List of insiders holdings for Pioneer Floating Rate Fund Inc.:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
| OKADA MARK Officer of Investment Manager | 2005-06-14 11:43:05 | 5,000 0 | 5,000 | Form 4 |
| MERRILL LYNCH & CO. INC. MERRILL LYNCH PIERCE FENNER & SMITH INC. 10% Owner | 2009-01-12 09:17:21 | 2,670 0 | 2,670 | Form 13G |
| Dougherty Raymond Joseph Officer of investment manager | 2005-06-24 15:47:43 | 1,500 0 | 1,500 | Form 3 |
| ALTBACH GABRIEL Affiliated Person | 2005-02-03 11:31:05 | 1,250 0 | 1,250 | Form 3 |
| Salvino Don employee of Investment Manager | 2005-06-14 10:17:29 | 1000 0 | 1000 | Form 3 |
| Chavarriaga Mauricio employee of Investment Manager | 2005-08-16 11:14:52 | 700 0 | 700 | Form 3 |
| Blackburn Michael Jason Treasurer | 2005-09-12 09:01:52 | 530 0 | 530 | Form 4 |
| Woods Stephen Earl Jr employee of Investment Manager | 2005-08-18 13:18:44 | 200 0 | 200 | Form 3 |
| Drew Rick employee of Investment Manager | 2005-09-13 12:12:24 | 112 0 | 112 | Form 4 |
| WOLIN MARTIN J Chief Compliance Officer | 2005-05-26 11:58:47 | 0 0 | 0 | Form 3 |
| WINTHROP JOHN Director | 2004-12-02 17:19:03 | 0 0 | 0 | Form 3 |
| WEST STEPHEN Trustee | 2013-10-15 16:26:37 | 0 0 | 0 | Form 4 |
| UBS AG Former 10% Owner | 2014-02-13 09:05:11 | 0 0 | 0 | Form 13G |
| TAUBES KENNETH Trustee | 2014-01-29 11:37:08 | 0 0 | 0 | Form 3 |
| SULLIVAN KATHERINE KIM Assistant Treasurer | 2004-12-02 17:14:44 | 0 0 | 0 | Form 3 |
| SULLIVAN GARY Assistant Treasurer | 2004-12-02 17:12:53 | 0 0 | 0 | Form 3 |
| Sharkey Jonathan Affiliated Person | 2009-01-02 11:17:53 | 0 0 | 0 | Form 3 |
| Schramek Chad Officer of Investment Manager | 2005-06-24 16:19:24 | 0 0 | 0 | Form 4 |
| Saba Capital Management L.P. Weinstein Boaz 10% Owner | 2022-02-14 07:33:22 | 0 0 | 0 | Form 13G |
| Ricciardi Fred J Trustee | 2014-11-06 13:43:55 | 0 0 | 0 | Form 3 |
| Reyes Thomas J Assistant Secretary | 2010-06-04 14:50:24 | 0 0 | 0 | Form 3 |
| PRESUTTI LUIS I Assistant Treasurer | 2004-12-02 17:11:15 | 0 0 | 0 | Form 3 |
| PIRONDINI MARCO Trustee | 2024-01-30 15:47:16 | 0 0 | 0 | Form 3 |
| PIRET MAGUERITE A Director | 2008-07-10 12:58:02 | 0 0 | 0 | Form 4 |
| PIONEER INVESTMENT MANAGEMENT INC See Explanation | 2004-12-10 11:10:34 | 0 0 | 0 | Form 3 |
| PIONEER FUNDS DISTRIBUTOR INC 10% Owner | 2010-09-24 14:47:21 | 0 0 | 0 | Form 4 |
| PHELAN DAVID C Assistant Secretary | 2004-12-06 16:02:09 | 0 0 | 0 | Form 3 |
| PERNA THOMAS J Trustee | 2006-06-15 12:07:53 | 0 0 | 0 | Form 3 |
| NAVE VINCENT Treasurer and CFO | 2004-12-02 16:30:06 | 0 0 | 0 | Form 3 |
