Insider Holders & Insider Ownership - ALLSPRING UTILITIES & HIGH INCOME FUND (ERH)

List of insiders holdings for ALLSPRING UTILITIES & HIGH INCOME FUND:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
EVERGREEN INVESTMENT MANAGEMENT CO LLC
10% Owner
2004-04-27 15:57:220
5,000
5,000Form 3
Lee Christopher M
Portfolio Manager
2021-02-05 16:32:532,831
0
2,831Form 4
Ebsworth William R.
Director
2024-01-09 13:59:281,550
0
1,550Form 4
POLISSON JAMES
Director
2024-01-04 14:42:341000
0
1000Form 4
OBrien Timothy
Portfolio manager
2006-07-17 15:12:17600
0
600Form 4
FREEMAN JANE A
Director
2022-08-29 13:19:27211.74
0
211.74Form 4
Willeke Donald C
Director
2011-04-20 16:44:32200
0
200Form 4
HARRIS ISAIAH JR
Director
2011-04-14 11:13:44200
0
200Form 4
Penny Timothy J
Director
2011-04-18 16:09:33163
0
163Form 4
SCOFIELD MICHAEL S
Director
2011-04-28 10:51:35100
0
100Form 4
Larcker David F.
Director
2011-04-25 14:44:59100
0
100Form 4
Johnson Judith M
Director
2011-04-25 15:34:27100
0
100Form 4
Mitchell Olivia S
Director
2011-04-21 16:39:37100
0
100Form 4/A
Wheelock Pamela
Director
2020-01-06 13:02:00100
0
100Form 3
Gordon Peter G
Director
2011-04-01 17:06:5950
0
50Form 4
Wiser Nancy A
Dividend Committee Member
2012-07-26 14:21:260
0
0Form 3
MUNN W DOUGLAS
Former Director
Director
2011-09-01 08:55:400
0
0Form 5
Ceccarelli Aldo A
Dividend Committee Member
2014-09-17 11:12:290
0
0Form 3
Haast Paul J
Dividend Committee Member
2012-07-26 13:29:070
0
0Form 3
Phillips Kasey
Treasurer
2012-09-12 15:15:360
0
0Form 5
HARTMAN KIRK D
PRESIDENT & CIO OF SUB-ADVISOR
2013-01-07 16:53:230
0
0Form 3
WELLS FARGO BANK N A
see remarks below
2013-02-12 12:08:160
0
0Form 4
Innis William B
Former Dividend Comm. Member
2014-10-15 14:26:340
0
0Form 5
KOSEL CAROL
Former Director
Director
2010-10-15 13:42:380
0
0Form 5
Utano Jaime
Former CCO, EIMC and TAG
2010-10-15 14:09:150
0
0Form 5
WAGONER RICHARD
Former Trustee
2010-10-15 13:54:130
0
0Form 5
McDuffie Jennifer
Former Dividend Comm. Member
2010-10-15 14:36:370
0
0Form 5
SHIMA RICHARD J
Former Trustee
2010-10-15 13:52:340
0
0Form 5
PETTIT WILLIAM W
Former Trustee
2010-10-15 13:47:310
0
0Form 5
SALTON RUSSELL A III
Former Trustee
2010-10-15 13:50:580
0
0Form 5
Roskopf Kevin T.
Share Repurchase Committee Mem
2019-02-07 18:15:580
0
0Form 3
Smith Andrew B
Portfolio Manager
2024-04-11 16:48:210
0
0Form 3
Grunberg Jennifer Lea
Chief Compliance Officer
2023-04-17 17:10:210
0
0Form 3
Felsch Paul Werner
Chief Complaince Officer
2023-02-08 13:08:590
0
0Form 3
Baker Christopher Micah
Chief Compliance Officer
2022-01-12 18:06:440
0
0Form 3
Brotman Karin
Chief Compliance Officer
2021-12-07 13:10:440
0
0Form 3
McKinley Kate Sandman
Chief Compliance Officer
2021-11-09 17:53:180
0
0Form 3
Prasse Richard Matthew
Secretary
2021-10-18 21:34:500
0
0Form 3
Schueller Michael Joseph
Portfolio Manager
2020-08-18 11:53:490
0
0Form 3
Newcomb Kent A
Portfolio Manager
2019-10-17 16:28:190
0
0Form 3
Spudich Jack E
Portfolio Manager
2019-10-17 16:22:120
0
0Form 3
Mavico Daniel J.
Chief Compliance Officer
2019-04-04 12:21:500
0
0Form 3
Bissell Robert W
Former President, Sub Advisor
2014-10-15 14:01:140
0
0Form 5
Tuttle Andrew R
Portfolio Mgr.
2019-01-11 14:49:330
0
0Form 3
Rhee Michelle H.
