List of insiders holdings for ClearBridge MLP & Midstream Total Return Fund Inc.:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
PRUDENTIAL FINANCIAL INC PRUDENTIAL INSURANCE CO OF AMERICA 10% Owner | 2024-09-11 17:37:43 | 0 366,667 | 366,667 | Form 4 |
Saba Capital Management L.P. Weinstein Boaz 10% Owner | 2024-06-25 18:18:02 | 98,699 0 | 98,699 | Form 13G |
FRANKLIN RESOURCES INC Affiliate of Investment Adv. | 2022-09-16 13:02:25 | 73,014 0 | 73,014 | Form 4 |
Eades Chris Portfolio Manager | 2020-11-20 13:02:27 | 11,164 260.87 | 11,424 | Form 4 |
COHEN HARRY D Man Dir & Co CIO Subadviser | 2019-12-31 11:18:55 | 10,000 0 | 10,000 | Form 4 |
Clarfeld Michael Portfolio Manager | 2020-03-13 15:29:34 | 6,000 0 | 6,000 | Form 4 |
Agdern Robert D Director | 2019-12-23 12:08:54 | 5,734 0 | 5,734 | Form 4 |
Vanderlee Peter Portfolio Manager of the Fund | 2017-12-08 11:58:17 | 1,400 0 | 1,400 | Form 4 |
GERKEN R JAY CEO, Pres. & Chairman | 2012-07-18 15:04:28 | 1000 0 | 1000 | Form 4 |
COLMAN CAROL L Director | 2022-01-07 11:26:03 | 600 0 | 600 | Form 4 |
KAMERICK EILEEN A Director | 2015-03-31 13:56:17 | 510 0 | 510 | Form 4 |
Freeman Richard A Portfolio Manager of the Fund | 2019-01-02 12:05:33 | 410.81 0 | 410.81 | Form 4 |
Voya Financial Inc. Lion Connecticut Holdings Inc. 10% Owner | 2016-02-16 16:50:59 | 0 250 | 250 | Form 3 |
VOYA RETIREMENT INSURANCE & ANNUITY Co See explanation below. | 2015-04-01 17:20:32 | 118 0 | 118 | Form 3 |
UNITED OF OMAHA LIFE INSURANCE CO 10% Owner | 2015-07-31 11:43:59 | 100 0 | 100 | Form 13G |
VOYA INSURANCE & ANNUITY Co See explanation below. | 2015-04-01 17:12:01 | 94 0 | 94 | Form 3 |
MASSACHUSETTS MUTUAL LIFE INSURANCE CO 10% Owner | 2022-11-17 18:00:49 | 86 0 | 86 | Form 4 |
SECURITY LIFE OF DENVER INSURANCE CO See explanation below. | 2015-04-01 17:56:57 | 23 0 | 23 | Form 3 |
RELIASTAR LIFE INSURANCE CO See explanation below. | 2015-04-01 17:36:34 | 15 0 | 15 | Form 3 |
CRONIN DANIEL P Director | 2019-08-27 13:43:15 | 0 0 | 0 | Form 4 |
Hinkle Matthew T. Manager/Inv Manager | 2024-01-03 20:39:13 | 0 0 | 0 | Form 3 |
Berarducci Christopher Treas/Principal Finan Officer | 2019-10-01 10:28:08 | 0 0 | 0 | Form 3 |
Kumar Nisha Director | 2019-01-09 12:10:23 | 0 0 | 0 | Form 3 |
Berg Jennifer s Treasurer | 2018-01-10 11:02:50 | 0 0 | 0 | Form 3 |
Johnson Terence Director of Subadviser | 2016-03-29 13:56:58 | 0 0 | 0 | Form 3 |
Tarallo Nicole Director to Subadviser | 2024-04-10 15:23:27 | 0 0 | 0 | Form 3 |
Boydston Laura Director of Sub-Adviser | 2020-01-10 11:34:10 | 0 0 | 0 | Form 3 |
McElroy Patrick Portfolio Manager | 2024-01-02 15:44:07 | 0 0 | 0 | Form 3 |
Jensen Fred Steven Chief Compliance Officer | 2020-04-24 14:09:34 | 0 0 | 0 | Form 3 |
Shaneyfelt Gwen L Director of Sub-Adviser | 2020-08-07 12:17:03 | 0 0 | 0 | Form 3 |
JOHNSON JENNIFER M Director of Sub-Adviser | 2020-08-07 15:15:23 | 0 0 | 0 | Form 3 |
