner
2010-07-12 13:25:140
0
0Form 13G
GERSHEN RICHARD S
Former Director, EIMC
2009-12-14 15:19:400
0
0Form 5
McColl Karen
Former Dividend Comm. Member
2009-12-14 15:48:370
0
0Form 5
Couto Scott E
Former Dividend Comm. Member
2009-12-14 15:31:150
0
0Form 5
Burton Thomas
Former Chief Compliance*
2009-12-14 15:11:350
0
0Form 5
Girts Kevin
Former Chief Operating*
2009-12-14 15:23:000
0
0Form 5
FERRO DENNIS H
Former President, Director*
2009-12-14 15:14:330
0
0Form 5
Riazati Abe
Former Dividend Comm. Member
2009-12-14 15:55:210
0
0Form 5