| Monchak Lorraine H Trustee | 2015-09-23 15:32:30 | 0 0 | 0 | Form 3 |
| MELNICK MICHAEL Assistant Treasurer | 2021-09-20 16:52:34 | 0 0 | 0 | Form 3 |
| MAYER MARC O Trustee | 2014-01-28 10:54:13 | 0 0 | 0 | Form 3 |
| MALONE JOHN MICHAEL Chief Compliance Officer | 2018-09-05 10:53:56 | 0 0 | 0 | Form 3 |
| MacKay Craig C Trustee | 2021-03-23 14:57:36 | 0 0 | 0 | Form 3 |
| Koenig Anthony J JR Treasurer | 2021-05-10 17:10:32 | 0 0 | 0 | Form 3 |
| KINGSBURY DANIEL KEITH Chief Executive Officer | 2007-03-08 16:34:06 | 0 0 | 0 | Form 3 |
| KELLEY CHRISTOPHER J Assistant Secretary | 2004-12-02 16:27:09 | 0 0 | 0 | Form 3 |
| Karalnik Yana CHIEF COMPLIANCE OFFICER | 2023-09-05 13:06:03 | 0 0 | 0 | Form 3 |
| Jones Lisa Chief Executive Officer | 2014-09-23 10:43:55 | 0 0 | 0 | Form 3 |
| Johnson David F Assistant Treasurer | 2014-12-22 09:38:54 | 0 0 | 0 | Form 3 |
| HOOD OSBERT MARTIN Director | 2004-12-02 16:20:06 | 0 0 | 0 | Form 3 |
| HARVEY CHRISTOPHER P Assistant Secretary | 2006-07-19 15:24:37 | 0 0 | 0 | Form 3 |
| HANNIGAN CAROL B Assistant Secretary | 2010-06-07 16:17:59 | 0 0 | 0 | Form 3 |
| GRAHAM MARGARET B W Director | 2004-12-02 15:23:41 | 0 0 | 0 | Form 3 |
| Goodwin Mark Executive Vice President | 2014-02-03 13:39:10 | 0 0 | 0 | Form 3 |
| Friedman Benjamin M Trustee | 2008-09-23 16:13:59 | 0 0 | 0 | Form 3 |
| FELTUS ANDREW Affiliated Person | 2007-06-26 16:26:23 | 0 0 | 0 | Form 4 |
| EGDAHL RICHARD H Director | 2004-12-02 15:21:47 | 0 0 | 0 | Form 3 |
| DURNIN DIANE Trustee | 2020-08-17 16:25:07 | 0 0 | 0 | Form 3 |
| COGAN JOHN F JR Director | 2004-12-02 15:19:17 | 0 0 | 0 | Form 3 |
| Ciavarra Joseph Kevin Officer of investment manager | 2005-05-02 11:07:43 | 0 0 | 0 | Form 4 |
| BUSH MARY K Director | 2004-12-02 15:03:58 | 0 0 | 0 | Form 3 |
| Brown David Craig Director | 2025-04-04 15:18:41 | 0 0 | 0 | Form 3 |
| Bradley Mark Edward ASSISTANT TREASURER | 2007-03-20 12:02:23 | 0 0 | 0 | Form 3 |
| BRADLEY JEAN M Chief Compliance Officer | 2018-09-07 14:29:21 | 0 0 | 0 | Form 4 |
| BOURASSA DOROTHY E Secretary | 2004-12-02 14:55:20 | 0 0 | 0 | Form 3 |
| BOCK DAVID Trustee | 2006-06-20 16:13:02 | 0 0 | 0 | Form 3 |
| Baumgardner John E Jr. Trustee | 2019-09-20 09:45:44 | 0 0 | 0 | Form 3 |
| BANK OF AMERICA CORP MERRILL LYNCH PIERCE FENNER & SMITH INC. 10% Owner | 2014-03-19 11:22:55 | 0 0 | 0 | Form 13D |
| BANK OF AMERICA CORP BANK OF AMERICA NA Blue Ridge Investments L.L.C. 10% Owner | 2014-03-19 11:22:55 | 0 0 | 0 | Form 13D |
| ANDERHOLM TERI WALTNER Chief Compliance Officer | 2007-01-23 09:58:56 | 0 0 | 0 | Form 3 |