List of insiders holdings for ClearBridge MLP & Midstream Fund Inc.:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
| MASSACHUSETTS MUTUAL LIFE INSURANCE CO 10% Owner | 2014-05-02 16:29:28 | 144,850,000 16,500,000 | 161,350,000 | Form 4 |
| KNIGHTS OF COLUMBUS 10% Owner | 2018-10-16 12:22:34 | 90,402,620 0 | 90,402,620 | Form 5 |
| NORTHWESTERN MUTUAL LIFE INSURANCE CO See General Remarks Below | 2014-05-07 12:33:30 | 62,500,000 2,500,000 | 65,000,000 | Form 3 |
| METROPOLITAN LIFE INSURANCE CO 10% Owner | 2017-02-27 12:00:30 | 14,100,000 0 | 14,100,000 | Form 3 |
| Mutual of Omaha Insurance Co UNITED OF OMAHA LIFE INSURANCE CO 10% Owner | 2022-11-18 16:32:04 | 71,429 157,143 | 228,572 | Form 3 |
| Eades Chris Portfolio Manager | 2020-11-18 19:55:28 | 9,292 0 | 9,292 | Form 4 |
| COLMAN CAROL L Director | 2018-03-12 14:21:48 | 8,120 0 | 8,120 | Form 4 |
| COHEN HARRY D Man. Dir & CIO of Subadviser | 2019-12-02 12:19:56 | 0 7,215 | 7,215 | Form 4 |
| Clarfeld Michael Portfolio Manager | 2020-03-13 15:07:13 | 7,000 0 | 7,000 | Form 4 |
| Vanderlee Peter Portfolio Manager of the Fund | 2017-12-08 11:42:25 | 2,800 0 | 2,800 | Form 4 |
| KAMERICK EILEEN A Director | 2016-09-19 15:37:34 | 1,382 0 | 1,382 | Form 4 |
| GERKEN R JAY Pres., CEO & Chairman | 2010-06-25 18:41:40 | 1000 0 | 1000 | Form 4 |
| Fuller Kenneth CEO, Pres. & Chairman | 2015-03-05 15:58:40 | 300 0 | 300 | Form 4 |
| Plafker Jed A. Director of Sub-Adviser | 2020-08-10 09:05:21 | 0 0 | 0 | Form 3 |
| Murphy Terrence CEO of Subadviser | 2018-12-14 09:53:51 | 0 0 | 0 | Form 4 |
| Berarducci Christopher Treas/Principal Finan Officer | 2019-09-30 15:36:24 | 0 0 | 0 | Form 3 |
| Agdern Robert D Director | 2019-12-23 11:31:16 | 0 0 | 0 | Form 4 |
| Boydston Laura Director of Sub-Adviser | 2020-01-10 11:37:13 | 0 0 | 0 | Form 3 |
| Kumar Nisha Director | 2019-01-09 11:46:11 | 0 0 | 0 | Form 3 |
| Jensen Fred Steven Chief Compliance Officer | 2020-04-24 12:44:57 | 0 0 | 0 | Form 3 |
| Glasser Scott Co-Chief Inv. Officer Sub Adv. | 2019-01-03 09:54:37 | 0 0 | 0 | Form 4 |
| Shaneyfelt Gwen L Director of Sub-Adviser | 2020-08-07 12:06:23 | 0 0 | 0 | Form 3 |
| Freeman Richard A Portfolio Manager of the Fund | 2019-01-02 11:57:33 | 0 0 | 0 | Form 4 |
| MANNING BARBARA BROOKE CCO/GC of Subadviser | 2018-12-06 12:05:26 | 0 0 | 0 | Form 4 |
| AMERICAN INTERNATIONAL GROUP INC. AMERICAN GENERAL LIFE INSURANCE CO See Remarks | 2024-10-07 16:06:30 | 0 0 | 0 | Form 13G |
| PRUDENTIAL FINANCIAL INC PRUDENTIAL INSURANCE CO OF AMERICA 10% Owner | 2024-10-07 18:42:27 | 0 0 | 0 | Form 13G |
| Corebridge Financial Inc. See Remarks | 2024-10-07 16:05:25 | 0 0 | 0 | Form 13G |
| Saba Capital Management L.P. Weinstein Boaz 10% Owner | 2024-06-25 18:34:20 | 0 0 | 0 | Form 13D |
| AMERICAN INTERNATIONAL GROUP INC. See Remarks | 2024-10-07 16:06:30 | 0 0 | 0 | Form 13G |
| Tarallo Nicole Director of Subadviser | 2024-04-10 14:52:52 | 0 0 | 0 | Form 3 |
| Hinkle Matthew T. Manager/Inv Manager | 2024-01-03 20:39:40 | 0 0 | 0 | Form 3 |
| McElroy Patrick Portfolio Manager | 2024-01-02 15:36:58 | 0 0 | 0 | Form 3 |
| De Oliveira Marc Secretary/Chief Legal Officer | 2023-09-13 16:45:45 | 0 0 | 0 | Form 3 |
| GUARDIAN LIFE INSURANCE CO OF AMERICA 10% Owner | 2024-11-14 18:46:12 | 0 0 | 0 | Form 13G |
| JOHNSON JENNIFER M Director of Sub-Adviser | 2020-08-07 14:36:37 | 0 0 | 0 | Form 3 |
| Dolgov Jasna General Counsel/Subadviser | 2023-01-13 11:46:00 | 0 0 | 0 | Form 3 |
