Insider Holders & Insider Ownership - ClearBridge MLP & Midstream Total Return Fund Inc. (CTR)

List of insiders holdings for ClearBridge MLP & Midstream Total Return Fund Inc.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
PRUDENTIAL FINANCIAL INC
PRUDENTIAL INSURANCE CO OF AMERICA
10% Owner
2024-09-11 17:37:430
366,667
366,667Form 4
Saba Capital Management L.P.
Weinstein Boaz
10% Owner
2024-06-25 18:18:0298,699
0
98,699Form 13G
FRANKLIN RESOURCES INC
Affiliate of Investment Adv.
2022-09-16 13:02:2573,014
0
73,014Form 4
Eades Chris
Portfolio Manager
2020-11-20 13:02:2711,164
260.87
11,424Form 4
COHEN HARRY D
Man Dir & Co CIO Subadviser
2019-12-31 11:18:5510,000
0
10,000Form 4
Clarfeld Michael
Portfolio Manager
2020-03-13 15:29:346,000
0
6,000Form 4
Agdern Robert D
Director
2019-12-23 12:08:545,734
0
5,734Form 4
Vanderlee Peter
Portfolio Manager of the Fund
2017-12-08 11:58:171,400
0
1,400Form 4
GERKEN R JAY
CEO, Pres. & Chairman
2012-07-18 15:04:281000
0
1000Form 4
COLMAN CAROL L
Director
2022-01-07 11:26:03600
0
600Form 4
KAMERICK EILEEN A
Director
2015-03-31 13:56:17510
0
510Form 4
Freeman Richard A
Portfolio Manager of the Fund
2019-01-02 12:05:33410.81
0
410.81Form 4
Voya Financial Inc.
Lion Connecticut Holdings Inc.
10% Owner
2016-02-16 16:50:590
250
250Form 3
VOYA RETIREMENT INSURANCE & ANNUITY Co
See explanation below.
2015-04-01 17:20:32118
0
118Form 3
UNITED OF OMAHA LIFE INSURANCE CO
10% Owner
2015-07-31 11:43:59100
0
100Form 13G
VOYA INSURANCE & ANNUITY Co
See explanation below.
2015-04-01 17:12:0194
0
94Form 3
MASSACHUSETTS MUTUAL LIFE INSURANCE CO
10% Owner
2022-11-17 18:00:4986
0
86Form 4
SECURITY LIFE OF DENVER INSURANCE CO
See explanation below.
2015-04-01 17:56:5723
0
23Form 3
RELIASTAR LIFE INSURANCE CO
See explanation below.
2015-04-01 17:36:3415
0
15Form 3
CRONIN DANIEL P
Director
2019-08-27 13:43:150
0
0Form 4
Hinkle Matthew T.
Manager/Inv Manager
2024-01-03 20:39:130
0
0Form 3
Berarducci Christopher
Treas/Principal Finan Officer
2019-10-01 10:28:080
0
0Form 3
Kumar Nisha
Director
2019-01-09 12:10:230
0
0Form 3
Berg Jennifer s
Treasurer
2018-01-10 11:02:500
0
0Form 3
Johnson Terence
Director of Subadviser
2016-03-29 13:56:580
0
0Form 3
Tarallo Nicole
Director to Subadviser
2024-04-10 15:23:270
0
0Form 3
Boydston Laura
Director of Sub-Adviser
2020-01-10 11:34:100
0
0Form 3
McElroy Patrick
Portfolio Manager
2024-01-02 15:44:070
0
0Form 3
Jensen Fred Steven
Chief Compliance Officer
2020-04-24 14:09:340
0
0Form 3
Shaneyfelt Gwen L
Director of Sub-Adviser
2020-08-07 12:17:030
0
0Form 3
JOHNSON JENNIFER M
Director of Sub-Adviser
2020-08-07 15:15:230
0
0Form 3
Plafker Jed A.
Director of Sub-Adviser
2020-08-07 21:24:380
0
0Form 3
Nicholls Matthew
Director of Sub-Adviser
2020-08-10 09:00:460
0
0Form 3
Hoyt George P.
Secretary and Ch Lgl Officer
2020-08-19 17:59:450
0
0Form 3
Eakes Brian
Manager/Investment Manager
2020-10-07 14:39:190
0
0Form 3
Fergerson Laura F
Manager/Investment Manager
2020-10-09 11:04:280
0
0Form 3
De Oliveira Marc
Secretary/Chief Legal Officer
2023-09-13 17:00:360
0
0Form 3
Dolgov Jasna
General Counsel/Subadviser
2023-01-13 11:53:330
0
0Form 3
Legg Mason Partners Fund Advisor LLC
Manager of the Fund
2012-06-25 20:37:220
0
0Form 3
Dewhurst Ronald R
Director of Subadviser
2012-06-25 19:57:460
0
0Form 3
Nachtwey Peter
Director of Subadviser
2012-06-25 19:59:090
0
0Form 3
Nattans Jeffrey Allen
Director of the Subadviser
2012-06-25 20:00:280
0
0Form 3
SALACUSE JESWALD W
Director
2012-06-25 20:08:300
0
0Form 3
ROETT RIORDAN
Director
2012-06-25 20:09:340
0
0Form 3
HUTCHINSON WILLIAM R
Director
2012-06-25 20:10:450
0
0Form 3
CUCCHI PAOLO M
Director
2012-06-25 20:12:440
0
0Form 3
Laskaj Albert
Assistant Treasurer
2012-06-25 20:27:530
0
0Form 3
FRANK STEVEN
Treasurer
2012-06-25 20:30:010
0
0Form 3
MANDIA THOMAS C
Assistant Secretary
2012-06-25 20:31:120
0
0Form 3
Becker Ted P
Chief Compliance Officer
2012-06-25 20:32:130
0
0Form 3
FRENKEL ROBERT I
CLO and Secretary
2012-06-25 20:33:060
0
0Form 3
Sennett Richard
Principal Financial Officer
2012-06-25 20:34:040
0
0Form 3
Kelly Jeanne
Senior VP
2012-06-25 20:35:070
0
0Form 3
Cashman Frances
Director of Subadviser
2017-06-02 12:50:400
0
0Form 3
List Cynthia
CFO of Subadviser
2012-06-25 20:48:540
0
0Form 3
Murphy Terrence
Dir, Pres of Subadviser
2012-06-25 19:55:050
0
0Form 3
LEGG MASON INC.
Parent of Mgr and Subadviser
2012-06-26 11:57:520
0
0Form 3
GELB LESLIE H
Director
2012-06-27 18:13:070
0
0Form 3
Fuller Kenneth
CEO, Pres. & Chairman
2013-06-05 15:22:500
0
0Form 3
Glasser Scott
Co-Chief Inv. Officer Sub Adv.
2014-09-23 16:31:270
0
0Form 3
Olmert Amy
Manager of Investment Manager
2014-09-23 17:35:260
0
0Form 3
Clearbridge Investments LLC
Subadviser of Fund
2014-10-09 16:44:180
0
0Form 3
Trust Jane
SVP of the Manager
2015-04-24 19:06:420
0
0Form 3
MANNING BARBARA BROOKE
MgrDir.,Gen.Coun.&CCO of SubAd
2012-06-25 19:56:270
0
0Form 3
Kenney John
Director of Subadviser
2016-03-29 14:00:430
0
0Form 3
Eede Justin
Director of Subadviser
2016-03-29 14:02:570
0
0Form 3
Kuehl Todd F
Chief Compliance Officer
2017-05-16 10:02:270
0
0Form 3