List of insiders holdings for ALLSPRING UTILITIES & HIGH INCOME FUND:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
EVERGREEN INVESTMENT MANAGEMENT CO LLC 10% Owner | 2004-04-27 15:57:22 | 0 5,000 | 5,000 | Form 3 |
Lee Christopher M Portfolio Manager | 2021-02-05 16:32:53 | 2,831 0 | 2,831 | Form 4 |
Ebsworth William R. Director | 2024-01-09 13:59:28 | 1,550 0 | 1,550 | Form 4 |
POLISSON JAMES Director | 2024-01-04 14:42:34 | 1000 0 | 1000 | Form 4 |
OBrien Timothy Portfolio manager | 2006-07-17 15:12:17 | 600 0 | 600 | Form 4 |
FREEMAN JANE A Director | 2022-08-29 13:19:27 | 211.74 0 | 211.74 | Form 4 |
Willeke Donald C Director | 2011-04-20 16:44:32 | 200 0 | 200 | Form 4 |
HARRIS ISAIAH JR Director | 2011-04-14 11:13:44 | 200 0 | 200 | Form 4 |
Penny Timothy J Director | 2011-04-18 16:09:33 | 163 0 | 163 | Form 4 |
SCOFIELD MICHAEL S Director | 2011-04-28 10:51:35 | 100 0 | 100 | Form 4 |
Larcker David F. Director | 2011-04-25 14:44:59 | 100 0 | 100 | Form 4 |
Johnson Judith M Director | 2011-04-25 15:34:27 | 100 0 | 100 | Form 4 |
Mitchell Olivia S Director | 2011-04-21 16:39:37 | 100 0 | 100 | Form 4/A |
Wheelock Pamela Director | 2020-01-06 13:02:00 | 100 0 | 100 | Form 3 |
Gordon Peter G Director | 2011-04-01 17:06:59 | 50 0 | 50 | Form 4 |
Wiser Nancy A Dividend Committee Member | 2012-07-26 14:21:26 | 0 0 | 0 | Form 3 |
MUNN W DOUGLAS Former Director Director | 2011-09-01 08:55:40 | 0 0 | 0 | Form 5 |
Ceccarelli Aldo A Dividend Committee Member | 2014-09-17 11:12:29 | 0 0 | 0 | Form 3 |
Haast Paul J Dividend Committee Member | 2012-07-26 13:29:07 | 0 0 | 0 | Form 3 |
Phillips Kasey Treasurer | 2012-09-12 15:15:36 | 0 0 | 0 | Form 5 |
HARTMAN KIRK D PRESIDENT & CIO OF SUB-ADVISOR | 2013-01-07 16:53:23 | 0 0 | 0 | Form 3 |
WELLS FARGO BANK N A see remarks below | 2013-02-12 12:08:16 | 0 0 | 0 | Form 4 |
Innis William B Former Dividend Comm. Member | 2014-10-15 14:26:34 | 0 0 | 0 | Form 5 |
KOSEL CAROL Former Director Director | 2010-10-15 13:42:38 | 0 0 | 0 | Form 5 |
Utano Jaime Former CCO, EIMC and TAG | 2010-10-15 14:09:15 | 0 0 | 0 | Form 5 |
WAGONER RICHARD Former Trustee | 2010-10-15 13:54:13 | 0 0 | 0 | Form 5 |
McDuffie Jennifer Former Dividend Comm. Member | 2010-10-15 14:36:37 | 0 0 | 0 | Form 5 |
SHIMA RICHARD J Former Trustee | 2010-10-15 13:52:34 | 0 0 | 0 | Form 5 |
PETTIT WILLIAM W Former Trustee | 2010-10-15 13:47:31 | 0 0 | 0 | Form 5 |
SALTON RUSSELL A III Former Trustee | 2010-10-15 13:50:58 | 0 0 | 0 | Form 5 |
Roskopf Kevin T. Share Repurchase Committee Mem | 2019-02-07 18:15:58 | 0 0 | 0 | Form 3 |
Smith Andrew B Portfolio Manager | 2024-04-11 16:48:21 | 0 0 | 0 | Form 3 |
Grunberg Jennifer Lea Chief Compliance Officer | 2023-04-17 17:10:21 | 0 0 | 0 | Form 3 |
Felsch Paul Werner Chief Complaince Officer | 2023-02-08 13:08:59 | 0 0 | 0 | Form 3 |
