Insider Holders & Insider Ownership - FIRST TRUST SENIOR FLOATING RATE INCOME FUND II (FCT)

List of insiders holdings for FIRST TRUST SENIOR FLOATING RATE INCOME FUND II:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
MERRILL LYNCH & CO. INC.
MERRILL LYNCH PIERCE FENNER & SMITH INC.
10% Owner
2009-01-29 20:37:560
57,318
57,318Form 4
BOWEN JAMES A
Officer-Investment Advisor
Director
2019-09-26 10:01:384,955
0
4,955Form 4
HOUSEY WILLIAM A JR
Officer of Advisor, Port. Mgr.
2019-09-04 16:46:124,103
0
4,103Form 4
MCGAREL DAVID
Officer-Investment Adviser
2015-07-28 13:57:522,000
0
2,000Form 4
Scott Jeffrey M
Portfolio Manager
2020-08-17 16:43:431,080
0
1,080Form 3
PURPURA ORLANDO
Portfolio Manager
2021-04-14 16:50:091000
0
1000Form 5
OSTER DAVID M
Director
2005-08-04 15:39:08600
0
600Form 5
FRIES SCOTT D
Officer-Investment Advisor
2020-08-24 18:26:58428
0
428Form 5
ERICKSON RICHARD E
Director
2005-12-30 17:47:24215.53
0
215.53Form 4
NIELSON NIEL B
Director
2005-03-09 15:07:04200
0
200Form 4
LINDQUIST DANIEL J
Vice President
2012-01-30 12:27:26200
0
200Form 4
KLASSMAN ERIN E
Assistant Secretary
2014-06-18 11:12:120
0
0Form 4
Krebs Sarah K
Officer of sub-advisor
2007-10-12 18:45:050
0
0Form 3
CAREY ROBERT F
Vice President
2014-06-18 11:10:560
0
0Form 4
MAHER KRISTI A
Assistant Secretary
2007-01-03 17:23:580
0
0Form 3
Bruck Benjamin Matthaus
Board Member of Sub-Adviser
2008-12-08 12:42:020
0
0Form 3/A
McDevitt Graham Thomas
Board Member of Sub-Adviser
2008-12-08 12:22:500
0
0Form 3
Stewart Dean
Board Member of sub-adviser
2008-11-21 18:32:050
0
0Form 3
Akioka Kevin
Officer of the sub-advisor
2007-01-31 16:40:380
0
0Form 3
Richards Karen E
Officer of the Sub-Advisor
2007-10-12 19:28:100
0
0Form 3
Marakool Ketei
Officer of Sub-Adviser
2007-03-19 13:26:030
0
0Form 3
Holthaus Douglas M
Officer of the Sub-Adviser
2007-07-19 10:45:060
0
0Form 3
O'Mara Matthew S
Officer of sub-advisor
2007-10-12 19:04:480
0
0Form 3
Heitkemper John M
Officer of sub-advisor
2007-07-27 17:44:370
0
0Form 3
ERICKSON JON C
Investment Adviser
2014-06-18 11:11:250
0
0Form 4
GATTA ROSANNE
Assistant Secretary
2014-06-18 11:11:480
0
0Form 4
MCDERMOTT JOSEPH D
Officer-Investment Adviser
2006-11-15 17:42:350
0
0Form 3
LYNCH COLEEN D
Assistant Vice President
2014-06-18 11:12:360
0
0Form 4
SHANNON SHANE
Assistant Secretary
2014-06-18 11:12:590
0
0Form 4
Swade Donald
Assistant Treasurer
2014-06-18 11:13:200
0
0Form 4
UREVIG KATHERINE L
Assistant Treasurer
2014-06-18 11:13:400
0
0Form 4
BRADLEY MARK R
President
2016-01-08 09:07:540
0
0Form 5
HALL R SCOTT
Officer-Investment Advisor
2020-06-30 15:21:350
0
0Form 5
FRISKE SCOTT MICHAEL
Officer-Investment Advisor
2020-07-02 14:36:360
0
0Form 3
BROWN KATHLEEN WIELAND
Officer-Investment Advisor
2021-08-17 17:16:160
0
0Form 5
DEHLER KELLY CATHERINE
Officer-Investment Advisor
2021-08-17 13:33:510
0
0Form 3
DENISE M KEEFE
Director
