Insider Holders & Insider Ownership - MIDCAP FINL INVT CORP NT 8% NO (MFICL)

List of insiders holdings for MIDCAP FINL INVT CORP NT 8% NO:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
Widra Howard
Director
2024-11-12 16:30:09298,024
51,666
349,690Form 4/A
Zelter James C
Chief Executive Officer
2016-08-09 16:05:28318,166
0
318,166Form 4
Powell Tanner
Chief Executive Officer
2024-11-12 16:42:04223,769
0
223,769Form 4
McNulty Ted Aymond Jr.
President
2024-11-12 16:45:04177,878
15,189
193,067Form 4
HANNAN JOHN J
Director
2023-06-14 16:13:5650,000
62,739
112,739Form 4
Goldthorpe Edward J.
President
2015-08-11 16:35:1150,000
0
50,000Form 4
WECHSLER BRADLEY J
Director
2008-07-02 17:02:1245,000
0
45,000Form 4
PETEKA RICHARD
CFO and Treasurer
2011-08-08 16:01:4942,500
0
42,500Form 4
Loeb Jeanette W
Director
2014-03-05 10:29:1624,000
6,000
30,000Form 4
GROSS MICHAEL S
Director
2006-03-20 09:13:4415,000
15,000
30,000Form 4
Puleo Frank C
Director
2016-08-16 15:02:4629,180
0
29,180Form 4
Dalton Patrick J
President & COO
2010-04-28 12:54:1528,200
0
28,200Form 4
Hunt Gregory W.
CFO & TREASURER
2015-12-18 17:12:5926,268
0
26,268Form 4
REINFRANK RUDOLPH R
Director
2015-08-10 16:54:4225,000
0
25,000Form 4
BAKHRU ASHOK N
Director
2009-06-09 11:43:2520,000
0
20,000Form 4
Patrick Eileen M
EVP of Corporate Strategy
2012-02-13 21:52:3114,285
0
14,285Form 4
FRANKLIN MARTIN E
Director
2004-04-08 17:30:3713,300
0
13,300Form 3
TSAI GERALD JR
Director
2007-09-24 12:12:1612,500
0
12,500Form 4
STEIN ELLIOT JR
Director
2024-07-24 16:05:0212,451
0
12,451Form 4
MALONE CLAUDINE B
Director
2008-02-20 15:46:2410,000
0
10,000Form 4
Suydam John J
Vice President
2007-08-16 17:01:2710,000
0
10,000Form 4
Ackermann Hilary E.
Director
2016-08-22 16:22:5710,000
0
10,000Form 4
Matas Barbara Ruth
Director
2020-12-15 16:13:420
7,000
7,000Form 4
Glatt Joseph D
Secretary and VP
2010-02-08 17:44:531,057
0
1,057Form 3
PEARLMAN EMANUEL R
Director
2024-08-14 18:20:561000
0
1000Form 4
Joshi Amit
Chief Accounting Officer
2017-05-24 13:25:57700
0
700Form 3
Michel Cindy Z
Chief Compliance Officer & VP
2010-02-08 17:43:560
636
636Form 3
SPIELVOGEL CARL
Director
2014-06-10 16:39:590
500
500Form 4
Swartz Gordon E
CCO & Corporate Secretary
2007-08-21 15:01:50500
0
500Form 4
WEINER MICHAEL D
Vice President and Secretary
2004-04-08 17:47:400
0
0Form 3
PENN ARTHUR H
Vice President and Treasurer
2004-04-08 17:46:570
0
0Form 3
Daschle Thomas A
Director
2006-04-24 15:59:180
0
0Form 3
DelGiudice Ryan
Chief Compliance Officer
2023-03-23 16:05:360
0
0Form 3
Whonder Carmencita N.M.
Director
2023-03-10 16:05:180
0
0Form 3
Hester Kristin
See Remarks
2022-08-09 16:10:190
0
0Form 3
Tam Edward S
Executive Vice President
2006-12-04 16:04:500
0
0Form 3
Donnelly Gene
Chief Financial Officer
2012-02-13 17:29:090
0
0Form 3