Insider Holders & Insider Ownership - CION Investment Corp (CION)

List of insiders holdings for CION Investment Corp:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
ICON Investment Group LLC
10% Owner
2013-01-14 16:58:14111,222
0
111,222Form 13G
Hardwood Partners LLC
10% Owner
2013-01-11 15:41:0794,444
0
94,444Form 13G
Franz Keith S
CFO & Treasurer
2023-06-05 09:52:3171,612
0
71,612Form 4
Apollo Principal Holdings III GP Ltd
Apollo Principal Holdings III L.P.
10% Owner
2023-02-13 18:53:1360,249
0
60,249Form 13G
BRESNER GREGG A.
President & CIO
2024-11-14 18:46:1559,599
0
59,599Form 4
Reisner Michael A
Co-Chairman & Co-CEO
2024-08-27 12:30:0944,560
0
44,560Form 4
Breakstone Robert A
Director
2024-11-18 11:16:400
13,238
13,238Form 4
ROMAN STEPHEN
CCO & Secretary
2024-11-21 11:58:0311,020
0
11,020Form 4
Pinero Eric A.
Chief Legal Officer
2024-08-15 12:06:218,163
0
8,163Form 4
Hedin Earl
Director
2017-03-29 10:18:280
7,702
7,702Form 3
Estrada Edward J.
Director
2021-11-24 10:43:303,695
0
3,695Form 4
FINLAY PETER I.
Director
2023-11-27 16:00:130
2,300
2,300Form 4
Schwartz Aron I
Director
2023-05-16 20:00:450
2,000
2,000Form 4
Choi Catherine
Director
2023-05-23 20:00:102,000
0
2,000Form 4
Arestia Charlie
See Remarks
2024-11-13 11:47:130
1,213
1,213Form 4
Kress Joel S
Senior Managing Director
2012-07-02 17:03:530
111.11
111.11Form 3
Gatto Mark
Co-Chairman & Co-CEO
2024-03-29 10:55:340
50
50Form 4
Glatt Joseph D
Director
2017-12-05 09:52:340
0
0Form 4
Giovani Harry
See Remarks
2017-03-03 17:47:090
0
0Form 4
Florio James J
Director
2016-08-11 10:36:570
0
0Form 4
VERLIZZO DAVID J
CCO and Secretary
2016-02-26 08:41:010
0
0Form 4
Connor Sean
Managing Director
Director
2012-07-02 17:12:150
0
0Form 3
Manley Michael R
General Counsel, CCO & Sec.
2012-07-02 17:06:050
0
0Form 3