| CRONIN DANIEL P Director | 2022-10-07 11:22:11 | 0 0 | 0 | Form 4 |
| HUTCHINSON WILLIAM R Director | 2020-12-07 08:54:59 | 0 0 | 0 | Form 4 |
| Fergerson Laura F Manager/Investment Manager | 2020-10-09 11:33:32 | 0 0 | 0 | Form 3 |
| Eakes Brian Manager/Investment Manager | 2020-10-07 14:20:11 | 0 0 | 0 | Form 3 |
| Hoyt George P. Secretary and Ch Lgl Officer | 2020-08-19 17:49:16 | 0 0 | 0 | Form 3 |
| Nicholls Matthew Director of Sub-Adviser | 2020-08-10 10:21:44 | 0 0 | 0 | Form 3 |
| Kuehl Todd F Chief Compliance Officer | 2017-05-16 09:49:41 | 0 0 | 0 | Form 3 |
| MANDIA THOMAS C Assistant Secretary | 2010-06-23 19:52:32 | 0 0 | 0 | Form 3 |
| LEGG MASON INC Parent of the Manager | 2010-06-23 19:59:17 | 0 0 | 0 | Form 3 |
| DALEY CHARLES J JR Dir of Mgr/Dir of Subadviser | 2010-06-23 19:58:35 | 0 0 | 0 | Form 3 |
| Del Guercio Rocco CFO & Treasurer of the Manager | 2010-06-23 19:57:58 | 0 0 | 0 | Form 3 |
| SHEPLER ROBERT P Senior VP of the Manager | 2010-06-23 19:57:06 | 0 0 | 0 | Form 3 |
| Legg Mason Partners Fund Advisor LLC Manager of the Fund | 2010-06-23 19:56:21 | 0 0 | 0 | Form 3 |
| FRANK STEVEN Treasurer | 2010-06-23 19:54:49 | 0 0 | 0 | Form 3 |
| FRENKEL ROBERT I CLO and Secretary | 2010-06-23 19:54:13 | 0 0 | 0 | Form 3 |
| OZSOLAK KAPREL CFO | 2010-06-23 19:53:29 | 0 0 | 0 | Form 3 |
| Larrabee Leonard Secretary of the Subadviser | 2010-06-23 19:59:58 | 0 0 | 0 | Form 3 |
| Laskaj Albert Assistant Treasurer | 2010-06-23 19:51:56 | 0 0 | 0 | Form 3 |
| SALACUSE JESWALD W Director | 2010-06-23 19:51:14 | 0 0 | 0 | Form 3 |
| ROETT RIORDAN Director | 2010-06-23 19:50:21 | 0 0 | 0 | Form 3 |
| GELB LESLIE H Director | 2010-06-23 19:48:26 | 0 0 | 0 | Form 3 |
| CUCCHI PAOLO M Director | 2010-06-23 19:47:29 | 0 0 | 0 | Form 3 |
| Becker Ted P Chief Compliance Officer | 2010-06-23 19:45:07 | 0 0 | 0 | Form 3 |
| Renahan William J Assistant Secretary | 2010-06-23 19:43:57 | 0 0 | 0 | Form 3 |
| Clearbridge Investments LLC Subadviser of Fund | 2014-10-09 16:35:49 | 0 0 | 0 | Form 3 |
| Cashman Frances Director of Subadviser | 2017-06-02 12:38:01 | 0 0 | 0 | Form 3 |
| Kelly Jeanne Senior VP | 2010-06-23 19:34:43 | 0 0 | 0 | Form 3 |
| Eede Justin Director of Subadviser | 2016-03-29 13:58:38 | 0 0 | 0 | Form 3 |
| Kenney John Director of Subadviser | 2016-03-29 13:55:55 | 0 0 | 0 | Form 3 |
| Johnson Terence Director of Subadviser | 2016-03-29 13:49:36 | 0 0 | 0 | Form 3 |
| PRUDENTIAL FINANCIAL INC PRUDENTIAL INSURANCE CO OF AMERICA Prudential Retirement Insurance & Annuity Co 10% Owner | 2024-10-07 18:42:27 | 0 0 | 0 | Form 13G |
| Trust Jane SVP of the Manager | 2015-04-24 18:52:56 | 0 0 | 0 | Form 3 |
| Sun Life Assurance Co of Canada SUN LIFE FINANCIAL INC 10% Owner | 2022-02-14 14:57:30 | 0 0 | 0 | Form 13G |
| Berg Jennifer s Treasurer | 2018-01-09 15:48:07 | 0 0 | 0 | Form 3 |
| List Cynthia CFO of Subadviser | 2014-09-23 16:16:40 | 0 0 | 0 | Form 3 |
| Olmert Amy Manager of Investment Manager | 2014-09-23 17:38:59 | 0 0 | 0 | Form 3 |
| Nachtwey Peter See Remarks | 2014-09-23 17:03:57 | 0 0 | 0 | Form 3 |
| Nattans Jeffrey Allen Director of Subadviser | 2014-09-23 16:36:31 | 0 0 | 0 | Form 3 |
| Sennett Richard Principal Financial Officer | 2011-12-02 13:46:43 | 0 0 | 0 | Form 3 |
| SUNDMAN PETER E Dir., Pres.&CEO of Subadviser | 2010-06-23 20:03:26 | 0 0 | 0 | Form 3 |
| ODENATH DAVID R Dir. of Manager and Subadviser | 2010-06-23 20:02:42 | 0 0 | 0 | Form 3 |