List of insiders holdings for FIRST TRUST SENIOR FLOATING RATE INCOME FUND II:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
MERRILL LYNCH & CO. INC. MERRILL LYNCH PIERCE FENNER & SMITH INC. 10% Owner | 2009-01-29 20:37:56 | 0 57,318 | 57,318 | Form 4 |
BOWEN JAMES A Officer-Investment Advisor Director | 2019-09-26 10:01:38 | 4,955 0 | 4,955 | Form 4 |
HOUSEY WILLIAM A JR Officer of Advisor, Port. Mgr. | 2019-09-04 16:46:12 | 4,103 0 | 4,103 | Form 4 |
MCGAREL DAVID Officer-Investment Adviser | 2015-07-28 13:57:52 | 2,000 0 | 2,000 | Form 4 |
Scott Jeffrey M Portfolio Manager | 2020-08-17 16:43:43 | 1,080 0 | 1,080 | Form 3 |
PURPURA ORLANDO Portfolio Manager | 2021-04-14 16:50:09 | 1000 0 | 1000 | Form 5 |
OSTER DAVID M Director | 2005-08-04 15:39:08 | 600 0 | 600 | Form 5 |
FRIES SCOTT D Officer-Investment Advisor | 2020-08-24 18:26:58 | 428 0 | 428 | Form 5 |
ERICKSON RICHARD E Director | 2005-12-30 17:47:24 | 215.53 0 | 215.53 | Form 4 |
NIELSON NIEL B Director | 2005-03-09 15:07:04 | 200 0 | 200 | Form 4 |
LINDQUIST DANIEL J Vice President | 2012-01-30 12:27:26 | 200 0 | 200 | Form 4 |
KLASSMAN ERIN E Assistant Secretary | 2014-06-18 11:12:12 | 0 0 | 0 | Form 4 |
Krebs Sarah K Officer of sub-advisor | 2007-10-12 18:45:05 | 0 0 | 0 | Form 3 |
CAREY ROBERT F Vice President | 2014-06-18 11:10:56 | 0 0 | 0 | Form 4 |
MAHER KRISTI A Assistant Secretary | 2007-01-03 17:23:58 | 0 0 | 0 | Form 3 |
Bruck Benjamin Matthaus Board Member of Sub-Adviser | 2008-12-08 12:42:02 | 0 0 | 0 | Form 3/A |
McDevitt Graham Thomas Board Member of Sub-Adviser | 2008-12-08 12:22:50 | 0 0 | 0 | Form 3 |
Stewart Dean Board Member of sub-adviser | 2008-11-21 18:32:05 | 0 0 | 0 | Form 3 |
Akioka Kevin Officer of the sub-advisor | 2007-01-31 16:40:38 | 0 0 | 0 | Form 3 |
Richards Karen E Officer of the Sub-Advisor | 2007-10-12 19:28:10 | 0 0 | 0 | Form 3 |
Marakool Ketei Officer of Sub-Adviser | 2007-03-19 13:26:03 | 0 0 | 0 | Form 3 |
Holthaus Douglas M Officer of the Sub-Adviser | 2007-07-19 10:45:06 | 0 0 | 0 | Form 3 |
O'Mara Matthew S Officer of sub-advisor | 2007-10-12 19:04:48 | 0 0 | 0 | Form 3 |
Heitkemper John M Officer of sub-advisor | 2007-07-27 17:44:37 | 0 0 | 0 | Form 3 |
ERICKSON JON C Investment Adviser | 2014-06-18 11:11:25 | 0 0 | 0 | Form 4 |
GATTA ROSANNE Assistant Secretary | 2014-06-18 11:11:48 | 0 0 | 0 | Form 4 |
MCDERMOTT JOSEPH D Officer-Investment Adviser | 2006-11-15 17:42:35 | 0 0 | 0 | Form 3 |
LYNCH COLEEN D Assistant Vice President | 2014-06-18 11:12:36 | 0 0 | 0 | Form 4 |
SHANNON SHANE Assistant Secretary | 2014-06-18 11:12:59 | 0 0 | 0 | Form 4 |
Swade Donald Assistant Treasurer | 2014-06-18 11:13:20 | 0 0 | 0 | Form 4 |
UREVIG KATHERINE L Assistant Treasurer | 2014-06-18 11:13:40 | 0 0 | 0 | Form 4 |
BRADLEY MARK R President | 2016-01-08 09:07:54 | 0 0 | 0 | Form 5 |
HALL R SCOTT Officer-Investment Advisor | 2020-06-30 15:21:35 | 0 0 | 0 | Form 5 |
FRISKE SCOTT MICHAEL Officer-Investment Advisor | 2020-07-02 14:36:36 | 0 0 | 0 | Form 3 |
BROWN KATHLEEN WIELAND Officer-Investment Advisor | 2021-08-17 17:16:16 | 0 0 | 0 | Form 5 |
DEHLER KELLY CATHERINE Officer-Investment Advisor | 2021-08-17 13:33:51 | 0 0 | 0 | Form 3 |
DENISE M KEEFE Director | 2021-11-05 16:39:12 | 0 0 | 0 | Form 3 |
KADLEC THOMAS R Director | 2021-12-29 15:33:49 | 0 0 | 0 | Form 4 |
