List of insiders holdings for FLAHERTY & CRUMRINE TOTAL RETURN FUND INC:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
| BANK OF AMERICA CORP MERRILL LYNCH PIERCE FENNER & SMITH INC. 10% Owner | 2021-02-08 17:12:39 | 490,127 0 | 490,127 | Form 13G |
| ETTINGER ROBERT M Affiliated Person of Adviser | 2016-02-19 17:57:39 | 44,894 0 | 44,894 | Form 5 |
| CRUMRINE DONALD F Affiliated Person of Adviser | 2016-02-19 14:42:17 | 10,951 0 | 10,951 | Form 5 |
| WULF ROBERT F Director | 2016-03-18 13:33:26 | 0 7,281 | 7,281 | Form 4 |
| FLAHERTY & GRUMRINE INC Investment Adviser | 2003-08-26 10:18:35 | 4,198 0 | 4,198 | Form 3 |
| GALE DAVID Director | 2008-12-31 16:00:39 | 3,000 0 | 3,000 | Form 4 |
| STONE BRADFORD S CFO, Vice President, Treasurer | 2016-02-18 13:34:56 | 2,500 0 | 2,500 | Form 5 |
| CHADWICK ROBERT E CEO and President | 2016-02-16 16:42:10 | 2,452 0 | 2,452 | Form 5 |
| BRODY MARTIN Director | 2003-12-18 15:08:54 | 2,000 0 | 2,000 | Form 4 |
| STIMES PETER C VP, Chief Compliance Officer | 2005-04-04 14:49:47 | 1,500 0 | 1,500 | Form 4 |
| Ryan Christopher Douglas Vice President | 2005-04-29 14:47:55 | 1,350 0 | 1,350 | Form 3 |
| GUST MORGAN Director | 2004-01-14 16:55:19 | 1000 0 | 1000 | Form 4 |
| Hogan Karen Hanovice Director | 2013-08-06 16:39:10 | 500 0 | 500 | Form 4 |
| Conwell Chad CCO, Vice President, Secretary | 2016-02-17 13:36:03 | 500 0 | 500 | Form 5 |
| MERRILL LYNCH & CO. INC. MERRILL LYNCH PIERCE FENNER & SMITH INC. 10% Owner | 2009-01-12 09:15:30 | 203 0 | 203 | Form 13G |
| MORGAN STANLEY 10% Owner | 2010-07-12 16:28:54 | 0 0 | 0 | Form 13G |
| Flaherty Robert T. Affiliated person Inv. Adviser | 2016-01-19 15:05:25 | 0 0 | 0 | Form 3 |
| Lodolo Laurie C Asst CCO, Asst Treas, Asst Sec | 2004-08-02 17:03:20 | 0 0 | 0 | Form 3 |
| DALMASO NICHOLAS Director | 2024-01-29 13:41:36 | 0 0 | 0 | Form 3 |