List of insiders holdings for Apollo Endosurgery Inc.:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
| 1 | Crawford Matthew S 10% Owner | 2021-03-09 16:41:23 | 1,856,783 5,424,189 | 7,280,972 | Form 4 |
| 2 | Swortwood Letitia 10% Owner | 2007-12-14 12:26:40 | 5,816,200 0 | 5,816,200 | Form 13D |
| 3 | STONEPINE CAPITAL L.P. 10% Owner | 2019-08-14 18:16:54 | 5,355,519 0 | 5,355,519 | Form 4 |
| 4 | PTV SCIENCES II L P PTV IV L.P. PTV Special Opportunities I L.P. Pinto Technology Ventures GP II L.P. PTV GP IV L.P. PTV GP SO I L.P. Pinto TV GP CO LLC PTV GP III Management LLC 10% Owner | 2021-03-09 16:37:38 | 0 4,566,225 | 4,566,225 | Form 4 |
| 5 | Robertson Bruce C Director 10% Owner | 2016-12-30 08:32:34 | 0 2,902,370 | 2,902,370 | Form 4 |
| 6 | Creecy John W Director 10% Owner | 2016-12-30 08:33:58 | 0 2,618,784 | 2,618,784 | Form 4 |
| 7 | H.I.G. Ventures - Endosurgery LLC 10% Owner | 2017-01-10 06:00:57 | 1,451,185 0 | 1,451,185 | Form 13D |
| 8 | LEHMAN BROTHERS HOLDINGS INC 10% Owner | 2012-08-10 15:27:05 | 1,447,293 0 | 1,447,293 | Form 13D |
| 9 | PTV SCIENCES II L P PTV Special Opportunities I L.P. PTV Evergreen Fund L.P. Pinto Technology Ventures GP II L.P. PTV GP IV L.P. PTV GP SO I L.P. PTV GP Evergreen L.P. Pinto TV GP CO LLC PTV GP III Management LLC PTV IV L.P. 10% Owner | 2021-03-09 15:50:13 | 1,355,858 0 | 1,355,858 | Form 13D |
| 10 | Remeditex Ventures LLC 10% Owner | 2017-01-09 15:24:27 | 1,309,392 0 | 1,309,392 | Form 13G |
| 11 | Traweek James W JR 10% Owner | 2020-01-06 18:36:28 | 0 1,074,311 | 1,074,311 | Form 4 |
| 12 | Gagnon Neil 10% Owner | 2023-02-08 16:10:58 | 717,490 0 | 717,490 | Form 13G |
| 13 | Novo Holdings A/S 10% Owner | 2017-08-16 16:05:03 | 671,872 0 | 671,872 | Form 13D |
| 14 | Roaring Fork Capital SBIC L.P. 10% Owner | 2013-02-07 18:15:39 | 511,429 0 | 511,429 | Form 13G |
| 15 | Bender John F Senior VP-Research & Develop. | 2008-09-26 15:50:24 | 480,000 0 | 480,000 | Form 4 |
| 16 | Newton Todd Chief Executive Officer | 2021-01-07 16:36:28 | 415,785 0 | 415,785 | Form 4 |
| 17 | McWilliams Dennis L. President, CCO | 2017-09-19 20:54:21 | 316,871 0 | 316,871 | Form 4 |
| 18 | Schwartzhoff Bret VP, US Sales & Marketing | 2021-03-12 17:43:46 | 288,678 0 | 288,678 | Form 4 |
| 19 | Anderson Rick D Director 10% Owner | 2022-06-16 21:21:48 | 132,817 0 | 132,817 | Form 4 |
| 20 | PANCOAST SCOTT R President & CEO | 2014-08-19 17:15:00 | 116,435 0 | 116,435 | Form 4 |
| 21 | Paggiarino Dario A. Chief Development Officer | 2016-02-18 18:26:39 | 100,000 0 | 100,000 | Form 4 |
| 22 | Woodnutt Gary Chief Scientific Offcer | 2016-02-18 18:28:17 | 100,000 0 | 100,000 | Form 4 |