2021-11-05 16:39:120
0
0Form 3
KADLEC THOMAS R
Director
2021-12-29 15:33:490
0
0Form 4
Wright Bronwyn
Director
2023-09-12 17:30:010
0
0Form 3
MALTBIE DEREK
Treasurer and CFO
2024-04-18 12:41:120
0
0Form 3
BATES SHILOH R
Officer of the Sub-Adviser
2004-05-24 14:49:390
0
0Form 3
Valentine Dean F
Officer of the Sub-Adviser
2004-05-25 20:34:290
0
0Form 3
COLUMBARO STEVEN
Officer of the Sub-Adviser
2004-05-25 15:53:290
0
0Form 3
MCADAMS MICHAEL P
Officer of the Sub-Adviser
2004-05-24 14:57:140
0
0Form 3
DIGATI BETH C
Officer of the Sub-Adviser
2004-05-24 14:56:220
0
0Form 3
CUDLIPP IAN G
Officer of the Sub-Adviser
2004-05-24 14:55:170
0
0Form 3
COONEY ANDY
Officer of the Sub-Adviser
2004-05-24 14:54:040
0
0Form 3
BROWN ADAM
Officer of the Sub-Adviser
2004-05-24 14:53:190
0
0Form 3
BERNSTEIN ROBERT I
Officer of the Sub-Adviser
2004-05-24 14:52:320
0
0Form 3
BEATTY ROBERT W
Officer of the Sub-Adviser
2004-05-24 14:51:460
0
0Form 3
FIRST TRUST ADVISORS LP
Investment Adviser
2004-12-09 17:34:380
0
0Form 3
BARKAUSKAS KENNETH P
Officer of the Sub-Adviser
2004-05-24 14:48:450
0
0Form 3
TESTIN ROGER
Vice President
2004-05-24 14:39:430
0
0Form 3
ROGGENSACK ANDY
Officer of the Adviser
2004-05-24 14:39:050
0
0Form 3
MOHR MITCHELL
Officer of the Adviser
2004-05-24 14:36:080
0
0Form 3
MCALISTER RONALD DEAN
Officer of the Adviser
2004-05-24 14:35:050
0
0Form 3
JARDINE W SCOTT
Secretary
2004-05-24 14:34:080
0
0Form 3
BRIX SUSAN M
Assistant Vice President
2004-05-24 14:29:520
0
0Form 3
BREDEMEIER ROBERT W
Officer of the Adviser
2004-05-24 14:29:170
0
0Form 3
Dykas James M
Assistant Treasurer
2005-12-13 17:15:540
0
0Form 3
CHRISTENSEN KELLEY
Vice President
2006-12-11 17:23:520
0
0Form 3
BRADLEY CHARLES H
Officer of the Adviser
2004-05-24 14:28:180
0
0Form 3
Kameda Janet L
Officer of the sub-advisor
2006-10-13 16:29:510
0
0Form 3
Singh Kapil
Officer of sub-advisor
2006-07-20 14:56:250
0
0Form 3
KEITH ROBERT F
Director
2006-06-26 12:17:280
0
0Form 3
Meyerhoff Joseph II
Officer of the sub-adviser
2006-04-07 19:29:030
0
0Form 3
Yee Christine Sue
Officer of the sub-advisor
2006-03-27 14:36:390
0
0Form 3
FIRST TRUST PORTFOLIOS LP
Affil. of Issuer's Advisor
2005-12-28 15:35:190
0
0Form 4
FALLOW CHRISTOPHER R
Assistant Vice President
2006-12-11 17:20:500
0
0Form 3
Lakomcik David A
Officer of the Sub-Advisor
2005-11-18 11:09:330
0
0Form 3
Srinivasan Vijay
Officer of the Sub-Adviser
2005-09-12 13:22:170
0
0Form 3
Price Michael
Director of the Sub-Adviser
2005-09-12 12:59:510
0
0Form 3
Sweeney Drew Richard
Officer of the Sub-Advisor
2005-08-18 10:22:030
0
0Form 3
Soccorso Edward Francis III
Officer of the Sub-Advisor
2005-08-12 13:48:570
0
0Form 3
Allen Charles Barkley
Officer of the sub-advisor
2005-05-19 19:18:160
0
0Form 3
Byrd Brett Alan
Officer of the Sub-Advisor
2005-03-23 16:14:550
0
0Form 3
Four Corners Capital Management LLC
Sub-Advisor
2005-02-03 12:46:190
0
0Form 3