List of insiders holdings for NUVEEN FLOATING RATE INCOME FUND:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
KNIGHTS OF COLUMBUS 10% Owner | 2020-11-20 11:47:04 | 13,909,000 0 | 13,909,000 | Form 4 |
Saba Capital Management L.P. Weinstein Boaz 10% Owner | 2021-07-30 17:03:00 | 2,046,006 0 | 2,046,006 | Form 13G |
Caraher Scott C. Portfolio Manager | 2023-10-04 14:41:22 | 47,056 0 | 47,056 | Form 4 |
Thornton Matthew III Trustee | 2023-12-15 15:31:45 | 29,000 0 | 29,000 | Form 4 |
SCHWERTFEGER TIMOTHY R Chairman and Trustee | 2007-08-17 11:50:37 | 18,000 0 | 18,000 | Form 4 |
LAMB DAVID J Vice President | 2023-08-02 16:32:23 | 13,414 0 | 13,414 | Form 4 |
MOSCHNER ALBIN F Trustee | 2024-10-02 08:57:45 | 13,400 0 | 13,400 | Form 4 |
PERRY MICHAEL A Vice President | 2024-03-11 17:42:13 | 6,600 5,844 | 12,444 | Form 4 |
NUVEEN INSTITUTIONAL ADVISORY CORP Investment Advisor | 2004-10-18 16:14:42 | 7,000 0 | 7,000 | Form 3/A |
STEIN GUNTHER Portfolio Manager | 2005-03-03 14:45:24 | 1000 0 | 1000 | Form 4 |
Jones Nathaniel T. Vice President and Treasurer | 2023-10-26 18:17:12 | 314 0 | 314 | Form 4 |
EVANS JACK other | 2015-12-21 13:03:40 | 0 0 | 0 | Form 4 |
Hlavacek Sherri A Vice President and Treasurer | 2015-08-14 17:20:10 | 0 0 | 0 | Form 3 |
WOLFF MARGARET L. Trustee | 2016-02-24 15:07:04 | 0 0 | 0 | Form 3 |
Rohrbacher Christopher M. Vice President | 2016-10-11 12:36:25 | 0 0 | 0 | Form 3 |
SCHREIER THOMAS S JR Trustee | 2013-09-10 16:10:36 | 0 0 | 0 | Form 3 |
CITIGROUP INC 10% Owner | 2017-01-10 09:51:08 | 0 0 | 0 | Form 13G |
Nelson John Kevin Trustee | 2013-09-10 16:10:35 | 0 0 | 0 | Form 3 |
Slager Joel T. Vice President | 2013-07-25 17:23:13 | 0 0 | 0 | Form 3 |
Nuveen Fund Advisors LLC other | 2017-04-10 16:57:12 | 0 0 | 0 | Form 4 |
Robert Young L Trustee | 2017-07-10 17:28:39 | 0 0 | 0 | Form 3 |
Siffermann William A Vice President | 2017-08-10 18:09:58 | 0 0 | 0 | Form 3 |
Meyers William T. Vice President | 2018-02-28 18:26:43 | 0 0 | 0 | Form 3 |
McCarthy Michelle Ann Vice President | 2010-08-05 16:25:39 | 0 0 | 0 | Form 3 |
Winget Demark L Vice President | 2018-02-28 18:26:50 | 0 0 | 0 | Form 3 |
STRINGER VIRGINIA Trustee | 2011-01-12 10:27:18 | 0 0 | 0 | Form 3 |
Medero Joanne Trustee | 2021-07-08 11:12:59 | 0 0 | 0 | Form 3 |
Ramsay Mary Beth Vice President | 2024-03-11 11:41:47 | 0 0 | 0 | Form 3 |
Nelson James N III Vice President | 2024-03-08 11:50:52 | 0 0 | 0 | Form 3 |
Forrester Michael A consultant | 2024-01-11 18:06:03 | 0 0 | 0 | Form 3 |
STARR LOREN M Trustee | 2024-01-10 12:53:53 | 0 0 | 0 | Form 3 |
KENNY THOMAS J Trustee | 2024-01-10 12:49:45 | 0 0 | 0 | Form 3 |
Boateng Joseph A consultant | 2024-01-10 12:45:40 | 0 0 | 0 | Form 3 |
Black Brett Chief Compliance Officer | 2022-06-07 07:54:39 | 0 0 | 0 | Form 3 |
McCann John M. Vice President | 2022-04-21 16:01:34 | 0 0 | 0 | Form 3 |
SCHNEIDER WILLIAM J other | 2018-11-28 17:12:21 | 0 0 | 0 | Form 4 |
Lancellotta Amy B.R. Trustee | 2021-07-08 11:10:46 | 0 0 | 0 | Form 3 |
Morgan Deann Vice President | 2020-03-06 17:31:23 | 0 0 | 0 | Form 3 |
Meissner Jon Scott Vice President | 2019-10-17 17:13:35 | 0 0 | 0 | Form 3 |
