List of insiders holdings for CATERPILLAR INC:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
Umpleby III Donald J Chairman & CEO | 2024-11-08 17:27:08 | 509,777 96,060 | 605,837 | Form 4 |
OWENS JAMES W Director | 2010-10-01 12:29:40 | 267,021 181,177 | 448,198 | Form 4 |
LEVENICK STUART L Group President | 2015-01-07 15:14:49 | 241,985 0 | 241,985 | Form 4 |
WUNNING STEVEN H Group President | 2015-01-07 15:15:11 | 241,985 0 | 241,985 | Form 4 |
SHAHEEN GERALD L Group President | 2007-07-27 16:23:33 | 212,364 0 | 212,364 | Form 4 |
Waters James D Jr Vice President | 2005-12-02 12:25:32 | 159,721 0 | 159,721 | Form 3 |
THOMPSON RICHARD L Group President | 2004-07-01 11:19:52 | 132,914 25,039 | 157,953 | Form 4 |
BARTON GLEN A Chairman of the Board/CEO | 2004-02-02 12:07:20 | 138,432 0 | 138,432 | Form 4 |
VITTECOQ GERARD R Group President | 2013-03-06 19:53:50 | 128,883 0 | 128,883 | Form 4 |
RAPP EDWARD J Group President | 2016-03-09 15:15:48 | 114,049 0 | 114,049 | Form 4 |
De Lange Bob Group President | 2024-11-08 17:25:54 | 111,619 0 | 111,619 | Form 4 |
STROUP GARY A Vice President | 2006-01-27 09:46:52 | 85,592 0 | 85,592 | Form 4 |
LAVIN RICHARD P Group President | 2012-12-18 15:41:31 | 82,609 405 | 83,014 | Form 4 |
BONFIELD ANDREW R J Chief Financial Officer | 2024-03-08 13:45:01 | 79,328 0 | 79,328 | Form 4 |
MACIER ROBERT R Vice President | 2005-11-15 15:07:58 | 76,394 0 | 76,394 | Form 4 |
OBERHELMAN DOUGLAS R Chairman of the Board | 2017-04-03 18:13:47 | 72,355 0 | 72,355 | Form 4 |
BANWART SIDNEY C Vice President | 2005-12-14 10:55:50 | 65,458 3,296 | 68,754 | Form 4 |
Ainsworth William P Group Pres. thru 12/31/2020 | 2021-01-25 18:38:57 | 63,501 4,346 | 67,847 | Form 4 |
BENSON RICHARD A Vice President | 2005-02-03 09:25:27 | 63,123 0 | 63,123 | Form 4 |
BAUMGARTNER VITO H Group President | 2004-02-02 12:09:51 | 5,497 57,170 | 62,667 | Form 4 |
GALES THOMAS A Vice President | 2005-12-07 12:33:13 | 36,318 25,096 | 61,414 | Form 4 |
BUSSELL RODNEY L Vice President | 2006-02-02 11:17:58 | 40,720 20,000 | 60,720 | Form 4 |
GOODE DAVID R Director | 2014-01-02 16:17:32 | 57,573 0 | 57,573 | Form 4 |
MCPHEETERS F LYNN V.P./Chief Financial Officer | 2005-02-03 09:26:42 | 47,691 8,066 | 55,757 | Form 4 |
WESTERN DONALD G Vice President | 2006-01-18 12:35:13 | 20,720 34,964 | 55,684 | Form 5 |
INGS DONALD M Vice President | 2004-07-01 11:21:37 | 54,976 0 | 54,976 | Form 4 |
OSBORN WILLIAM A Director | 2021-03-03 14:49:46 | 54,199 0 | 54,199 | Form 4 |
BURRITT DAVID B V.P./Chief Financial Officer | 2010-06-01 14:46:13 | 39,745 13,314 | 53,059 | Form 4 |
Williams Robert T Vice President | 2006-02-03 17:02:05 | 49,915 400 | 50,315 | Form 4 |
