Insider Holders & Insider Ownership - Guggenheim Credit Allocation Fund (GGM)

List of insiders holdings for Guggenheim Credit Allocation Fund:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
Barnes Randall C
Trustee
Director
2019-05-13 10:36:5917,056
19,260
36,316Form 4
TOUPIN RONALD E JR
Trustee
Director
2020-12-04 10:42:233,731
0
3,731Form 4
FRIEDRICH ROMAN III
Trustee
Director
2019-05-08 17:13:163,057
0
3,057Form 4
Cacciapaglia Donald
CEO of Fund
2014-01-21 15:26:452,185
0
2,185Form 4
KARN ROBERT B III
Trustee
Director
2014-03-18 11:50:581000
0
1000Form 4
Chubb Donald A. Jr.
Trustee
Director
2015-06-29 09:57:40500
0
500Form 4
NYBERG RONALD
Trustee
Director
2014-01-02 10:21:45446
0
446Form 4
Megaris Michael P
Assistant Secretary
2014-04-11 18:56:400
0
0Form 3
Arruda Joseph M
Assistant Treasurer
2014-04-11 11:48:230
0
0Form 3
Brown Steven H.
Portfolio Manager
2014-08-25 14:16:490
0
0Form 3
Nelson Adam J
Assistant Treasurer
2015-12-30 14:46:080
0
0Form 3
McWhinnie Glenn
Assistant Treasurer
2016-11-30 15:33:290
0
0Form 3
Kemp Keith David
Assistant Treasurer
2017-01-09 16:13:040
0
0Form 3
Binder Brian E.
President and CEO
2018-04-05 15:27:030
0
0Form 3
Szafran Jon
Assistant Treasurer
2018-09-14 11:38:420
0
0Form 3
Minerd B. Scott
Chief Inv. Officer of Adviser
2019-03-13 10:08:570
0
0Form 4
Rehder William
Assistant Vice President
2019-08-29 13:01:560
0
0Form 3
Serdensky Evan Loring
Portfolio Manager
2019-09-24 13:38:300
0
0Form 3
Brock-Kyle Angela
Trustee
Director
2019-11-15 13:20:330
0
0Form 3
LYDON THOMAS F JR
Trustee
Director
2019-11-15 13:32:550
0
0Form 3
SPONEM SANDRA G
Trustee
Director
2019-11-15 13:46:330
0
0Form 3
Walsh Anne Bookwalter
Managing Dir. to Subadvisor
2013-06-28 18:12:400
0
0Form 3
Sullivan John Louis
CFO, Chf Acctng Off & Treas.
2013-06-28 17:26:250
0
0Form 3
Lee Amy J.
Chief Legal Officer
2013-06-28 17:37:000
0
0Form 3
Mathiasen Mark
Secretary
2013-06-28 17:40:460
0
0Form 3
Catalucci Joanna M.
Interim CCO
2013-06-28 17:42:370
0
0Form 3
Howley James
Assistant Treasurer
2013-06-28 17:44:180
0
0Form 3
Furjanic Mark
Assistant Treasurer
2013-06-28 17:46:110
0
0Form 3
Maltbie Derek Dale
Assistant Treasurer
2013-06-28 17:48:260
0
0Form 3
Scott Kimberly J.
Assistant Treasurer
2013-06-28 17:50:410
0
0Form 3
Belden William H
Vice President
2014-04-11 18:43:410
0
0Form 3
Abrams Jeffrey B.
Portfolio Manager
2013-07-01 09:45:250
0
0Form 3
Gundersen Kevin H.
Portfolio Manager
2013-07-01 09:49:230
0
0Form 3
KELLY STEVENS T
Assistant Secretary
2013-09-12 11:55:360
0
0Form 3
Bloch Adam
portfolio manager
2014-04-03 17:39:010
0
0Form 3
Farley Jerry B
Trustee
Director
2014-04-09 09:14:580
0
0Form 3
Oliverius Maynard F.
Trustee
Director
2014-04-10 17:55:110
0
0Form 3
Michal James W.
Portfolio Manager
2013-06-28 13:16:360
0
0Form 3
Stone Bryan
Vice President
2014-04-11 17:48:020
0
0Form 3