List of insiders holdings for SARATOGA INVESTMENT CORP.:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
| GSC CDO III LLC 10% Owner | 2009-02-13 13:58:11 | 995,798 0 | 995,798 | Form 13G |
| Oberbeck Christian L CEO and Director 10% Owner | 2024-12-03 13:10:34 | 633,217 283,661 | 916,878 | Form 4 |
| CLO PARTNERS LLC Member of 10% owner group | 2010-08-03 19:53:18 | 789,474 0 | 789,474 | Form 3 |
| Saratoga Investment Advisors LLC Member of 10% owner group | 2010-08-03 20:28:50 | 789,474 0 | 789,474 | Form 3 |
| Birkelund John P. Member of 10% owner group | 2010-08-03 19:50:32 | 657,895 0 | 657,895 | Form 3 |
| Oberbeck Elizabeth 10% Owner | 2020-01-16 15:40:16 | 549,183 0 | 549,183 | Form 13D |
| Phillips Charles G IV Member of 10% owner group. | 2010-08-03 20:25:26 | 328,947 0 | 328,947 | Form 3 |
| Petrocelli Richard A CFO, Secretary, CCO | 2010-08-03 20:37:00 | 328,947 0 | 328,947 | Form 4 |
| INGLESBY THOMAS V Chief Executive Officer | 2014-01-06 14:18:36 | 269,549 0 | 269,549 | Form 13D |
| DURKIN CHARLES P JR Member of 10% owner group | 2010-08-03 19:58:35 | 197,368 0 | 197,368 | Form 3 |
| GRISIUS MICHAEL J President and Director | 2016-06-22 08:42:02 | 134,289 0 | 134,289 | Form 4 |
| WILLIAMS GEORGE CABELL III Director | 2020-05-11 16:55:39 | 64,297 0 | 64,297 | Form 4 |
| HAYDEN RICHARD M Director | 2010-04-14 16:39:06 | 7,162 43,080 | 50,242 | Form 5 |
| Steenkamp Henri J CFO, CCO, Treasurer and Sec. | 2024-08-27 16:30:14 | 44,668 0 | 44,668 | Form 4 |
| Castro Daniel I JR Member of Inv. Comm. | 2007-11-05 21:20:00 | 40,000 0 | 40,000 | Form 4 |
| MacMurray John F. Member of 10% owner group | 2010-08-03 20:05:35 | 36,184 0 | 36,184 | Form 3 |
| CUMMINGS ROBERT F JR Director | 2007-11-05 21:24:17 | 16,737 0 | 16,737 | Form 4 |
| Allorto Richard T JR Chief Financial Officer | 2008-06-10 16:26:31 | 10,000 0 | 10,000 | Form 4 |
| Katzenstein Seth M Man. Dir. of CCG of GSC Group | 2007-11-05 21:17:28 | 8,300 0 | 8,300 | Form 4 |
| Wright Alexander B Man. Dir. of CCG of GSC Group | 2008-02-05 16:33:26 | 6,250 0 | 6,250 | Form 4/A |
| Libassi Thomas J Member of Investment Committee | 2008-01-22 20:56:49 | 5,498 0 | 5,498 | Form 3/A |
| Looney Steven M Director | 2022-08-02 17:11:00 | 3,758 0 | 3,758 | Form 4 |
| Thompson David B JR VP of CCG of GSC Group | 2008-06-10 17:33:23 | 2,250 0 | 2,250 | Form 4 |
| BARKER PETER K Director | 2007-04-03 21:55:24 | 2,000 0 | 2,000 | Form 4 |
| Turkedjiev Ivo VP Corporate Credit Group | 2008-06-10 17:30:36 | 1,600 0 | 1,600 | Form 4 |
| Kline John R Vice Pres. Corp. Credit | 2007-08-01 17:16:18 | 1,500 0 | 1,500 | Form 4 |
| Whitman III Charles S Director | 2011-01-26 17:29:11 | 1000 0 | 1000 | Form 4 |
| Monticciolo Michael J Chief Compliance Officer | 2007-04-03 21:56:55 | 300 0 | 300 | Form 4 |
| Siegel Harvey E Man. Dir. of CCG of GSC Group | 2007-04-03 21:54:08 | 0 0 | 0 | Form 3 |
| George Allison VP Corporate Credit Group | 2008-05-02 17:20:53 | 0 0 | 0 | Form 3 |
| Rice David C Chief Compliance Officer | 2007-09-21 15:10:04 | 0 0 | 0 | Form 3 |
| GORET DAVID L Vice President and Secretary | 2007-04-03 21:56:59 | 0 0 | 0 | Form 3 |