RUST EDWARD B JR Director | 2022-06-10 12:25:14 | 47,382 0 | 47,382 | Form 4 |
BUDA JAMES B Executive Vice President | 2017-05-03 18:43:53 | 43,290 2,206 | 45,496 | Form 4 |
BAUNTON MICHAEL J Vice President | 2005-02-22 12:09:41 | 45,490 0 | 45,490 | Form 4 |
SCHENA CHRISTIANO V Vice President | 2006-02-01 12:20:12 | 44,349 0 | 44,349 | Form 4 |
Fassino Anthony D. Group President | 2024-11-07 17:05:07 | 42,575 1,459 | 44,034 | Form 4 |
BAHAJ ALI M Vice President | 2006-02-01 16:46:59 | 43,564 390 | 43,954 | Form 4 |
Charter Robert B Group President | 2018-03-07 18:57:05 | 43,625 0 | 43,625 | Form 4 |
Pellette Thomas A Group President | 2019-02-14 17:31:16 | 10,661 32,880 | 43,541 | Form 4 |
FIFE EUGENE V Director | 2013-01-03 14:17:19 | 37,784 3,000 | 40,784 | Form 4 |
DILLON JOHN T Director | 2011-01-04 13:25:51 | 40,267 0 | 40,267 | Form 4 |
BEARD JAMES S Vice President | 2005-04-21 13:30:24 | 39,426 0 | 39,426 | Form 4 |
MURPHY DANIEL M Vice President | 2006-02-01 14:15:23 | 36,571 0 | 36,571 | Form 4 |
Halverson Bradley M Group President & CFO | 2018-02-15 18:41:53 | 14,285 21,510 | 35,795 | Form 4 |
GALLARDO JUAN Director | 2021-04-02 09:33:52 | 35,425 0 | 35,425 | Form 4 |
PARKER GORDON R Director | 2006-06-15 14:17:27 | 34,911 0 | 34,911 | Form 4 |
PALMER GERALD Vice President | 2006-01-27 10:06:06 | 19,342 15,467 | 34,809 | Form 4 |
MAGOWAN PETER A Director | 2015-01-05 14:36:41 | 32,380 0 | 32,380 | Form 4 |
COLGAN KEVIN E Treasurer | 2005-06-08 12:28:38 | 32,080 0 | 32,080 | Form 4 |
Johnson Denise C Group President | 2024-10-28 16:23:46 | 29,118 0 | 29,118 | Form 4 |
SPRINGER WILLIAM F Vice President | 2005-12-07 12:30:16 | 26,014 0 | 26,014 | Form 4 |
WEST SHERRIL K Vice President | 2004-02-02 12:08:37 | 22,494 3,053 | 25,547 | Form 4 |
HELLER JOHN S Vice President | 2006-02-06 15:57:05 | 25,210 0 | 25,210 | Form 4 |
FELLIN PAOLO Vice President | 2006-02-03 09:17:37 | 24,174 0 | 24,174 | Form 4 |
Younessi Ramin Group President | 2020-11-04 15:27:12 | 22,744 0 | 22,744 | Form 4 |
CALHOUN DAVID L Director | 2024-04-01 16:51:46 | 21,559 0 | 21,559 | Form 4 |
Curfman Christopher C Vice President | 2006-02-06 10:25:28 | 21,474 0 | 21,474 | Form 4 |
PARKER JAMES J Vice President | 2006-02-01 16:46:25 | 21,056 0 | 21,056 | Form 4 |
BLOUNT W FRANK Director | 2010-02-04 11:12:15 | 18,033 0 | 18,033 | Form 4 |
GOSSELIN STEPHEN A Vice President | 2005-11-01 09:39:50 | 17,135 790 | 17,925 | Form 4 |
POWELL CHARLES D Director | 2014-01-02 15:14:28 | 17,691 0 | 17,691 | Form 4 |
Adams Kent M Vice President | 2006-02-03 11:08:08 | 17,430 0 | 17,430 | Form 4 |
