List of insiders holdings for LPL Financial Holdings Inc.:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
| TPG Advisors IV Inc. BONDERMAN DAVID COULTER JAMES G 10% Owner | 2010-02-12 16:12:11 | 34,210,185 0 | 34,210,185 | Form 13G |
| TPG Group Holdings (SBS) Advisors Inc. BONDERMAN DAVID COULTER JAMES G Former 10% Owner | 2017-02-13 15:26:41 | 3,282,877 0 | 3,282,877 | Form 13G |
| Thorpe Allen R Director | 2013-08-19 15:16:17 | 644,071 0 | 644,071 | Form 4 |
| Stearns Esther M President & COO | 2012-02-24 16:27:06 | 616,926 0 | 616,926 | Form 4 |
| Brown Stephanie L MD & General Counsel | 2013-02-26 16:56:04 | 566,894 0 | 566,894 | Form 4 |
| Casady Mark S Director | 2017-03-06 17:15:18 | 532,286 0 | 532,286 | Form 4 |
| Hellman Marco Director | 2018-03-08 19:14:43 | 0 492,390 | 492,390 | Form 4 |
| Black Steven M. Mng Dir., Chief Risk Officer | 2009-03-23 14:34:04 | 408,446 0 | 408,446 | Form 4 |
| Maher Bill Managing Director Director | 2009-03-23 14:34:35 | 220,390 0 | 220,390 | Form 4 |
| Eaton Jonathan MD, Custom Clearing Services | 2012-05-02 18:24:10 | 199,109 0 | 199,109 | Form 4 |
| Arnold Dan H. President & CEO | 2024-06-18 16:13:57 | 190,211 0 | 190,211 | Form 4 |
| Putnam James S Director | 2024-08-27 16:45:27 | 136,021 0 | 136,021 | Form 4 |
| RIEPE JAMES S Director | 2020-04-02 17:03:04 | 95,258 35,971 | 131,229 | Form 4 |
| Dwyer William E III President, Nat'l Sales | 2013-02-26 17:03:16 | 116,733 0 | 116,733 | Form 4 |
| BOYCE RICHARD W Director | 2015-05-20 17:45:23 | 59,990 0 | 59,990 | Form 4 |
| Moore Robert J. President | 2015-02-26 20:37:53 | 56,668 0 | 56,668 | Form 4 |
| Bergers David P. Managing Director Director | 2017-03-15 21:00:42 | 56,574 0 | 56,574 | Form 4 |
| White George Burton Managing Director Director | 2022-03-01 18:36:18 | 49,578 0 | 49,578 | Form 4 |
| Brennan John Joseph Director | 2017-03-28 20:12:43 | 45,883 0 | 45,883 | Form 4 |
| SCHIFTER RICHARD P Director | 2024-08-27 16:51:42 | 39,691 3,630 | 43,321 | Form 4 |
| Abood Denise M. MD, Human Capital | 2010-12-27 17:02:12 | 37,600 0 | 37,600 | Form 4 |
| MULCAHY ANNE M Director | 2024-05-14 16:40:31 | 35,461 0 | 35,461 | Form 4 |
| Gooley Thomas Managing Director Director | 2019-03-15 20:40:20 | 31,273 0 | 31,273 | Form 4 |
| Kalbaugh John Andrew Managing Director Director | 2021-03-01 19:40:34 | 27,523 0 | 27,523 | Form 4 |
| Helliker Mark MD, Client Support Services | 2015-03-10 20:30:50 | 25,446 0 | 25,446 | Form 4 |
| Larsen Sallie R. Managing Director Director | 2023-11-14 17:07:05 | 25,196 0 | 25,196 | Form 4 |
| Glavin William Francis Jr Director | 2024-08-27 16:29:27 | 22,359 2,775 | 25,134 | Form 4 |
| Steinmeier Richard Managing Director Director | 2024-02-27 20:13:24 | 24,896 0 | 24,896 | Form 4 |
| Seese Scott Managing Director Director | 2021-06-16 17:22:12 | 24,508 0 | 24,508 | Form 4 |
| Oroschakoff Michelle Managing Director Director | 2023-02-28 18:43:22 | 23,852 0 | 23,852 | Form 4 |
| Fetter Victor Managing Director Director | 2017-03-08 20:12:51 | 23,279 0 | 23,279 | Form 4 |
| DINH VIET D Director | 2018-08-27 17:48:41 | 17,364 4,844 | 22,208 | Form 4 |
| Thomas Lux Acting Chief Financial Officer | 2015-05-20 18:19:05 | 21,678 0 | 21,678 | Form 4 |
| Bruton Derek MD, Independent Advisor Svcs | 2014-02-25 20:32:38 | 21,541 0 | 21,541 | Form 4 |
| EBERHART PAULETT Director | 2024-08-27 16:25:48 | 20,721 0 | 20,721 | Form 4 |