Wright Bronwyn Director | 2023-09-12 17:30:01 | 0 0 | 0 | Form 3 |
MALTBIE DEREK Treasurer and CFO | 2024-04-18 12:41:12 | 0 0 | 0 | Form 3 |
BATES SHILOH R Officer of the Sub-Adviser | 2004-05-24 14:49:39 | 0 0 | 0 | Form 3 |
Valentine Dean F Officer of the Sub-Adviser | 2004-05-25 20:34:29 | 0 0 | 0 | Form 3 |
COLUMBARO STEVEN Officer of the Sub-Adviser | 2004-05-25 15:53:29 | 0 0 | 0 | Form 3 |
MCADAMS MICHAEL P Officer of the Sub-Adviser | 2004-05-24 14:57:14 | 0 0 | 0 | Form 3 |
DIGATI BETH C Officer of the Sub-Adviser | 2004-05-24 14:56:22 | 0 0 | 0 | Form 3 |
CUDLIPP IAN G Officer of the Sub-Adviser | 2004-05-24 14:55:17 | 0 0 | 0 | Form 3 |
COONEY ANDY Officer of the Sub-Adviser | 2004-05-24 14:54:04 | 0 0 | 0 | Form 3 |
BROWN ADAM Officer of the Sub-Adviser | 2004-05-24 14:53:19 | 0 0 | 0 | Form 3 |
BERNSTEIN ROBERT I Officer of the Sub-Adviser | 2004-05-24 14:52:32 | 0 0 | 0 | Form 3 |
BEATTY ROBERT W Officer of the Sub-Adviser | 2004-05-24 14:51:46 | 0 0 | 0 | Form 3 |
FIRST TRUST ADVISORS LP Investment Adviser | 2004-12-09 17:34:38 | 0 0 | 0 | Form 3 |
BARKAUSKAS KENNETH P Officer of the Sub-Adviser | 2004-05-24 14:48:45 | 0 0 | 0 | Form 3 |
TESTIN ROGER Vice President | 2004-05-24 14:39:43 | 0 0 | 0 | Form 3 |
ROGGENSACK ANDY Officer of the Adviser | 2004-05-24 14:39:05 | 0 0 | 0 | Form 3 |
MOHR MITCHELL Officer of the Adviser | 2004-05-24 14:36:08 | 0 0 | 0 | Form 3 |
MCALISTER RONALD DEAN Officer of the Adviser | 2004-05-24 14:35:05 | 0 0 | 0 | Form 3 |
JARDINE W SCOTT Secretary | 2004-05-24 14:34:08 | 0 0 | 0 | Form 3 |
BRIX SUSAN M Assistant Vice President | 2004-05-24 14:29:52 | 0 0 | 0 | Form 3 |
BREDEMEIER ROBERT W Officer of the Adviser | 2004-05-24 14:29:17 | 0 0 | 0 | Form 3 |
Dykas James M Assistant Treasurer | 2005-12-13 17:15:54 | 0 0 | 0 | Form 3 |
CHRISTENSEN KELLEY Vice President | 2006-12-11 17:23:52 | 0 0 | 0 | Form 3 |
BRADLEY CHARLES H Officer of the Adviser | 2004-05-24 14:28:18 | 0 0 | 0 | Form 3 |
Kameda Janet L Officer of the sub-advisor | 2006-10-13 16:29:51 | 0 0 | 0 | Form 3 |
Singh Kapil Officer of sub-advisor | 2006-07-20 14:56:25 | 0 0 | 0 | Form 3 |
KEITH ROBERT F Director | 2006-06-26 12:17:28 | 0 0 | 0 | Form 3 |
Meyerhoff Joseph II Officer of the sub-adviser | 2006-04-07 19:29:03 | 0 0 | 0 | Form 3 |
Yee Christine Sue Officer of the sub-advisor | 2006-03-27 14:36:39 | 0 0 | 0 | Form 3 |
FIRST TRUST PORTFOLIOS LP Affil. of Issuer's Advisor | 2005-12-28 15:35:19 | 0 0 | 0 | Form 4 |
FALLOW CHRISTOPHER R Assistant Vice President | 2006-12-11 17:20:50 | 0 0 | 0 | Form 3 |
Lakomcik David A Officer of the Sub-Advisor | 2005-11-18 11:09:33 | 0 0 | 0 | Form 3 |
Srinivasan Vijay Officer of the Sub-Adviser | 2005-09-12 13:22:17 | 0 0 | 0 | Form 3 |
Price Michael Director of the Sub-Adviser | 2005-09-12 12:59:51 | 0 0 | 0 | Form 3 |
Sweeney Drew Richard Officer of the Sub-Advisor | 2005-08-18 10:22:03 | 0 0 | 0 | Form 3 |
Soccorso Edward Francis III Officer of the Sub-Advisor | 2005-08-12 13:48:57 | 0 0 | 0 | Form 3 |
Allen Charles Barkley Officer of the sub-advisor | 2005-05-19 19:18:16 | 0 0 | 0 | Form 3 |
Byrd Brett Alan Officer of the Sub-Advisor | 2005-03-23 16:14:55 | 0 0 | 0 | Form 3 |
Four Corners Capital Management LLC Sub-Advisor | 2005-02-03 12:46:19 | 0 0 | 0 | Form 3 |