Baker Christopher Micah Chief Compliance Officer | 2022-01-12 18:06:44 | 0 0 | 0 | Form 3 |
Brotman Karin Chief Compliance Officer | 2021-12-07 13:10:44 | 0 0 | 0 | Form 3 |
McKinley Kate Sandman Chief Compliance Officer | 2021-11-09 17:53:18 | 0 0 | 0 | Form 3 |
Prasse Richard Matthew Secretary | 2021-10-18 21:34:50 | 0 0 | 0 | Form 3 |
Schueller Michael Joseph Portfolio Manager | 2020-08-18 11:53:49 | 0 0 | 0 | Form 3 |
Newcomb Kent A Portfolio Manager | 2019-10-17 16:28:19 | 0 0 | 0 | Form 3 |
Spudich Jack E Portfolio Manager | 2019-10-17 16:22:12 | 0 0 | 0 | Form 3 |
Mavico Daniel J. Chief Compliance Officer | 2019-04-04 12:21:50 | 0 0 | 0 | Form 3 |
Bissell Robert W Former President, Sub Advisor | 2014-10-15 14:01:14 | 0 0 | 0 | Form 5 |
Tuttle Andrew R Portfolio Mgr. | 2019-01-11 14:49:33 | 0 0 | 0 | Form 3 |
Rhee Michelle H. Secretary, WFFM | 2018-05-14 12:27:35 | 0 0 | 0 | Form 3 |
Kymn Alexander Chief Legal Officer | 2018-04-25 14:22:34 | 0 0 | 0 | Form 3 |
Owen Andrew President | 2017-01-05 16:15:28 | 0 0 | 0 | Form 3 |
Whitaker Michael Howard Chief Compliance Officer of th | 2016-06-07 14:48:36 | 0 0 | 0 | Form 3 |
KEITH LEROY Director | 2015-01-02 11:28:39 | 0 0 | 0 | Form 4 |
Foy Siobhan CCO of Sub-Adviser | 2014-12-16 13:22:17 | 0 0 | 0 | Form 3 |
Norris Patricia B Former Trustee | 2010-10-15 13:45:52 | 0 0 | 0 | Form 5 |
Ordman Joshua Former Dividend Comm. Member | 2014-10-15 14:20:49 | 0 0 | 0 | Form 5 |
Chan CHRISTIAN Former Dividend Comm. Member | 2014-10-15 14:05:55 | 0 0 | 0 | Form 5 |
Shenfeld Steven Alan Member | 2006-12-21 09:34:34 | 0 0 | 0 | Form 3 |
Pzegeo Gary E Former Portfolio Manager | 2007-09-04 15:15:15 | 0 0 | 0 | Form 5 |
INSLEY GLEN T Former Dividend Comm. Member | 2007-09-04 15:22:50 | 0 0 | 0 | Form 5 |
Barrett Patrick S Former Dividend Comm. Member | 2007-09-04 15:18:00 | 0 0 | 0 | Form 5 |
Conkey Christopher Former Chief Invest. Officer | 2007-09-04 15:05:55 | 0 0 | 0 | Form 5 |
Savoie Gary former Dividend Comm. member | 2007-09-04 15:29:35 | 0 0 | 0 | Form 5 |
McCarthy Brian R Former Dividend Comm. Member | 2007-09-04 15:25:36 | 0 0 | 0 | Form 5 |
ANGELOS JAMES F Former Chief Compliance Off. | 2007-09-04 14:52:32 | 0 0 | 0 | Form 5 |
FULTON SHIRLEY L Director | 2007-09-04 14:44:15 | 0 0 | 0 | Form 5 |
Guerin Robert Chief Compliance Officer | 2007-06-18 15:11:01 | 0 0 | 0 | Form 3 |
Crow Point Partners LLC Sub-Advisor | 2006-12-27 11:56:25 | 0 0 | 0 | Form 3 |
SASS MARTIN D Member | 2006-12-21 10:19:30 | 0 0 | 0 | Form 3 |
Hickey Susan Garrison Chief Compliance Officer | 2006-12-21 09:28:41 | 0 0 | 0 | Form 3 |
Germany David Chief Investment Officer | 2008-08-11 16:04:56 | 0 0 | 0 | Form 3 |
Liu Bobby General Counsel | 2006-12-21 09:48:22 | 0 0 | 0 | Form 3 |
DeCaprio Peter Managing Director and * Director | 2006-12-21 09:18:33 | 0 0 | 0 | Form 3 |
