Insider Holders & Insider Ownership - Tracon Pharmaceuticals Inc. (TCON)

List of insiders holdings for Tracon Pharmaceuticals Inc.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1BASKETT FOREST
NEA Partners 14 L.P.
NEA 14 GP LTD
10% Owner
2018-03-27 16:51:260
4,173,967
4,173,967Form 4
2BARRIS PETER J
NEA Partners 14 L.P.
NEA 14 GP LTD
10% Owner
2018-03-27 16:51:010
4,173,967
4,173,967Form 4
3BARRETT M JAMES
NEA Partners 14 L.P.
NEA 14 GP LTD
10% Owner
2018-03-27 16:50:110
4,173,967
4,173,967Form 4
4Florence Anthony A. Jr.
NEA Partners 14 L.P.
NEA 14 GP LTD
10% Owner
2018-03-27 16:51:520
4,173,967
4,173,967Form 4
5KERINS PATRICK J
NEA Partners 14 L.P.
NEA 14 GP LTD
10% Owner
2018-03-27 16:52:180
4,173,967
4,173,967Form 4
6MOTT DAVID M
NEA Partners 14 L.P.
NEA 14 GP LTD
10% Owner
2018-03-27 16:52:430
4,173,967
4,173,967Form 4
7SANDELL SCOTT D
NEA Partners 14 L.P.
NEA 14 GP LTD
10% Owner
2018-03-27 16:53:100
4,173,967
4,173,967Form 4
8Sonsini Peter W.
NEA Partners 14 L.P.
NEA 14 GP LTD
10% Owner
2018-03-27 16:53:340
4,173,967
4,173,967Form 4
9Viswanathan Ravi
NEA Partners 14 L.P.
NEA 14 GP LTD
10% Owner
2018-03-27 16:54:010
4,173,967
4,173,967Form 4
10KOLLURI KRISHNA KITTU
10% Owner
2016-11-29 17:58:250
2,758,039
2,758,039Form 4
11Weller Harry R
10% Owner
2015-02-05 15:57:590
1,888,474
1,888,474Form 4
12DRANT RYAN D
10% Owner
2015-02-05 15:55:270
1,888,474
1,888,474Form 4
13Brookline Tracon Investment Fund II LLC
BROOKLINE TRACON INVESTMENT FUND LLC
CSA Biotechnology Fund I llc
CSA Biotechnology Fund II LLC
10% Owner
2015-12-21 20:08:47657,552
580,050
1,237,602Form 4
14THEUER CHARLES
PRESIDENT AND CEO
2024-03-13 17:56:13924,717
0
924,717Form 4
15JAFCO Super V3 Investment Limited Partnership
10% Owner
2018-02-13 08:21:49787,774
0
787,774Form 13G
16Brown Scott B.
CHIEF FINANCIAL OFFICER
2024-03-13 17:59:38249,928
0
249,928Form 4
17Ikarian Capital LLC
Ikarian Healthcare Master Fund L.P.
Ikarian Healthcare Fund GP L.P.
Chart Westcott Living Trust
Shahrestani Neil
Member of 10% Group
10% Owner
2024-11-14 20:51:58133,404
0
133,404Form 13G
18Adams Bonne J.
Chief Operating Officer
2023-02-09 21:31:5599,000
0
99,000Form 4
19BITAR PATRICIA L
CFO
2018-02-23 19:02:4595,000
0
95,000Form 4
20WIGGINS MARK C
Chief Business Officer
2022-02-01 17:00:3180,000
0
80,000Form 4
21Puissance Cross-Border Opportunities V LLC
Puissance Cross-Border Opportunities IV LLC
Puissance Capital Management LP
Puissance Capital Fund (GP) LLC
Puissance Capital Management (GP) LLC
Wang Theodore T
10% Owner
2020-02-13 20:30:5276,048
0
76,048Form 13D
22Puissance Cross-Border Opportunities V LLC
Puissance Cross-Border Opportunities IV LLC
Puissance Life Science Opportunities Fund VI
Puissance Capital Management LP
Puissance Capital Management (GP) LLC
Puissance Capital Fund (GP) LLC
Wang Theodore T
10% Owner
2020-02-13 20:30:5276,048
0
76,048Form 13D
23LOGAN H CASEY
Chief Business Officer
2018-01-23 19:12:4127,754
0
27,754Form 4
24Johnson-Pratt Lisa
Director
2023-04-21 20:55:2518,000
0
18,000Form 4
25Lam Carol C.
Director
2023-04-21 20:52:5418,000
0
18,000Form 4
26PELLETIER SAUNDRA L
Director
2023-04-21 20:48:3218,000
0
18,000Form 4
27MATTINGLY MARTIN A
Director
2023-04-21 20:44:4918,000
0
18,000Form 4
28WORLAND STEPHEN T
Director
2023-04-21 20:41:5018,000
0
18,000Form 4
29LARUE WILLIAM R
Director
2023-04-21 20:37:5318,000
0
18,000Form 4
30Twiford J Rainer
Director
2023-04-21 20:36:3118,000
0
18,000Form 4
31Walker Paul Edward
Director
2020-06-16 17:27:554,500
0
4,500Form 4
32SHAZER RONALD L
Chief Medical Officer
2016-06-07 19:59:21335
0
335Form 4
33Harada Kenji
Director
2015-01-29 20:31:380
0
0Form 3
34New Enterprise Associates 14 L.P.
NEA Partners 14 L.P.
NEA 14 GP LTD
10% Owner
2021-03-10 21:40:440
0
0Form 13D
35Opaleye Management Inc.
10% Owner
2024-02-09 16:05:320
0
0Form 13D
36Lazar David E.
Chief Business Dev Officer
2024-05-13 17:00:430
0
0Form 3
37Hozoji Hironori
Director
2015-01-29 20:30:470
0
0Form 3