Smith Joshua I Director | 2013-03-06 09:08:14 | 15,957 0 | 15,957 | Form 4 |
Fisher Steven L Vice President | 2006-02-01 12:09:34 | 15,390 0 | 15,390 | Form 4 |
Rohner William J Vice President | 2005-11-23 09:06:26 | 15,006 0 | 15,006 | Form 4 |
GREENE JESSE J JR Director | 2017-03-08 16:50:31 | 14,948 0 | 14,948 | Form 4 |
Long Suzette M CLO/General Counsel | 2023-06-09 06:00:37 | 13,890 86 | 13,976 | Form 4 |
HAEFELI HANS A Vice President | 2005-11-02 11:06:22 | 13,541 0 | 13,541 | Form 4 |
BEELER RODNEY C Vice President | 2005-07-28 12:07:23 | 13,510 0 | 13,510 | Form 4 |
Muilenburg Dennis A Director | 2019-03-06 18:01:51 | 12,966 0 | 12,966 | Form 4 |
Johnson Cheryl H Chief Human Resources Officer | 2024-11-05 11:26:49 | 12,951 0 | 12,951 | Form 4 |
PFLEDERER MARK R Vice President | 2006-02-01 12:20:53 | 12,563 0 | 12,563 | Form 4 |
Mayo William D Vice President | 2006-02-03 16:25:11 | 12,488 0 | 12,488 | Form 4 |
BELL MARY H Vice President | 2006-02-01 18:08:16 | 12,235 0 | 12,235 | Form 4 |
REED DEBRA L Director | 2024-06-13 13:10:04 | 12,219 0 | 12,219 | Form 4 |
SCHWAB SUSAN C Director | 2024-11-18 16:44:51 | 10,846 0 | 10,846 | Form 4 |
Creed Joseph E Chief Operating Officer | 2024-10-28 16:23:01 | 9,240 0 | 9,240 | Form 4 |
Copeland Jananne A. Chief Accounting Officer | 2019-02-14 17:29:09 | 4,449 4,446 | 8,895 | Form 4 |
FOSLER GAIL D Director | 2009-08-06 10:21:11 | 8,515 0 | 8,515 | Form 4 |
WHITE MILES D Director | 2022-03-02 12:58:37 | 8,382 0 | 8,382 | Form 4 |
WILKINS RAYFORD JR Director | 2024-06-13 13:11:23 | 7,522 0 | 7,522 | Form 4 |
Huntsman Jon M Jr Director | 2017-03-08 16:46:42 | 6,898 0 | 6,898 | Form 4 |
Ayotte Kelly Director | 2023-06-15 11:03:06 | 6,113 0 | 6,113 | Form 4 |
BRAZIL JOHN R Director | 2011-05-09 16:29:35 | 6,080 0 | 6,080 | Form 4 |
Fish James C Jr Director | 2024-06-13 13:11:08 | 5,427 0 | 5,427 | Form 4 |
DICKINSON DANIEL M Director | 2024-11-07 12:32:28 | 4,976 0 | 4,976 | Form 4 |
Bozeman David P Senior Vice President | 2016-10-04 18:09:56 | 4,805 0 | 4,805 | Form 4 |
Kaiser Jason Group President | 2024-10-28 16:24:21 | 4,521 0 | 4,521 | Form 4 |
Owens Derek CLO & General Counsel | 2024-04-02 19:44:04 | 4,108 0 | 4,108 | Form 4 |
Johnson Gerald Director | 2024-09-05 12:44:40 | 2,842 0 | 2,842 | Form 4 |
Schaupp William E Chief Accounting Officer | 2024-11-04 14:58:58 | 2,781 0 | 2,781 | Form 4 |
Marvel Gary Michael Chief Accounting Officer | 2022-02-17 13:54:03 | 0 1,641 | 1,641 | Form 4 |
Marks Judith Fran Director | 2024-06-13 13:09:32 | 1,227 0 | 1,227 | Form 4 |
MacLennan David Director | 2024-10-01 13:06:19 | 137 0 | 137 | Form 4 |
KEENE NAZZIC S Director | 2024-11-07 10:36:05 | 30 0 | 30 | Form 3 |