List of insiders holdings for City National Rochdale High Yield Alternative Strategies Fund LLC:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
D Alessandro Garrett R President | 2007-07-18 13:12:28 | 0 100,000 | 100,000 | Form 3 |
ROCHDALE INVESTMENT MANAGEMENT LLC Baretge Maxime C VOLPE THOMAS Roland Jerry Acebes Carl D'Alessandro Garrett Hawkesworth Kurt Towers Edmund Giaquinto Gregg Investment Advisor | 2021-02-24 15:12:14 | 3,287 0 | 3,287 | Form 13D |
Roland Jerry Director | 2011-06-01 14:51:43 | 500 0 | 500 | Form 3/A |
Hawkesworth Barbara Chief Compliance Officer | 2011-06-01 14:43:46 | 0 0 | 0 | Form 3 |
Jones Susan Henshaw Director | 2012-07-23 15:55:38 | 0 0 | 0 | Form 3 |
HANWACKER DANIEL A SR Director | 2012-07-23 15:10:38 | 0 0 | 0 | Form 3 |
Nadel Jay C Director | 2012-08-07 09:09:27 | 0 0 | 0 | Form 3 |
Andrews Don Chief Compliance Officer | 2020-01-23 14:19:33 | 0 0 | 0 | Form 3 |
Cepler Mitchell Treasurer / CFO | 2020-01-23 14:27:13 | 0 0 | 0 | Form 3 |
Clare Andrew S. Director | 2020-01-23 14:36:38 | 0 0 | 0 | Form 3 |
Hunt Jon C. Director | 2020-01-23 14:40:55 | 0 0 | 0 | Form 3 |
Wolford James R. Director | 2020-01-23 14:44:33 | 0 0 | 0 | Form 3 |
Miller Julie C Director | 2020-07-09 09:41:42 | 0 0 | 0 | Form 3 |
Galvin Thomas Arthur President & CEO | 2021-10-28 18:30:14 | 0 0 | 0 | Form 3 |
Carbone Peter Michael Chief Compliance Officer | 2021-11-02 11:25:10 | 0 0 | 0 | Form 3 |