| Schott Mary Frances MD, Client Expernce & Training | 2015-03-10 21:09:29 | 20,464 0 | 20,464 | Form 4 |
| Handelsman Sharyn MD, Chief Compliance Officer | 2015-06-04 17:43:08 | 20,185 0 | 20,185 | Form 4 |
| SHULMAN BECKY S MD & Deputy CFO | 2011-09-30 10:51:26 | 20,000 0 | 20,000 | Form 4 |
| Tuorto Joseph P Mng Dir, Head of Compliance | 2008-04-03 12:17:46 | 20,000 0 | 20,000 | Form 4 |
| SEMERJIAN DAYTON Managing Director Director | 2023-02-28 18:48:32 | 19,118 0 | 19,118 | Form 4 |
| Gates Greg Managing Director Director | 2024-06-14 16:11:02 | 18,846 0 | 18,846 | Form 4 |
| Khoury Joan D MD, Chief Marketing Officer | 2014-02-25 21:18:11 | 18,282 0 | 18,282 | Form 4 |
| Morrissey William P. Jr. Managing Director Director | 2018-03-15 21:42:57 | 18,091 0 | 18,091 | Form 4 |
| Feeney Christopher MD, Chief Information Officer | 2012-12-10 16:09:04 | 16,700 0 | 16,700 | Form 4 |
| Fandrey Edward Managing Director Director | 2022-03-01 17:57:31 | 15,289 0 | 15,289 | Form 4 |
| BERNARD EDWARD C Director | 2024-08-27 16:20:59 | 14,266 0 | 14,266 | Form 4 |
| Calder Tracy Managing Director Director | 2019-11-26 17:13:57 | 14,028 0 | 14,028 | Form 4 |
| Audette Matthew J CFO and Head of Business Ops | 2024-02-27 19:25:52 | 13,663 0 | 13,663 | Form 4 |
| Hellman & Friedman GP LLC Director 10% Owner | 2013-02-26 20:00:16 | 13,014 0 | 13,014 | Form 3 |
| Thomas Corey E. Director | 2024-08-27 16:56:23 | 12,903 0 | 12,903 | Form 4 |
| STIEFLER JEFFREY E Director | 2013-11-21 16:55:18 | 7,767 5,077 | 12,844 | Form 4 |
| McDermott John J. MD, Chief Risk Ofc. | 2013-02-26 17:19:54 | 12,772 0 | 12,772 | Form 4 |
| Parker Ryan MD, Invstmt & Planning Solutns | 2016-03-08 19:31:50 | 11,864 0 | 11,864 | Form 4 |
| Enyedi Matthew Managing Director Director | 2024-02-27 19:42:21 | 10,495 0 | 10,495 | Form 4 |
| Mnookin Allison Director | 2024-08-27 16:36:49 | 10,431 0 | 10,431 | Form 4 |
| Sethi Kabir Managing Director Director | 2024-02-27 20:04:13 | 10,245 0 | 10,245 | Form 4 |
| Buchheister Jeffrey R. EVP, Chief Accounting Officer | 2016-03-08 18:53:16 | 7,341 0 | 7,341 | Form 4 |
| Simonich Brent Principal Accounting Officer | 2023-02-28 18:57:47 | 6,773 0 | 6,773 | Form 4 |
| Brown Althea Managing Director Director | 2024-09-16 16:12:20 | 5,676 0 | 5,676 | Form 4 |
| Jambusaria Aneri Managing Director Director | 2024-02-27 19:57:31 | 4,225 0 | 4,225 | Form 4 |
| Ragatz Erik D. Director | 2011-12-05 16:24:08 | 3,180 0 | 3,180 | Form 4 |
| Ko Albert J Director | 2024-05-14 16:30:08 | 1,656 0 | 1,656 | Form 4 |
| Goldstein Jeffrey A Director | 2013-02-26 17:05:47 | 1,582 0 | 1,582 | Form 4 |
| Hellman & Friedman LLC Hellman & Friedman Investors V L.P. HELLMAN & FRIEDMAN CAPITAL V LP Hellman & Friedman Capital Partners V (Parallel) L.P. Hellman & Friedman GP LLC Hellman & Friedman LP Director 10% Owner | 2014-02-12 19:50:58 | 1,513 0 | 1,513 | Form 13G |
| Hellman & Friedman LLC Hellman & Friedman Capital Partners V L.P. Hellman & Friedman Capital Partners V (Parallel) L.P. Hellman & Friedman Capital Associates V L.P. Hellman & Friedman Investors V L.P. Director 10% Owner | 2014-02-12 19:50:58 | 1,513 0 | 1,513 | Form 13G |
| Dadyar Sara Managing Director Director | 2024-01-08 17:24:20 | 0 0 | 0 | Form 3 |
| Haines Marshall Former Director (1) Director | 2009-06-03 09:47:22 | 0 0 | 0 | Form 4 |