Insider Holders & Insider Ownership - GLADSTONE INVESTMENT CORPORATION (GAIN)

List of insiders holdings for GLADSTONE INVESTMENT CORPORATION:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
GLADSTONE DAVID
Chief Executive Officer
2021-01-25 17:23:02655,804
11,018
666,822Form 5
DULLUM DAVID A R
President
2024-10-11 11:11:55149,916
1,349
151,265Form 4
WILKINSON WALTER H
Director
2023-02-07 16:04:2426,154
0
26,154Form 4
STELLJES GEORGE III
CIO
Director
2008-11-13 10:44:5820,995
0
20,995Form 4
BRUBAKER TERRY LEE
Chief Operating Officer
2020-03-24 09:09:3416,233
0
16,233Form 4
Mead Gerard
Director
2011-09-13 13:57:1612,466
0
12,466Form 4
Watson David Hibbert
CFO and Treasurer
2014-12-10 15:16:1211,580
0
11,580Form 4
LiCalsi Michael
General Counsel and Secretary
2020-03-16 13:37:579,144
0
9,144Form 4
PARKER ANTHONY W
Director
2008-04-23 16:01:545,480
0
5,480Form 4
Reilly John
Director
2011-02-04 16:37:034,000
0
4,000Form 4
RYAN JULIA
Chief Financial Officer
2020-03-23 11:14:324,000
0
4,000Form 4
ADELGREN PAUL W
Director
2012-03-15 14:16:483,715
0
3,715Form 4
Merrick Caren D
Director
2015-06-03 11:28:071,965
0
1,965Form 4
Ritchie Taylor
Chief Financial Officer
2024-11-15 18:16:311,668
0
1,668Form 3
OUTLAND JOHN H
Director
2008-06-06 14:33:141,581
0
1,581Form 4/A
Easton Rachael Z.
CFO and Treasurer
2023-11-07 15:14:081,400
0
1,400Form 4
ENGLISH MICHELA A
Director
2008-04-23 16:08:541,333
0
1,333Form 4
Novara Paula
Director
2022-10-18 08:57:351,333
0
1,333Form 3
BRILL HARRY
Affiliate of External Adviser
2008-04-23 16:07:001,136
0
1,136Form 4
Gerson Gary
Treasurer
2008-04-23 16:04:39133
445
578Form 4
Perrigo Mark
CFO
2008-11-13 08:27:16561
0
561Form 4
Cheetham Kevin
Affiliate of External Adviser
2008-04-23 16:08:24338
0
338Form 4
Williams Allyson
Affiliate of External Adviser
2008-04-23 16:00:19286
0
286Form 4
Jones Danielle
Affiliate of External Adviser
2008-12-16 15:53:54100
0
100Form 3
Smith Jennifer A
Chief Valuation Officer
2022-08-19 14:43:42100
0
100Form 4
Morrison Melissa
Affiliate of External Adviser
2011-11-15 12:15:320
0
0Form 3
Gorka Katharine C
Director
2024-08-27 13:01:590
0
0Form 3
Earhart Terry
Director
2012-10-12 16:27:240
0
0Form 3
COULON MAURICE
Director
2005-06-22 13:16:350
0
0Form 3
Gray Gresford
Affiliate of External Adviser
2008-04-09 16:08:500
0
0Form 3
Dellafiora John
Chief Compliance Officer
2007-10-15 16:04:080
0
0Form 3