List of insiders holdings for ClearBridge Energy Midstream Opportunity Fund Inc.:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
PRUDENTIAL FINANCIAL INC PRUDENTIAL INSURANCE CO OF AMERICA 10% Owner | 2024-10-07 18:28:54 | 1,200,002 0 | 1,200,002 | Form 13G |
PRUDENTIAL FINANCIAL INC PRUDENTIAL INSURANCE CO OF AMERICA PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY 10% Owner | 2024-10-07 18:28:54 | 1,200,002 0 | 1,200,002 | Form 13G |
Corebridge Financial Inc. AMERICAN GENERAL LIFE INSURANCE CO VARIABLE ANNUITY LIFE INSURANCE CO See Remarks | 2024-10-07 16:05:10 | 560,003 0 | 560,003 | Form 13G |
Saba Capital Management L.P. Weinstein Boaz 10% Owner | 2024-06-25 17:23:59 | 358,806 0 | 358,806 | Form 13G |
GUARDIAN LIFE INSURANCE CO OF AMERICA 10% Owner | 2023-02-15 19:53:59 | 200,001 0 | 200,001 | Form 13G |
AMERICAN INTERNATIONAL GROUP INC. See Remarks | 2024-10-07 16:06:11 | 180,001 0 | 180,001 | Form 13G |
FRANKLIN RESOURCES INC Affiliate of Investment Adv | 2024-10-18 17:48:55 | 36,519 0 | 36,519 | Form 4 |
Eades Chris Portfolio Manager | 2024-11-01 10:28:59 | 14,384 0 | 14,384 | Form 4 |
Clarfeld Michael Portfolio Manager | 2020-03-13 16:02:27 | 6,691 0 | 6,691 | Form 4 |
Vanderlee Peter Portfolio Manager of the Fund | 2017-12-08 11:49:26 | 2,400 0 | 2,400 | Form 4 |
Freeman Richard A Portfolio Manager of the Fund | 2018-12-28 12:12:11 | 2,022 0 | 2,022 | Form 4 |
Renahan William J Assistant Secretary | 2011-08-09 15:47:32 | 2,000 0 | 2,000 | Form 4 |
COLMAN CAROL L Director | 2021-06-09 12:39:38 | 400 0 | 400 | Form 4 |
Voya Financial Inc. Lion Connecticut Holdings Inc. 10% Owner | 2016-02-16 16:42:40 | 0 250 | 250 | Form 3 |
MASSACHUSETTS MUTUAL LIFE INSURANCE CO 10% Owner | 2022-11-17 18:00:41 | 132 8 | 140 | Form 4 |
VOYA RETIREMENT INSURANCE & ANNUITY Co See explanation below. | 2015-04-01 16:48:17 | 118 0 | 118 | Form 3 |
Mutual of Omaha Insurance Co 10% Owner | 2015-07-31 11:37:30 | 100 0 | 100 | Form 13G |
VOYA INSURANCE & ANNUITY Co See explanation below. | 2015-04-01 16:39:06 | 94 0 | 94 | Form 3 |
SECURITY LIFE OF DENVER INSURANCE CO See explanation below. | 2015-04-01 17:03:16 | 23 0 | 23 | Form 3 |
RELIASTAR LIFE INSURANCE CO See explanation below. | 2015-04-01 16:54:35 | 15 0 | 15 | Form 3 |
Nicholls Matthew Director of Sub-Adviser | 2020-08-10 08:38:31 | 0 0 | 0 | Form 3 |
Hoyt George P. Secretary and Ch Lgl Officer | 2020-08-19 15:30:08 | 0 0 | 0 | Form 3 |
Plafker Jed A. Director of Sub-Adviser | 2020-08-10 10:24:01 | 0 0 | 0 | Form 3 |
Fergerson Laura F Manager/Investment Manager | 2020-10-09 11:17:52 | 0 0 | 0 | Form 3 |
JOHNSON JENNIFER M Director of Sub-Adviser | 2020-08-07 14:21:10 | 0 0 | 0 | Form 3 |
Shaneyfelt Gwen L Director of Sub-Adviser | 2020-08-07 12:11:41 | 0 0 | 0 | Form 3 |
Jensen Fred Steven Chief Compliance Officer | 2020-04-24 13:53:47 | 0 0 | 0 | Form 3 |
OZSOLAK KAPREL CFO | 2011-06-09 16:53:58 | 0 0 | 0 | Form 3 |
Boydston Laura Director of Sub-Adviser | 2020-01-10 11:31:01 | 0 0 | 0 | Form 3 |
COHEN HARRY D Man Dir. ,Co-CIO,Sudadviser | 2019-12-31 12:31:30 | 0 0 | 0 | Form 4 |
Berarducci Christopher Treas/Principal Finan Officer | 2019-09-30 15:57:26 | 0 0 | 0 | Form 3 |
CRONIN DANIEL P Director | 2019-08-27 14:42:32 | 0 0 | 0 | Form 4 |
McElroy Patrick Portfolio Manager | 2024-01-02 15:01:57 | 0 0 | 0 | Form 3 |
Becker Ted P Chief Compliance Officer | 2011-06-09 16:36:08 | 0 0 | 0 | Form 3 |
CUCCHI PAOLO M Director | 2011-06-09 16:41:36 | 0 0 | 0 | Form 3 |
