Insider Holders & Insider Ownership - SURO CAP CORP NT (SSSSL)

List of insiders holdings for SURO CAP CORP NT:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
Klein Mark D
Chairman, CEO and President
2024-08-20 18:41:131,088,666
0
1,088,666Form 4
Birch Robert S.
Owner
2022-02-14 15:34:30476,587
0
476,587Form 13G
Green Allison
See Remarks
2024-02-13 20:37:26127,634
0
127,634Form 4
Pine River Capital Management L.P.
TAYLOR BRIAN
Pine River MASTER FUND LTD.
No longer 10% owner
2018-02-09 16:02:3797,281
0
97,281Form 13G
Potter Leonard
Director
2024-06-07 16:09:3994,467
0
94,467Form 4
Moe Michael T.
Director
2018-06-19 17:55:5571,572
0
71,572Form 4
Mazur Marc
Director
2024-06-07 16:07:5657,602
0
57,602Form 4
Westley Lisa
Director
2024-06-07 16:08:4747,483
0
47,483Form 4
LOTT RONALD M.
Director
2024-06-07 16:05:0839,311
0
39,311Form 4
POTTRUCK DAVID S
Director
2018-05-14 16:15:190
25,000
25,000Form 4
Lapping Paul
Chief Operating Officer
2011-05-04 14:13:4415,300
1,367
16,667Form 4
Crowder David V.
EXECUTIVE VICE PRESIDENT
2013-11-19 12:57:5113,825
0
13,825Form 4
Tanona William F.
CFO, Treasurer and Secretary
2014-11-13 19:18:1310,000
0
10,000Form 4
Flynn Mark W.
President
2016-03-28 16:11:275,000
0
5,000Form 4
SPRENG R DAVID
Director
2011-05-04 14:14:591,666
0
1,666Form 4
Koenig Bradford C.
Director
2015-02-23 10:57:300
0
0Form 3
Rizzo Carl M
Chief Compliance Officer
2014-06-27 15:51:560
0
0Form 3
Bard Stephen D.
See Remarks
2014-06-27 15:40:380
0
0Form 4
FRIEDMAN CATHY
Director
2013-03-18 15:05:000
0
0Form 3
CAMPBELL WILLIAM V
Director
2012-10-05 18:15:380
0
0Form 3
Pampoulov Luben
Vice President
2011-04-28 17:13:560
0
0Form 3