| 23 | Cavanaugh Stefanie L. CFO, Treasurer, Secretary | 2021-07-07 16:27:52 | 96,089 0 | 96,089 | Form 4 |
| 24 | Hansen Genevieve Vice President, Research | 2008-05-16 19:24:02 | 90,000 0 | 90,000 | Form 4/A |
| 25 | Swortwood Geoffrey Director | 2006-08-07 17:58:54 | 50,000 0 | 50,000 | Form 4 |
| 26 | Purcell David Director | 2006-12-18 14:21:30 | 50,000 0 | 50,000 | Form 4 |
| 27 | LYON JOHN R Director | 2006-03-07 21:58:34 | 50,000 0 | 50,000 | Form 4 |
| 28 | Garland William A VP - Drug Development | 2008-09-24 18:41:08 | 50,000 0 | 50,000 | Form 4 |
| 29 | Sabbadini Roger Allen VP & Chief Scientific Officer | 2012-03-27 14:13:03 | 50,000 0 | 50,000 | Form 4 |
| 30 | HBM Healthcare Investments (Cayman) Ltd. 10% Owner | 2017-02-14 17:32:37 | 36,114 0 | 36,114 | Form 13G |
| 31 | MEELIA RICHARD J Director | 2018-03-02 14:43:23 | 32,855 0 | 32,855 | Form 4 |
| 32 | Lack Michael Interim CEO | 2014-11-04 18:02:47 | 15,000 0 | 15,000 | Form 4 |
| 33 | Tribie Charles Exec VP of Ops | 2017-05-30 17:55:53 | 894 0 | 894 | Form 4 |
| 34 | Black Jeffrey G. Chief Financial Officer | 2023-04-04 19:54:28 | 0 0 | 0 | Form 4 |
| 35 | McGaughy R Kent Jr Director 10% Owner | 2023-04-04 20:15:52 | 0 0 | 0 | Form 4 |
| 36 | CPMG Inc Desai Antal Rohit See Remarks 10% Owner | 2023-04-04 20:50:48 | 0 0 | 0 | Form 13D |
| 37 | BARR JOHN R Director | 2023-04-04 19:56:41 | 0 0 | 0 | Form 4 |
| 38 | Bankes Jeannette Director | 2023-04-04 19:56:25 | 0 0 | 0 | Form 4 |
| 39 | O'KEEFE SHARON Director | 2023-04-04 19:56:11 | 0 0 | 0 | Form 4 |
| 40 | McKhann Chas President and CEO | 2023-04-04 19:55:55 | 0 0 | 0 | Form 4 |
| 41 | McClellan William D. Jr. Director | 2023-04-04 19:55:35 | 0 0 | 0 | Form 4 |
| 42 | Molesphini John J EVP, Operations | 2023-04-04 19:55:18 | 0 0 | 0 | Form 4 |
| 43 | Gostout Christopher J. Chief Medical Officer | 2023-04-04 19:55:03 | 0 0 | 0 | Form 4 |
| 44 | Gutteridge Mike VP, Int'l Sales and Marketing | 2023-04-04 19:54:47 | 0 0 | 0 | Form 4 |
| 45 | KISNER DANIEL L Director | 2016-12-29 17:07:12 | 0 0 | 0 | Form 4 |
| 46 | Shimer Julie Ann Director | 2023-04-04 19:54:10 | 0 0 | 0 | Form 4 |
| 47 | Pacitti David Director | 2023-04-04 19:53:48 | 0 0 | 0 | Form 4 |
| 48 | BARCLAYS PLC 10% Owner | 2011-01-11 10:12:44 | 0 0 | 0 | Form 13D |
| 49 | Nielsen Jack Director | 2016-12-29 20:07:08 | 0 0 | 0 | Form 3 |
| 50 | Swortwood Donald Director | 2016-12-29 16:54:27 | 0 0 | 0 | Form 4 |
| 51 | Atkinson Gary J G CEO and CFO | 2016-12-29 16:58:10 | 0 0 | 0 | Form 4 |
| 52 | Ferrell Jeffrey Director | 2016-12-29 17:01:34 | 0 0 | 0 | Form 4 |
| 53 | Petree Daniel H Director | 2016-12-29 17:03:38 | 0 0 | 0 | Form 4 |
| 54 | MATHEWS CHARLES Director | 2016-12-29 17:06:06 | 0 0 | 0 | Form 4 |