Plafker Jed A. Director of Sub-Adviser | 2020-08-07 21:24:38 | 0 0 | 0 | Form 3 |
Nicholls Matthew Director of Sub-Adviser | 2020-08-10 09:00:46 | 0 0 | 0 | Form 3 |
Hoyt George P. Secretary and Ch Lgl Officer | 2020-08-19 17:59:45 | 0 0 | 0 | Form 3 |
Eakes Brian Manager/Investment Manager | 2020-10-07 14:39:19 | 0 0 | 0 | Form 3 |
Fergerson Laura F Manager/Investment Manager | 2020-10-09 11:04:28 | 0 0 | 0 | Form 3 |
De Oliveira Marc Secretary/Chief Legal Officer | 2023-09-13 17:00:36 | 0 0 | 0 | Form 3 |
Dolgov Jasna General Counsel/Subadviser | 2023-01-13 11:53:33 | 0 0 | 0 | Form 3 |
Legg Mason Partners Fund Advisor LLC Manager of the Fund | 2012-06-25 20:37:22 | 0 0 | 0 | Form 3 |
Dewhurst Ronald R Director of Subadviser | 2012-06-25 19:57:46 | 0 0 | 0 | Form 3 |
Nachtwey Peter Director of Subadviser | 2012-06-25 19:59:09 | 0 0 | 0 | Form 3 |
Nattans Jeffrey Allen Director of the Subadviser | 2012-06-25 20:00:28 | 0 0 | 0 | Form 3 |
SALACUSE JESWALD W Director | 2012-06-25 20:08:30 | 0 0 | 0 | Form 3 |
ROETT RIORDAN Director | 2012-06-25 20:09:34 | 0 0 | 0 | Form 3 |
HUTCHINSON WILLIAM R Director | 2012-06-25 20:10:45 | 0 0 | 0 | Form 3 |
CUCCHI PAOLO M Director | 2012-06-25 20:12:44 | 0 0 | 0 | Form 3 |
Laskaj Albert Assistant Treasurer | 2012-06-25 20:27:53 | 0 0 | 0 | Form 3 |
FRANK STEVEN Treasurer | 2012-06-25 20:30:01 | 0 0 | 0 | Form 3 |
MANDIA THOMAS C Assistant Secretary | 2012-06-25 20:31:12 | 0 0 | 0 | Form 3 |
Becker Ted P Chief Compliance Officer | 2012-06-25 20:32:13 | 0 0 | 0 | Form 3 |
FRENKEL ROBERT I CLO and Secretary | 2012-06-25 20:33:06 | 0 0 | 0 | Form 3 |
Sennett Richard Principal Financial Officer | 2012-06-25 20:34:04 | 0 0 | 0 | Form 3 |
Kelly Jeanne Senior VP | 2012-06-25 20:35:07 | 0 0 | 0 | Form 3 |
Cashman Frances Director of Subadviser | 2017-06-02 12:50:40 | 0 0 | 0 | Form 3 |
List Cynthia CFO of Subadviser | 2012-06-25 20:48:54 | 0 0 | 0 | Form 3 |
Murphy Terrence Dir, Pres of Subadviser | 2012-06-25 19:55:05 | 0 0 | 0 | Form 3 |
LEGG MASON INC. Parent of Mgr and Subadviser | 2012-06-26 11:57:52 | 0 0 | 0 | Form 3 |
GELB LESLIE H Director | 2012-06-27 18:13:07 | 0 0 | 0 | Form 3 |
Fuller Kenneth CEO, Pres. & Chairman | 2013-06-05 15:22:50 | 0 0 | 0 | Form 3 |
Glasser Scott Co-Chief Inv. Officer Sub Adv. | 2014-09-23 16:31:27 | 0 0 | 0 | Form 3 |
Olmert Amy Manager of Investment Manager | 2014-09-23 17:35:26 | 0 0 | 0 | Form 3 |
Clearbridge Investments LLC Subadviser of Fund | 2014-10-09 16:44:18 | 0 0 | 0 | Form 3 |
Trust Jane SVP of the Manager | 2015-04-24 19:06:42 | 0 0 | 0 | Form 3 |
MANNING BARBARA BROOKE MgrDir.,Gen.Coun.&CCO of SubAd | 2012-06-25 19:56:27 | 0 0 | 0 | Form 3 |
Kenney John Director of Subadviser | 2016-03-29 14:00:43 | 0 0 | 0 | Form 3 |
Eede Justin Director of Subadviser | 2016-03-29 14:02:57 | 0 0 | 0 | Form 3 |
Kuehl Todd F Chief Compliance Officer | 2017-05-16 10:02:27 | 0 0 | 0 | Form 3 |