Insider Holders & Insider Ownership - ROCKET PHARMACEUTICALS INC. (RCKT)

List of insiders holdings for ROCKET PHARMACEUTICALS INC.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1RTW INVESTMENTS LP
WONG RODERICK
See remarks
10% Owner
2024-12-16 19:51:5118,401,313
0
18,401,313Form 13D
2Devon Park Associates L.P.
Devon Park Associates LLC
Kantesaria Devang
10% Owner
2015-07-16 20:46:503,253,566
0
3,253,566Form 4
3MedImmune Ventures Inc.
10% Owner
2015-02-25 18:10:570
1,917,906
1,917,906Form 4
4Pitango Venture Capital Principals Fund IV L.P.
Pitango Venture Capital Fund IV L.P.
Pitango V.C. Fund IV L.P.
Pitango G.C. Capital Holdings Ltd.
10% Owner
2015-02-25 20:36:530
1,292,584
1,292,584Form 4
5Shah Gaurav
CEO
2025-04-14 18:57:31792,680
406,238
1,198,918Form 4
6Patel Kinnari
See Remarks
2025-04-10 16:07:53444,103
131,701
575,804Form 4
7CARE CAPITAL II LLC
CARE CAPITAL INVESTMENTS II LP
Care Capital Offshore Investments II LP
Care Capital III LLC
Care Capital Investments III L.P.
Care Capital Offshore Investments III LP
10% Owner
2017-08-03 17:19:03531,900
0
531,900Form 13D
8Baumgartner Rudolf A
See Remarks
2017-01-24 16:31:05295,000
0
295,000Form 4
9Rho Ventures IV Holdings LLC
Rho Ventures IV-A L.P.
10% Owner
2015-11-18 18:02:53242,794
0
242,794Form 4
10Schwartz Jonathan David
See Remarks
2025-02-27 16:01:15237,638
0
237,638Form 4
11Wilson Martin
General Counsel
2025-02-25 16:01:56150,696
0
150,696Form 4
12McVicar William K.
See Remarks
2016-03-24 20:49:26135,000
0
135,000Form 4
13Ondrey Aaron
Chief Financial Officer
2025-04-08 16:06:02129,650
0
129,650Form 4
14Batchelder Brian
See Remarks
2018-01-16 20:03:3783,803
0
83,803Form 3
15Pratumsuwan Piratip
Director
2025-02-05 19:47:1973,624
0
73,624Form 4
16Garcia-Parada Carlos
Chief Financial Officer
2022-02-16 21:32:1671,328
0
71,328Form 4
17White Mark Andrew
See Remarks
2024-11-04 16:06:0769,140
0
69,140Form 4
18Militello John
See Remarks
2025-02-25 16:01:5565,757
0
65,757Form 4
19RITTER DALE
Vice President, Finance
2017-09-18 16:35:3357,327
0
57,327Form 4
20Dolsten Mikael
Director
2024-09-11 16:07:0650,533
0
50,533Form 4
21Spivey Richard N.
Director
2017-06-21 16:05:2645,000
0
45,000Form 4
22BARBERICH TIMOTHY J
Director
2017-06-21 16:11:1845,000
0
45,000Form 4
23HOWES PAUL G
Director
2017-06-21 16:06:5245,000
0
45,000Form 4
24Phillips Gary M.
Director
2017-06-21 16:06:4645,000
0
45,000Form 4
25CARROLL J MARTIN
Director
2017-06-21 16:05:4345,000
0
45,000Form 4
26Machado Patrick
Director
2017-06-21 16:05:3445,000
0
45,000Form 4
27GRANADILLO PEDRO P
Director
2024-06-20 16:10:2228,599
0
28,599Form 4
28Alam Kamran
SVP - Finance & PFO
2020-02-10 17:05:2628,000
0
28,000Form 4
29Malik Fady Ibraham
Director
2024-06-20 16:10:2523,944
0
23,944Form 4
30Woods Keith
Director
2024-06-20 16:10:2623,944
0
23,944Form 4
31Yalamanchi Naveen
Director
2024-06-20 16:10:2723,944
0
23,944Form 4
32SOUTHWELL DAVID P
Director
2024-06-20 16:10:2823,944
0
23,944Form 4
33BOESS CARSTEN
Director
2024-06-20 16:10:1923,944
0
23,944Form 4
34VOGELBAUM MARTIN
Director
2015-06-26 16:07:2021,857
0
21,857Form 4
35KARABELAS ARGERIS N
Director
10% Owner
2015-06-26 16:06:4221,857
0
21,857Form 4
36Harel Ittai
Director
2015-06-26 16:05:2021,857
0
21,857Form 4
37Peimer Isai
Director
2015-06-26 16:08:0121,857
0
21,857Form 4
38Bjork Elisabeth
Director
2024-10-29 17:05:38607
0
607Form 4
39Makker Gotham
Director
2024-10-29 16:58:22507
0
507Form 4
40RHO VENTURES IV QP LP
RHO VENTURES IV GMBH & CO BETEILIGUNGS KG
Rho Ventures IV Holdings LLC
RHO VENTURES IV LP
Rho Ventures IV-A L.P.
RHO MANAGEMENT VENTURES IV LLC
RHO CAPITAL PARTNERS VERWALTUNGS GMBH
KAIROUZ HABIB
RUCH JOSHUA
LESCHLY MARK
10% Owner
2018-02-08 12:58:140
0
0Form 13G
41DEVON PARK BIOVENTURES LP
Devon Park Associates L.P.
Devon Park Associates LLC
10% Owner
2017-01-06 17:04:010
0
0Form 13D
42Chaudhuri Sarbani
See Remarks
2025-04-22 16:05:370
0
0Form 3