Insider Holders & Insider Ownership - Apollo Endosurgery Inc. (APEN)

List of insiders holdings for Apollo Endosurgery Inc.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
Crawford Matthew S
10% Owner
2021-03-09 16:41:231,856,783
5,424,189
7,280,972Form 4
Swortwood Letitia
10% Owner
2007-12-14 12:26:405,816,200
0
5,816,200Form 13D
STONEPINE CAPITAL L.P.
10% Owner
2019-08-14 18:16:545,355,519
0
5,355,519Form 4
PTV SCIENCES II L P
PTV IV L.P.
PTV Special Opportunities I L.P.
Pinto Technology Ventures GP II L.P.
PTV GP IV L.P.
PTV GP SO I L.P.
Pinto TV GP CO LLC
PTV GP III Management LLC
10% Owner
2021-03-09 16:37:380
4,566,225
4,566,225Form 4
Robertson Bruce C
Director
10% Owner
2016-12-30 08:32:340
2,902,370
2,902,370Form 4
Creecy John W
Director
10% Owner
2016-12-30 08:33:580
2,618,784
2,618,784Form 4
H.I.G. Ventures - Endosurgery LLC
10% Owner
2017-01-10 06:00:571,451,185
0
1,451,185Form 13D
LEHMAN BROTHERS HOLDINGS INC
10% Owner
2012-08-10 15:27:051,447,293
0
1,447,293Form 13D
PTV SCIENCES II L P
PTV Special Opportunities I L.P.
PTV Evergreen Fund L.P.
Pinto Technology Ventures GP II L.P.
PTV GP IV L.P.
PTV GP SO I L.P.
PTV GP Evergreen L.P.
Pinto TV GP CO LLC
PTV GP III Management LLC
PTV IV L.P.
10% Owner
2021-03-09 15:50:131,355,858
0
1,355,858Form 13D
Remeditex Ventures LLC
10% Owner
2017-01-09 15:24:271,309,392
0
1,309,392Form 13G
Traweek James W JR
10% Owner
2020-01-06 18:36:280
1,074,311
1,074,311Form 4
Gagnon Neil
10% Owner
2023-02-08 16:10:58717,490
0
717,490Form 13G
Novo Holdings A/S
10% Owner
2017-08-16 16:05:03671,872
0
671,872Form 13D
Roaring Fork Capital SBIC L.P.
10% Owner
2013-02-07 18:15:39511,429
0
511,429Form 13G
Bender John F
Senior VP-Research & Develop.
2008-09-26 15:50:24480,000
0
480,000Form 4
Newton Todd
Chief Executive Officer
2021-01-07 16:36:28415,785
0
415,785Form 4
McWilliams Dennis L.
President, CCO
2017-09-19 20:54:21316,871
0
316,871Form 4
Schwartzhoff Bret
VP, US Sales & Marketing
2021-03-12 17:43:46288,678
0
288,678Form 4
Anderson Rick D
Director
10% Owner
2022-06-16 21:21:48132,817
0
132,817Form 4
PANCOAST SCOTT R
President & CEO
2014-08-19 17:15:00116,435
0
116,435Form 4
Paggiarino Dario A.
Chief Development Officer
2016-02-18 18:26:39100,000
0
100,000Form 4
Woodnutt Gary
Chief Scientific Offcer
2016-02-18 18:28:17100,000
0
100,000Form 4
Cavanaugh Stefanie L.
CFO, Treasurer, Secretary
2021-07-07 16:27:5296,089
0
96,089Form 4
Hansen Genevieve
Vice President, Research
2008-05-16 19:24:0290,000
0
90,000Form 4/A
Swortwood Geoffrey
Director
2006-08-07 17:58:5450,000
0
50,000Form 4
Purcell David
Director
2006-12-18 14:21:3050,000
0
50,000Form 4
LYON JOHN R
Director
2006-03-07 21:58:3450,000
0
50,000Form 4
Garland William A
VP - Drug Development
2008-09-24 18:41:0850,000
0
50,000Form 4
Sabbadini Roger Allen
VP & Chief Scientific Officer
2012-03-27 14:13:0350,000
0
50,000Form 4
HBM Healthcare Investments (Cayman) Ltd.
10% Owner
2017-02-14 17:32:3736,114
0
36,114Form 13G
MEELIA RICHARD J
Director
2018-03-02 14:43:2332,855
0
32,855Form 4
Lack Michael
Interim CEO
2014-11-04 18:02:4715,000
0
15,000Form 4
Tribie Charles
Exec VP of Ops
2017-05-30 17:55:53894
0
894Form 4
Black Jeffrey G.
Chief Financial Officer
2023-04-04 19:54:280
0
0Form 4
McGaughy R Kent Jr
Director
10% Owner
2023-04-04 20:15:520
0
0Form 4
CPMG Inc
Desai Antal Rohit
See Remarks
10% Owner
2023-04-04 20:50:480
0
0Form 13D
BARR JOHN R
Director
2023-04-04 19:56:410
0
0Form 4
Bankes Jeannette
Director
2023-04-04 19:56:250
0
0Form 4
O'KEEFE SHARON
Director
2023-04-04 19:56:110
0
0Form 4
McKhann Chas
President and CEO
2023-04-04 19:55:550
0
0Form 4
McClellan William D. Jr.
Director
2023-04-04 19:55:350
0
0Form 4
Molesphini John J
EVP, Operations
2023-04-04 19:55:180
0
0Form 4
Gostout Christopher J.
Chief Medical Officer
2023-04-04 19:55:030
0
0Form 4
Gutteridge Mike
VP, Int'l Sales and Marketing
2023-04-04 19:54:470
0
0Form 4
KISNER DANIEL L
Director
2016-12-29 17:07:120
0
0Form 4
Shimer Julie Ann
Director
2023-04-04 19:54:100
0
0Form 4
Pacitti David
Director
2023-04-04 19:53:480
0
0Form 4
BARCLAYS PLC
10% Owner
2011-01-11 10:12:440
0
0Form 13D
Nielsen Jack
Director
2016-12-29 20:07:080
0
0Form 3
Swortwood Donald
Director
2016-12-29 16:54:270
0
0Form 4
Atkinson Gary J G
CEO and CFO
2016-12-29 16:58:100
0
0Form 4
Ferrell Jeffrey
Director
2016-12-29 17:01:340
0
0Form 4
Petree Daniel H
Director
2016-12-29 17:03:380
0
0Form 4
MATHEWS CHARLES
Director
2016-12-29 17:06:060
0
0Form 4