Insider Holders & Insider Ownership - SARATOGA INVESTMENT CORP. (SAR)

List of insiders holdings for SARATOGA INVESTMENT CORP.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
GSC CDO III LLC
10% Owner
2009-02-13 13:58:11995,798
0
995,798Form 13G
Oberbeck Christian L
CEO and Director
10% Owner
2024-11-06 15:37:56646,447
275,981
922,428Form 4
CLO PARTNERS LLC
Member of 10% owner group
2010-08-03 19:53:18789,474
0
789,474Form 3
Saratoga Investment Advisors LLC
Member of 10% owner group
2010-08-03 20:28:50789,474
0
789,474Form 3
Birkelund John P.
Member of 10% owner group
2010-08-03 19:50:32657,895
0
657,895Form 3
Oberbeck Elizabeth
10% Owner
2020-01-16 15:40:16549,183
0
549,183Form 13D
Phillips Charles G IV
Member of 10% owner group.
2010-08-03 20:25:26328,947
0
328,947Form 3
Petrocelli Richard A
CFO, Secretary, CCO
2010-08-03 20:37:00328,947
0
328,947Form 4
INGLESBY THOMAS V
Chief Executive Officer
2014-01-06 14:18:36269,549
0
269,549Form 13D
DURKIN CHARLES P JR
Member of 10% owner group
2010-08-03 19:58:35197,368
0
197,368Form 3
GRISIUS MICHAEL J
President and Director
2016-06-22 08:42:02134,289
0
134,289Form 4
WILLIAMS GEORGE CABELL III
Director
2020-05-11 16:55:3964,297
0
64,297Form 4
HAYDEN RICHARD M
Director
2010-04-14 16:39:067,162
43,080
50,242Form 5
Steenkamp Henri J
CFO, CCO, Treasurer and Sec.
2024-08-27 16:30:1444,668
0
44,668Form 4
Castro Daniel I JR
Member of Inv. Comm.
2007-11-05 21:20:0040,000
0
40,000Form 4
MacMurray John F.
Member of 10% owner group
2010-08-03 20:05:3536,184
0
36,184Form 3
CUMMINGS ROBERT F JR
Director
2007-11-05 21:24:1716,737
0
16,737Form 4
Allorto Richard T JR
Chief Financial Officer
2008-06-10 16:26:3110,000
0
10,000Form 4
Katzenstein Seth M
Man. Dir. of CCG of GSC Group
2007-11-05 21:17:288,300
0
8,300Form 4
Wright Alexander B
Man. Dir. of CCG of GSC Group
2008-02-05 16:33:266,250
0
6,250Form 4/A
Libassi Thomas J
Member of Investment Committee
2008-01-22 20:56:495,498
0
5,498Form 3/A
Looney Steven M
Director
2022-08-02 17:11:003,758
0
3,758Form 4
Thompson David B JR
VP of CCG of GSC Group
2008-06-10 17:33:232,250
0
2,250Form 4
BARKER PETER K
Director
2007-04-03 21:55:242,000
0
2,000Form 4
Turkedjiev Ivo
VP Corporate Credit Group
2008-06-10 17:30:361,600
0
1,600Form 4
Kline John R
Vice Pres. Corp. Credit
2007-08-01 17:16:181,500
0
1,500Form 4
Whitman III Charles S
Director
2011-01-26 17:29:111000
0
1000Form 4
Monticciolo Michael J
Chief Compliance Officer
2007-04-03 21:56:55300
0
300Form 4
Siegel Harvey E
Man. Dir. of CCG of GSC Group
2007-04-03 21:54:080
0
0Form 3
George Allison
VP Corporate Credit Group
2008-05-02 17:20:530
0
0Form 3
Rice David C
Chief Compliance Officer
2007-09-21 15:10:040
0
0Form 3
GORET DAVID L
Vice President and Secretary
2007-04-03 21:56:590
0
0Form 3