Francess Robert William Chief Financial Officer | 2006-12-21 09:44:13 | 0 0 | 0 | Form 3 |
LAMLE HUGH R member | 2006-12-21 10:26:43 | 0 0 | 0 | Form 3 |
Cryan Richard Former Portfolio Manager | 2006-09-08 10:19:57 | 0 0 | 0 | Form 5 |
Paddison Sam Former Dividend Committee* | 2006-09-08 10:23:21 | 0 0 | 0 | Form 5 |
Kennedy Catherine Dividend Committee Member | 2006-02-06 10:10:11 | 0 0 | 0 | Form 3 |
Berardi David S Dividend Committee Member | 2006-02-03 10:49:26 | 0 0 | 0 | Form 3 |
DePalma Jeremy Dividend Committee Member | 2006-02-03 15:37:34 | 0 0 | 0 | Form 3 |
Thomas Michael A Dividend Committee Member | 2006-02-03 13:09:35 | 0 0 | 0 | Form 3 |
MCMULLEN DONALD A Former Director Director | 2005-10-14 10:33:49 | 0 0 | 0 | Form 5 |
Rabusch Karla Director &President of Advisor | 2010-07-16 15:33:42 | 0 0 | 0 | Form 3 |
RICHARDSON DAVID M Former Director Director | 2010-10-15 13:49:15 | 0 0 | 0 | Form 5 |
KOONCE MICHAEL H Former Secretary | 2010-10-15 14:03:34 | 0 0 | 0 | Form 5 |
MCDONNELL GERALD M Former Trustee | 2010-10-15 13:44:21 | 0 0 | 0 | Form 5 |
Tattersall Advisory Group Inc. Former Sub-Advisor | 2010-10-15 14:27:32 | 0 0 | 0 | Form 5 |
GIFFORD K DUN Former Trustee | 2010-10-15 13:40:54 | 0 0 | 0 | Form 5 |
CESTONE ANDREW Former Portfolio Manager | 2010-10-15 14:34:41 | 0 0 | 0 | Form 5 |
AUSTIN CHARLES A III Former Trustee | 2010-10-15 13:38:06 | 0 0 | 0 | Form 5 |
Calhoun Robert Former SVP - EIMCO, Former* | 2010-10-15 14:30:34 | 0 0 | 0 | Form 5 |
Moss Matthew CFO of Former Advisor | 2010-10-15 14:07:15 | 0 0 | 0 | Form 5 |
Early Debra Ann Chief Compliance Officer | 2010-07-19 10:51:22 | 0 0 | 0 | Form 3 |
Shiver Mai S CCO of sub-advisor | 2010-07-19 11:23:13 | 0 0 | 0 | Form 3 |
Nordenfelt Niklas Portfolio Manager | 2010-07-16 15:19:37 | 0 0 | 0 | Form 3 |
Burton Thomas Former Chief Compliance Off. | 2010-10-15 14:32:47 | 0 0 | 0 | Form 5 |
Messman C. David Secretary | 2010-07-16 16:07:42 | 0 0 | 0 | Form 3 |
Susser Philip Portfolio Manager | 2010-07-16 15:10:49 | 0 0 | 0 | Form 3 |
CRAVER JAMES B Officer of Sub-Adviser | 2010-05-27 13:41:30 | 0 0 | 0 | Form 5 |
Chen Conrad Dividend Committee Member | 2009-10-09 10:28:59 | 0 0 | 0 | Form 3 |
GERSHEN RICHARD S Former Director, EIMC | 2009-10-01 14:45:10 | 0 0 | 0 | Form 5 |
McColl Karen Former Dividend Comm. Member | 2009-10-01 14:55:31 | 0 0 | 0 | Form 5 |
Couto Scott E Former Dividend Comm Member | 2009-10-01 14:51:10 | 0 0 | 0 | Form 5 |
Girts Kevin Former Chief Operating * | 2009-10-01 14:48:22 | 0 0 | 0 | Form 5 |
FERRO DENNIS H Former President, Director* | 2009-10-01 14:42:22 | 0 0 | 0 | Form 5 |
Riazati Abe Former Dividend Comm. Member | 2009-10-01 14:57:26 | 0 0 | 0 | Form 5 |
Lis Frank Former Dividend Comm Member | 2008-10-01 11:24:08 | 0 0 | 0 | Form 5 |