Insider Holders & Insider Ownership - Ares Dynamic Credit Allocation Fund Inc. (ARDC)

List of insiders holdings for Ares Dynamic Credit Allocation Fund Inc.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
THRIVENT FINANCIAL FOR LUTHERANS
10% Owner
2021-12-22 16:14:48760,000
0
760,000Form 3/A
Sun Life Assurance Co of Canada
SUN LIFE FINANCIAL INC
10% Owner
2022-02-14 14:33:58560,000
0
560,000Form 13G
RESSLER ANTONY P
President of Adviser
2015-09-02 21:23:1835,869
521,567
557,436Form 4
Apollo Management Holdings GP LLC
Athene Annuity & Life Co
ATHENE ANNUITY & LIFE ASSURANCE Co
Athene USA Corp
Athene Holding Ltd
Apollo Insurance Solutions Group LP
AISG GP Ltd.
Apollo Capital Management L.P.
Apollo Capital Management GP LLC
Apollo Management Holdings L.P.
10% Owner
2024-11-14 16:33:24360,000
0
360,000Form 13G
Voya Financial Inc.
Voya Holdings Inc.
VOYA RETIREMENT INSURANCE & ANNUITY Co
10% Owner
2021-09-22 16:22:59320,000
0
320,000Form 13G
ARES CAPITAL MANAGEMENT II LLC
ARES PARTNERS MANAGEMENT CO LLC
ARES INVESTMENTS HOLDINGS LLC
ARES INVESTMENTS LLC
Adviser of the Fund
2013-12-24 06:09:38141,721
0
141,721Form 4
SACHS DAVID A
Director
2016-03-03 19:44:3167,193
18,446
85,639Form 4/A
Brufsky Seth J
President and CEO / Portfolio
2020-05-27 16:03:180
69,137
69,137Form 4
SPECTOR BRUCE H
Director
2022-03-18 17:02:2435,000
0
35,000Form 4
Margolies Gregory A
Vice President of Adviser
2015-09-02 21:24:4727,475
0
27,475Form 4
Shaw John Joseph
Director
2024-05-28 17:54:300
10,000
10,000Form 4
HUNT JAMES KELSO
Director
2018-12-11 14:21:460
7,000
7,000Form 4
ARES CAPITAL MANAGEMENT II LLC
ARES MANAGEMENT LLC
Ares Management Holdings LLC
Ares Holdings LLC
ARES PARTNERS MANAGEMENT CO LLC
Adviser of the Fund
10% Owner
2012-11-27 12:59:505,236
0
5,236Form 3
Ashton Keith
Vice President
2015-09-02 21:23:331,716
1,438
3,154Form 4
Reiss M. Freddie
Director
2016-04-20 19:52:580
2,500
2,500Form 4
Hall Daniel J
GC, CLO and Secretary
2018-07-10 20:03:062,500
0
2,500Form 4
Erlanger Philip Robert
Director
2012-11-29 20:23:062,500
0
2,500Form 4
Dell Anthony S
CCO, Anti-Money Laundering Off
2013-01-18 14:57:561,400
0
1,400Form 4
Eanes John
Vice President
2015-09-02 21:24:020
1,212
1,212Form 4
Moore Jeff M
Vice President
2013-12-24 06:04:39996
0
996Form 4
WEINER MICHAEL D
VP and Assistant Secretary
2013-12-24 06:06:220
960
960Form 4
Cascella Americo
Vice President
2013-12-24 06:07:520
598
598Form 4
Nguyen Daniel F
Chief Financial Officer
2013-12-24 06:06:370
518
518Form 4
Schall Darryl
Vice President
2013-12-24 06:07:22130
0
130Form 4
ARES CAPITAL MANAGEMENT II LLC
ARES MANAGEMENT LLC
ARES INVESTMENTS HOLDINGS LLC
ARES INVESTMENTS LLC
Ares Partners Holdco LLC
Adviser
2019-10-17 19:13:5459
0
59Form 4
Byrd Brett Alan
CCO-Anti-Money Laundering Off
2014-09-29 17:59:320
32.82
32.82Form 3
HAYWARD DANIEL ROBERT
Vice President
2016-04-11 17:49:050
0
0Form 3
Pretlow Paula B
Director
2021-02-18 11:41:520
0
0Form 3
Morgan Lisa A
CCO-Anti-Money Laundering Off
2019-12-26 13:03:450
0
0Form 3
Orr Elaine
Director
2022-08-19 08:04:030
0
0Form 3
Bloomstein Joshua M
VP and Assistant Secretary
2019-09-30 19:37:560
0
0Form 3
Fitzgerald Ian
Gen. Counsel, CLO & Secretary
2019-09-30 19:37:430
0
0Form 3
Sagati Aghili Naseem
VP & Assistant Secretary
2019-06-11 13:11:000
0
0Form 3
Arduini Charles JR
Vice President
2018-10-05 16:23:010
0
0Form 3
Milner Samantha
Vice President
2018-10-05 16:20:120
0
0Form 3
Singh Kapil
Vice President
2018-10-05 16:20:030
0
0Form 3
Duko Jason
Vice President
2018-10-05 16:20:070
0
0Form 3
Lem Scott C
Treasurer
2016-04-06 19:03:090
0
0Form 3
McFerran Michael R
Vice President
2016-04-06 16:51:090
0
0Form 3
ROLL PENELOPE F
Chief Financial Officer
2016-04-05 21:04:070
0
0Form 3
Leupp John A.
Vice President
2013-10-09 18:30:480
0
0Form 3
Parmar Hardip
Treasurer
2012-11-27 13:02:510
0
0Form 3
Diamond Michael
Director
2012-11-27 13:01:070
0
0Form 3