List of insiders holdings for City National Rochdale High Yield Alternative Strategies Fund TEI LLC:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
VOLPE THOMAS Director | 2008-06-24 11:39:43 | 200,000 0 | 200,000 | Form 4 |
D Alessandro Garrett R President | 2007-07-18 13:18:32 | 0 100,000 | 100,000 | Form 3 |
ROCHDALE INVESTMENT MANAGEMENT LLC Baretge Maxime C Roland Jerry Acebes Carl D'Alessandro Garrett Hawkesworth Kurt Towers Edmund Giaquinto Gregg Investment Advisor | 2021-08-25 10:52:34 | 2,996 0 | 2,996 | Form 13D |
Hawkesworth Barbara Chief Compliance Officer | 2011-06-02 11:39:03 | 0 0 | 0 | Form 3 |
Andrews Don Chief Compliance Officer | 2020-01-23 14:21:02 | 0 0 | 0 | Form 3 |
Cepler Mitchell Treasurer / CFO | 2020-01-23 14:28:13 | 0 0 | 0 | Form 3 |
Clare Andrew S. Director | 2020-01-23 14:37:20 | 0 0 | 0 | Form 3 |
Hunt Jon C. Director | 2020-01-23 14:41:30 | 0 0 | 0 | Form 3 |
Wolford James R. Director | 2020-01-23 14:45:19 | 0 0 | 0 | Form 3 |
HANWACKER DANIEL A SR Director | 2020-01-23 14:51:02 | 0 0 | 0 | Form 3 |
Nadel Jay C Director | 2020-01-23 14:51:41 | 0 0 | 0 | Form 3 |
Miller Julie C Director | 2020-07-09 09:40:01 | 0 0 | 0 | Form 3 |
Galvin Thomas Arthur President & CEO | 2021-10-28 18:31:15 | 0 0 | 0 | Form 3 |
Carbone Peter Michael Chief Compliance Officer | 2021-11-02 11:24:43 | 0 0 | 0 | Form 3 |