GELB LESLIE H Director | 2011-06-09 16:42:46 | 0 0 | 0 | Form 3 |
Nachtwey Peter Director of Subadviser | 2011-06-09 16:44:04 | 0 0 | 0 | Form 3 |
Dewhurst Ronald R Director of Subadviser | 2011-06-09 16:45:13 | 0 0 | 0 | Form 3 |
SUNDMAN PETER E Dir. & CEO of Subadviser | 2011-06-09 16:46:23 | 0 0 | 0 | Form 3 |
Tarallo Nicole Director to Subadviser | 2024-04-10 14:44:35 | 0 0 | 0 | Form 3 |
Hinkle Matthew T. Manager/Inv Manager | 2024-01-03 20:37:38 | 0 0 | 0 | Form 3 |
Eakes Brian Manager/Investment Manager | 2020-10-07 14:30:39 | 0 0 | 0 | Form 3 |
De Oliveira Marc Secretary/Chief Legal Officer | 2023-09-13 16:57:23 | 0 0 | 0 | Form 3 |
MANNING BARBARA BROOKE MgrDir.,Gen.Coun.&CCO of SubAd | 2011-06-09 16:47:39 | 0 0 | 0 | Form 3 |
Dolgov Jasna General Counsel/Subadviser | 2023-01-13 11:49:08 | 0 0 | 0 | Form 3 |
LEGG MASON INC. Parent of Mgr and Subadviser | 2011-06-09 16:48:52 | 0 0 | 0 | Form 3 |
SULLIVAN JOSEPH A Director of Subadviser | 2011-06-09 16:50:04 | 0 0 | 0 | Form 3 |
Murphy Terrence CEO of Subadviser | 2020-11-17 16:56:09 | 0 0 | 0 | Form 4 |
Berg Jennifer s Treasurer | 2018-01-10 10:56:13 | 0 0 | 0 | Form 3 |
Nattans Jeffrey Allen Director of Subadviser | 2014-09-23 16:36:12 | 0 0 | 0 | Form 3 |
SHEPLER ROBERT P Senior VP of the Manager | 2011-06-09 17:03:23 | 0 0 | 0 | Form 3 |
GERKEN R JAY CEO, Pres. & Chairman | 2011-06-09 17:04:28 | 0 0 | 0 | Form 3 |
SALACUSE JESWALD W Director | 2011-06-09 17:05:27 | 0 0 | 0 | Form 3 |
HUTCHINSON WILLIAM R Director | 2011-06-09 17:06:43 | 0 0 | 0 | Form 3 |
ROETT RIORDAN Director | 2011-06-09 17:07:43 | 0 0 | 0 | Form 3 |
Laskaj Albert Assistant Treasurer | 2011-06-09 17:08:52 | 0 0 | 0 | Form 3 |
MANDIA THOMAS C Assistant Secretary | 2011-06-09 17:09:55 | 0 0 | 0 | Form 3 |
Larrabee Leonard Secretary of the Subadviser | 2011-06-09 18:40:46 | 0 0 | 0 | Form 3 |
ODENATH DAVID R see remarks below | 2011-06-29 10:01:37 | 0 0 | 0 | Form 3/A |
Del Guercio Rocco CFO & Treasurer of the Manager | 2011-06-09 16:57:55 | 0 0 | 0 | Form 3 |
Sennett Richard Principal Financial Officer | 2011-12-02 13:45:26 | 0 0 | 0 | Form 3 |
KAMERICK EILEEN A Director | 2013-02-07 16:08:24 | 0 0 | 0 | Form 3 |
Fuller Kenneth CEO, Pres. & Chairman | 2013-06-05 15:21:35 | 0 0 | 0 | Form 3 |
List Cynthia CFO of Subadviser | 2014-09-23 16:24:51 | 0 0 | 0 | Form 3 |
Kumar Nisha Director | 2019-01-09 12:03:16 | 0 0 | 0 | Form 3 |
Olmert Amy Manager of Investment Manager | 2014-09-23 17:37:41 | 0 0 | 0 | Form 3 |
Clearbridge Investments LLC Subadviser of Fund | 2014-10-09 16:40:17 | 0 0 | 0 | Form 3 |
Agdern Robert D Director | 2015-01-09 18:14:35 | 0 0 | 0 | Form 3 |
Trust Jane SVP of the Manager | 2015-04-24 18:49:37 | 0 0 | 0 | Form 3 |
Kelly Jeanne Senior VP | 2011-06-09 16:31:11 | 0 0 | 0 | Form 3 |
Johnson Terence Director of Subadviser | 2016-03-29 13:53:18 | 0 0 | 0 | Form 3 |
Kenney John Director of Subadviser | 2016-03-29 13:57:54 | 0 0 | 0 | Form 3 |
Eede Justin Director of Subadviser | 2016-03-29 14:04:47 | 0 0 | 0 | Form 3 |
Kuehl Todd F Chief Compliance Officer | 2017-05-16 09:55:16 | 0 0 | 0 | Form 3 |
Cashman Frances Director of Subadviser | 2017-06-02 12:43:52 | 0 0 | 0 | Form 3 |
FRENKEL ROBERT I CLO and Secretary | 2011-06-09 16:56:36 | 0 0 | 0 | Form 3 |
Legg Mason Partners Fund Advisor LLC Manager of the Fund | 2011-06-09 17:00:38 | 0 0 | 0 | Form 3 |
FRANK STEVEN Treasurer | 2011-06-09 16:55:26 | 0 0 | 0 | Form 3 |
Glasser Scott Co-CIO of Subadviser | 2019-01-02 14:30:20 | 0 0 | 0 | Form 4 |