Secretary, WFFM
2018-05-14 12:27:350
0
0Form 3
Kymn Alexander
Chief Legal Officer
2018-04-25 14:22:340
0
0Form 3
Owen Andrew
President
2017-01-05 16:15:280
0
0Form 3
Whitaker Michael Howard
Chief Compliance Officer of th
2016-06-07 14:48:360
0
0Form 3
KEITH LEROY
Director
2015-01-02 11:28:390
0
0Form 4
Foy Siobhan
CCO of Sub-Adviser
2014-12-16 13:22:170
0
0Form 3
Norris Patricia B
Former Trustee
2010-10-15 13:45:520
0
0Form 5
Ordman Joshua
Former Dividend Comm. Member
2014-10-15 14:20:490
0
0Form 5
Chan CHRISTIAN
Former Dividend Comm. Member
2014-10-15 14:05:550
0
0Form 5
Shenfeld Steven Alan
Member
2006-12-21 09:34:340
0
0Form 3
Pzegeo Gary E
Former Portfolio Manager
2007-09-04 15:15:150
0
0Form 5
INSLEY GLEN T
Former Dividend Comm. Member
2007-09-04 15:22:500
0
0Form 5
Barrett Patrick S
Former Dividend Comm. Member
2007-09-04 15:18:000
0
0Form 5
Conkey Christopher
Former Chief Invest. Officer
2007-09-04 15:05:550
0
0Form 5
Savoie Gary
former Dividend Comm. member
2007-09-04 15:29:350
0
0Form 5
McCarthy Brian R
Former Dividend Comm. Member
2007-09-04 15:25:360
0
0Form 5
ANGELOS JAMES F
Former Chief Compliance Off.
2007-09-04 14:52:320
0
0Form 5
FULTON SHIRLEY L
Director
2007-09-04 14:44:150
0
0Form 5
Guerin Robert
Chief Compliance Officer
2007-06-18 15:11:010
0
0Form 3
Crow Point Partners LLC
Sub-Advisor
2006-12-27 11:56:250
0
0Form 3
SASS MARTIN D
Member
2006-12-21 10:19:300
0
0Form 3
Hickey Susan Garrison
Chief Compliance Officer
2006-12-21 09:28:410
0
0Form 3
Germany David
Chief Investment Officer
2008-08-11 16:04:560
0
0Form 3
Liu Bobby
General Counsel
2006-12-21 09:48:220
0
0Form 3
DeCaprio Peter
Managing Director and *
Director
2006-12-21 09:18:330
0
0Form 3
Francess Robert William
Chief Financial Officer
2006-12-21 09:44:130
0
0Form 3
LAMLE HUGH R
member
2006-12-21 10:26:430
0
0Form 3
Cryan Richard
Former Portfolio Manager
2006-09-08 10:19:570
0
0Form 5
Paddison Sam
Former Dividend Committee*
2006-09-08 10:23:210
0
0Form 5
Kennedy Catherine
Dividend Committee Member
2006-02-06 10:10:110
0
0Form 3
Berardi David S
Dividend Committee Member
2006-02-03 10:49:260
0
0Form 3
DePalma Jeremy
Dividend Committee Member
2006-02-03 15:37:340
0
0Form 3
Thomas Michael A
Dividend Committee Member
2006-02-03 13:09:350
0
0Form 3
MCMULLEN DONALD A
Former Director
Director
2005-10-14 10:33:490
0
0Form 5
Rabusch Karla
Director &President of Advisor
2010-07-16 15:33:420
0
0Form 3
RICHARDSON DAVID M
Former Director
Director
2010-10-15 13:49:150
0
0Form 5
KOONCE MICHAEL H
Former Secretary
2010-10-15 14:03:340
0
0Form 5
MCDONNELL GERALD M
Former Trustee
2010-10-15 13:44:210
0
0Form 5
Tattersall Advisory Group Inc.
Former Sub-Advisor
2010-10-15 14:27:320
0
0Form 5
GIFFORD K DUN
Former Trustee
2010-10-15 13:40:540
0
0Form 5
CESTONE ANDREW
Former Portfolio Manager
2010-10-15 14:34:410
0
0Form 5
AUSTIN CHARLES A III
Former Trustee
2010-10-15 13:38:060
0
0Form 5
Calhoun Robert
Former SVP - EIMCO, Former*
2010-10-15 14:30:340
0
0Form 5
Moss Matthew
CFO of Former Advisor
2010-10-15 14:07:150
0
0Form 5
Early Debra Ann
Chief Compliance Officer
2010-07-19 10:51:220
0
0Form 3
Shiver Mai S
CCO of sub-advisor
2010-07-19 11:23:130
0
0Form 3
Nordenfelt Niklas
Portfolio Manager
2010-07-16 15:19:370
0
0Form 3
Burton Thomas
Former Chief Compliance Off.
2010-10-15 14:32:470
0
0Form 5
Messman C. David
Secretary
2010-07-16 16:07:420
0
0Form 3
Susser Philip
Portfolio Manager
2010-07-16 15:10:490
0
0Form 3
CRAVER JAMES B
Officer of Sub-Adviser
2010-05-27 13:41:300
0
0Form 5
Chen Conrad
Dividend Committee Member
2009-10-09 10:28:590
0
0Form 3
GERSHEN RICHARD S
Former Director, EIMC
2009-10-01 14:45:100
0
0Form 5
McColl Karen
Former Dividend Comm. Member
2009-10-01 14:55:310
0
0Form 5
Couto Scott E
Former Dividend Comm Member
2009-10-01 14:51:100
0
0Form 5
Girts Kevin
Former Chief Operating *
2009-10-01 14:48:220
0
0Form 5
FERRO DENNIS H
Former President, Director*
2009-10-01 14:42:220
0
0Form 5
Riazati Abe
Former Dividend Comm. Member
2009-10-01 14:57:260
0
0Form 5
Lis Frank
Former Dividend Comm Member
2008-10-01 11:24:080
0
0Form 5