Longerstaey Jacques M Vice President | 2019-08-16 15:37:35 | 0 0 | 0 | Form 3 |
Lockhart Brian J Vice President | 2019-08-16 15:37:31 | 0 0 | 0 | Form 3 |
Rhee Jenny Y Portfolio Manager | 2019-05-30 20:44:22 | 0 0 | 0 | Form 3 |
Wickerham E. Scott Vice President | 2019-04-18 15:34:02 | 0 0 | 0 | Form 3 |
HUNTER WILLIAM CURT Trustee Director | 2004-03-25 11:25:22 | 0 0 | 0 | Form 3 |
STOCKDALE JUDITH M Trustee | 2004-03-25 11:53:26 | 0 0 | 0 | Form 3 |
SAWERS PETER R Trustee | 2004-03-25 11:50:13 | 0 0 | 0 | Form 3 |
NEILD EDWARD F IV Vice President | 2004-03-25 11:43:33 | 0 0 | 0 | Form 3 |
MASON LENNY Portfolio Manager | 2004-03-25 11:38:31 | 0 0 | 0 | Form 3 |
MARTIN LARRY W VP and Asst Secretary | 2004-03-25 11:30:38 | 0 0 | 0 | Form 3 |
LEAFSTRAND THOMAS E Trustee | 2004-03-25 11:29:52 | 0 0 | 0 | Form 3 |
LAZAR TINA M Vice President | 2004-03-25 11:29:17 | 0 0 | 0 | Form 3 |
KISSICK WILLIAM L Trustee | 2004-03-25 11:28:08 | 0 0 | 0 | Form 3 |
IMPELLIZZERI ANNE E Trustee | 2004-03-25 11:26:48 | 0 0 | 0 | Form 3 |
WELLINGTON SHELIA W Trustee | 2004-03-25 11:55:25 | 0 0 | 0 | Form 3 |
FOY STEPHEN D VP and Controller | 2004-03-25 11:24:35 | 0 0 | 0 | Form 3 |
FITZGERALD WILLIAM M VP and Portfolio Manager | 2004-03-25 11:23:45 | 0 0 | 0 | Form 3 |
FERJUSON LORNA C Vice President | 2004-03-25 11:23:02 | 0 0 | 0 | Form 3 |
DROEGER JESSICA R VP and Secretary | 2004-03-25 11:21:29 | 0 0 | 0 | Form 3 |
DESANTO SUSAN M Vice President | 2004-03-25 11:20:41 | 0 0 | 0 | Form 3 |
DARRIGO PETER H VP and Treasurer | 2004-03-25 11:19:56 | 0 0 | 0 | Form 3 |
BROWN LAWRENCE H Trustee | 2004-03-25 11:19:24 | 0 0 | 0 | Form 3 |
BREMNER ROBERT P Trustee | 2004-03-25 11:18:43 | 0 0 | 0 | Form 3 |
BENNETT WILLIAM E Trustee | 2004-03-25 11:17:41 | 0 0 | 0 | Form 3 |
ADAMS WILLIAM IV Vice President | 2007-06-08 12:22:00 | 0 0 | 0 | Form 3 |
ATKINSON MICHAEL T VP and Asst Secretary | 2004-03-25 11:16:42 | 0 0 | 0 | Form 3 |
Grace Scott S Vice President & Treasurer | 2009-11-27 13:09:05 | 0 0 | 0 | Form 3 |
Ruane James Vice President | 2009-04-01 12:24:51 | 0 0 | 0 | Form 3/A |
Mino Gregory T. Vice President | 2009-03-27 19:40:11 | 0 0 | 0 | Form 3 |
Cook Margo L. Vice President | 2009-03-27 19:40:09 | 0 0 | 0 | Form 3 |
Arriaga Nizida Vice President | 2009-03-27 19:40:05 | 0 0 | 0 | Form 3 |
TOTH TERENCE J Director | 2008-07-02 14:40:36 | 0 0 | 0 | Form 3 |
AMBOIAN JOHN P CEO of Investment Adviser | 2007-08-08 15:36:26 | 0 0 | 0 | Form 3 |
Antosiewicz Cedric H Vice President | 2007-06-08 12:22:03 | 0 0 | 0 | Form 3 |
Prudhomme Kathleen L Vice President | 2011-01-12 10:27:14 | 0 0 | 0 | Form 3 |
McCarthy Kevin J Vice President | 2007-03-07 16:23:13 | 0 0 | 0 | Form 3 |
Stone Carole E Director | 2007-01-08 13:37:09 | 0 0 | 0 | Form 3 |
Kelly Walter M Assistant Vice President | 2006-09-28 12:14:25 | 0 0 | 0 | Form 3 |
Sunshine Eugene S Trustee | 2005-02-28 15:21:59 | 0 0 | 0 | Form 3 |
KUNDERT DAVID J Trustee | 2005-02-28 15:21:58 | 0 0 | 0 | Form 3 |
Antonatos Julia L Vice President | 2004-11-22 10:28:45 | 0 0 | 0 | Form 3 |
Grassi James D Chief Compliance Officer | 2004-08-24 15:55:03 | 0 0 | 0 | Form 3 |
ZIMMERMAN GIFFORD R Chief Administrative Officer | 2004-03-25 11:56:07 | 0 0 | 0 | Form 3 |