Insider Holders & Insider Ownership - Guggenheim Active Allocation Fund (GUG)

List of insiders holdings for Guggenheim Active Allocation Fund:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
Barnes Randall C
TRUSTEE
Director
2024-10-04 11:48:1865,322
0
65,322Form 4
TOUPIN RONALD E JR
TRUSTEE
Director
2024-04-01 11:46:4411,046
0
11,046Form 4
GUGGENHEIM FUNDS INVESTMENT ADVISORS LLC
Investment Adviser
2021-11-24 16:46:275,000
0
5,000Form 3
Brock-Kyle Angela
TRUSTEE
Director
2024-09-03 17:08:283,356
0
3,356Form 4
SPONEM SANDRA G
TRUSTEE
Director
2022-06-09 14:07:251000
0
1000Form 4
NYBERG RONALD
TRUSTEE
Director
2022-11-02 13:49:09800
0
800Form 4
Bloch Adam
portfolio manager
2021-11-24 15:35:580
0
0Form 3
Rehder William
Assistant Vice President
2021-11-26 11:05:140
0
0Form 3
Minerd B. Scott
Chief Inv. Officer of Adviser
2021-11-26 11:00:450
0
0Form 3
McWhinnie Glenn
Assistant Treasurer
2021-11-24 16:40:360
0
0Form 3
Walsh Anne Bookwalter
Managing Dir. to Subadvisor
2021-11-24 16:20:100
0
0Form 3
Szafran Jon
Assistant Treasurer
2021-11-24 15:52:360
0
0Form 3
Brown Steven H.
Portfolio Manager
2021-11-24 15:45:400
0
0Form 3
Guggenheim Partners Investment Management LLC
Investment Adviser Affiliate
2021-11-24 14:49:220
0
0Form 3
Serdensky Evan Loring
Portfolio Manager
2021-11-24 15:33:060
0
0Form 3
Hollowell III Orenzo Perry
Portfolio Manager
2021-11-24 15:31:090
0
0Form 3
Megaris Michael P
Assistant Secretary
2021-11-24 15:28:530
0
0Form 3
Mathiasen Mark
Secretary
2021-11-24 15:27:560
0
0Form 3
Stone Bryan
Vice President
2021-11-24 15:26:570
0
0Form 3
Scott Kimberly J.
Assistant Treasurer
2021-11-24 15:24:280
0
0Form 3
Sullivan John Louis
CFO, Chf Acctng Off & Treas.
2021-11-24 15:23:050
0
0Form 3
Howley James
Assistant Treasurer
2021-11-24 15:21:470
0
0Form 3
Catalucci Joanna M.
Interim CCO
2021-11-24 15:19:300
0
0Form 3
Binder Brian E.
President and CEO
2021-11-24 15:16:380
0
0Form 3
LYDON THOMAS F JR
Trustee
Director
2021-11-24 15:12:350
0
0Form 3