Insider Holders & Insider Ownership - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (GOF)

List of insiders holdings for GUGGENHEIM STRATEGIC OPPORTUNITIES FUND:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
TOUPIN RONALD E JR
TRUSTEE
Director
2023-03-14 18:57:2015,294
0
15,294Form 4/A
Oliverius Maynard F.
Trustee
Director
2018-12-21 09:43:4914,650
0
14,650Form 4
Futrell J. Thomas
Chief Executive Officer
2010-02-16 16:35:1313,018
0
13,018Form 4
Silvergold Eric
Managing Director
Director
2010-12-08 14:26:025,205
0
5,205Form 4
FRIEDRICH ROMAN III
Trustee
Director
2019-05-08 17:12:295,075
0
5,075Form 4
Cacciapaglia Donald
CEO of Fund
2014-01-21 14:06:034,700
0
4,700Form 4
Corr Roy
Vice President of GOF fund
2010-10-25 15:07:242,700
0
2,700Form 5
Brock-Kyle Angela
TRUSTEE
Director
2024-09-03 17:28:112,432
0
2,432Form 4
Sajadian Shahab
Director of Risk Management
2008-03-18 12:31:152,000
0
2,000Form 4
Walsh Anne Bookwalter
Managing Director
Director
2007-09-10 17:57:002,000
0
2,000Form 4
Bethe Donald
Senior Managing Director
2008-03-19 13:59:420
1,500
1,500Form 4
Bonos Nikolaos
Senior Management of Affiliate
2014-10-29 09:46:121,250
97
1,347Form 3
Chubb Donald A. Jr.
Trustee
Director
2015-06-29 09:31:311000
0
1000Form 4
KARN ROBERT B III
Trustee
Director
2014-03-18 11:57:141000
0
1000Form 4
Daviduk Robert N.
Managing Director
Director
2008-09-18 15:22:38700
0
700Form 4
Michal James W.
Portfolio Manager
2016-04-13 09:51:52647
0
647Form 4
NYBERG RONALD
Trustee
Director
2008-05-02 12:05:47500
0
500Form 4
Belden William H
Vice President
2014-04-11 18:39:150
0
0Form 3
Megaris Michael P
Assistant Secretary
2014-04-11 18:59:240
0
0Form 3
Brown Steven H.
Portfolio Manager
2014-08-25 14:19:030
0
0Form 3
Stone Bryan
Vice President
2014-04-11 17:44:330
0
0Form 3
Nelson Adam J
Assistant Treasurer
2015-12-30 14:46:550
0
0Form 3
Catalucci Joanna M.
Interim CCO
2012-10-05 08:22:300
0
0Form 3
Arruda Joseph M
Assistant Treasurer
2014-04-11 11:45:280
0
0Form 3
McWhinnie Glenn
Assistant Treasurer
2016-11-30 15:34:400
0
0Form 3
Kemp Keith David
Assistant Treasurer
2017-01-09 16:14:490
0
0Form 3
Binder Brian E.
President and CEO
2018-04-05 15:24:110
0
0Form 3
Bloch Adam
portfolio manager
2018-08-17 09:48:470
0
0Form 4
Szafran Jon
Assistant Treasurer
2018-09-14 11:34:080
0
0Form 3
Minerd B. Scott
Chief Inv. Officer of Adviser
2019-07-10 16:46:410
0
0Form 4
Serdensky Evan Loring
Portfolio Manager
2019-09-24 13:47:110
0
0Form 3
LYDON THOMAS F JR
Trustee
Director
2019-11-15 13:29:400
0
0Form 3
SPONEM SANDRA G
Trustee
Director
2019-11-15 13:43:110
0
0Form 3
Rehder William
Assistant Vice President
2020-02-03 15:21:120
0
0Form 4
Hollowell III Orenzo Perry
Portfolio Manager
2021-11-03 10:18:440
0
0Form 3
Barnes Randall C
TRUSTEE
Director
2024-07-03 11:47:320
0
0Form 4
CLAYMORE SECURITIES INC
Investment Distributor/Advisor
2009-03-25 16:33:240
0
0Form 4
Howley James
Assistant Treasurer
2007-07-11 15:54:190
0
0Form 3
Patterson Matthew
Secretary
2007-07-11 15:59:560
0
0Form 3
Saxon Bruce
Chief Compliance Officer
2007-07-11 16:04:310
0
0Form 3
DALMASO NICHOLAS
CEO and CLO
2007-07-11 15:39:050
0
0Form 3
Mathiasen Mark
Secretary
2008-01-31 11:34:530
0
0Form 3
Nguyen Melissa J
Assistant Secretary
2008-02-08 17:36:580
0
0Form 3
Robinson Kevin M.
Chief Legal Officer
2008-06-09 15:57:230
0
0Form 3
Furjanic Mark
Assistant Treasurer
2008-06-09 16:08:360
0
0Form 3
Swade Donald
Assistant Treasurer
2008-06-09 16:33:420
0
0Form 3/A
Flowers Jayson
portfolio manager
2009-03-20 17:27:340
0
0Form 3
Engin Kerim
Managing Dir./Portfolio Constr
2009-03-20 17:28:280
0
0Form 3
Pesaran Jamal
Portfolio Mgr/Trader
2009-03-20 17:29:180
0
0Form 3
Farley Jerry B
Trustee
Director
2014-04-09 09:20:530
0
0Form 3
Curcio Michael
Managing Director
Director
2009-08-11 11:21:300
0
0Form 4
Hudson Elizabeth H
Assistant Secretary
2009-11-19 11:19:230
0
0Form 3
Albelda Bruce
CFO, C Acct Off & Treas
2010-10-15 13:10:460
0
0Form 3
Sullivan John Louis
CFO, Chf Acctng Off & Treas.
2011-01-28 16:09:340
0
0Form 3
KELLY STEVENS T
Assistant Secretary
2012-03-06 15:55:120
0
0Form 3
Mitchell Patrick L
Considered an Insider to Fund
2012-04-13 15:43:120
0
0Form 4
Edgeworth Ann E.
Interim CCO
2012-05-23 17:47:460
0
0Form 3
Maltbie Derek Dale
Assistant Treasurer
2012-05-24 16:40:580
0
0Form 3
HILL STEVEN M
Assistant Treasurer
2007-07-11 15:47:260
0
0Form 3
Lee Amy J.
Vice President
2012-12-20 10:48:090
0
0Form 3
Scott Kimberly J.
Assistant Treasurer
2013-09-12 11:00:180
0
0Form 3