List of insiders holdings for RIVERNORTH OPPORTUNITIES FUND INC.:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
Galley Patrick W. President | 2022-12-06 17:54:13 | 282,018 0 | 282,018 | Form 4 |
RIVERNORTH CAPITAL MANAGEMENT LLC Adviser | 2023-12-28 14:07:41 | 89,368 0 | 89,368 | Form 4 |
O'Neill Stephen Andrew Officer Subadviser | 2022-01-25 20:24:44 | 71,227 0 | 71,227 | Form 4 |
HUTCHENS JOHN WAYNE Director | 2022-11-22 17:25:01 | 7,763 0 | 7,763 | Form 4 |
Raio Jerry Director | 2023-10-27 16:51:49 | 4,000 0 | 4,000 | Form 4 |
Oakes John S. Director | 2021-09-14 15:54:07 | 1,475 0 | 1,475 | Form 5 |
Swanson David Director | 2021-11-15 17:09:21 | 1,376 0 | 1,376 | Form 4 |
Meloni Andrew P Assistant Treasurer | 2022-10-04 12:41:01 | 0 0 | 0 | Form 5 |
ALPS ADVISORS INC Investment Adviser | 2022-10-03 12:48:34 | 0 0 | 0 | Form 5 |
Rettinger Erich Treasurer | 2022-10-04 12:12:17 | 0 0 | 0 | Form 5 |
MCCLURE ROBERT DOUGLAS Treasurer | 2022-10-04 12:17:42 | 0 0 | 0 | Form 5 |
Spahr Laton President of the Adviser | 2022-10-04 12:18:09 | 0 0 | 0 | Form 5 |
Burns Kathryn Treasurer | 2022-10-04 12:24:53 | 0 0 | 0 | Form 5 |
French Allen Assistant Secretary | 2022-10-04 12:35:39 | 0 0 | 0 | Form 5 |
Kuchli Andrea E Assistant Secretary | 2022-10-04 12:38:59 | 0 0 | 0 | Form 5 |
Sutula Matthew CHIEF COMPLIANCE OFFICER | 2022-10-03 12:41:47 | 0 0 | 0 | Form 5 |
Duran Troy Anthony Officer of Investment Adviser | 2022-10-04 12:47:40 | 0 0 | 0 | Form 5 |
Buchanan Patrick D Treasurer | 2022-10-04 12:48:22 | 0 0 | 0 | Form 5 |
PARMENTIER WILLIAM R JR Officer of Investment Adviser | 2022-10-04 12:55:37 | 0 0 | 0 | Form 5 |
Mougin Lisa Bruckert Director | 2022-11-10 18:31:03 | 0 0 | 0 | Form 3 |
CARTER JOHN K Director | 2015-12-23 16:33:07 | 0 0 | 0 | Form 3 |
BURKE EDMUND J Officer of Investment Adviser | 2015-12-23 15:35:30 | 0 0 | 0 | Form 3 |
Mohrhardt Jonathan M. Officer of Sub Adviser | 2015-12-23 18:46:00 | 0 0 | 0 | Form 3 |
Collins Marcus L Officer of Sub Adviser | 2015-12-23 18:43:01 | 0 0 | 0 | Form 3 |
Murray Abigail J Secretary | 2015-12-23 14:59:07 | 0 0 | 0 | Form 3 |
Nelson Erin Douglas Chief Compliance Officer | 2015-12-23 14:53:44 | 0 0 | 0 | Form 3 |
Ruppel Valerie Lynn Assistant Secretary | 2015-12-23 16:19:44 | 0 0 | 0 | Form 3 |
Schmucker Brian H Officer of Subadviser | 2021-06-08 15:06:47 | 0 0 | 0 | Form 4 |
Khwaja-Dixon Sareena Secretary | 2020-06-08 15:06:55 | 0 0 | 0 | Form 3 |
Sleightholme Michael Officer of Investment Advisor | 2019-06-19 13:33:43 | 0 0 | 0 | Form 3 |
Kerschen Jill Treasurer | 2019-06-10 16:37:14 | 0 0 | 0 | Form 3 |
Noyes Richard Craig Officer of Investment Advisor | 2018-06-11 14:57:11 | 0 0 | 0 | Form 3 |
MAY JEREMY O Principal Executive Officer | 2018-04-27 11:13:08 | 0 0 | 0 | Form 3/A |
SS&C Technologies Holdings Inc Affiliate of Inv Adviser | 2018-04-26 14:06:56 | 0 0 | 0 | Form 3 |
Swenson Bradley J Principal Financial Officer | 2018-02-06 12:57:22 | 0 0 | 0 | Form 3/A |
Moore Christopher Secretary | 2017-06-19 10:53:47 | 0 0 | 0 | Form 3 |
ALPS HOLDINGS INC Affiliate of the Adviser | 2016-01-07 15:12:03 | 0 0 | 0 | Form 3 |
DST SYSTEMS INC Affiliate of Investment Adv | 2015-12-24 10:30:44 | 0 0 | 0 | Form 3 |
Carter Thomas Anthony President, Interested Director | 2015-12-23 15:16:24 | 0 0 | 0 | Form 3 |
Hunt Aisha Officer of Investment Adviser | 2015-12-23 16:05:42 | 0 0 | 0 | Form 3 |