List of insiders holdings for Emmaus Life Sciences Inc.:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
| 1 | Niihara Yutaka Chairman and CEO 10% Owner | 2023-02-21 13:22:36 | 20,979,966 0 | 20,979,966 | Form 13D |
| 2 | Brandt Leonard J. Director 10% Owner | 2009-08-28 20:37:14 | 9,298,777 1,974,246 | 11,273,023 | Form 4 |
| 3 | Zanett Opportunity Fund Ltd. McAdoo Capital Inc. 10% Owner | 2012-03-12 11:49:41 | 7,600,000 0 | 7,600,000 | Form 3 |
| 4 | Ketchum Jennie 10% Owner | 2004-07-08 14:11:48 | 7,350,000 0 | 7,350,000 | Form 13D |
| 5 | Ketchum Thomas Secretary 10% Owner | 2004-07-08 14:12:13 | 7,350,000 0 | 7,350,000 | Form 13D |
| 6 | SCHINDLER WALTER Director | 2014-07-14 16:22:37 | 0 6,069,376 | 6,069,376 | Form 4 |
| 7 | JONES DAVID B Sail Venture Partners LP Sail Venture Partners LLC Director 10% Owner | 2014-07-08 16:50:21 | 5,847,402 0 | 5,847,402 | Form 13D |
| 8 | Lim Seah H. Director | 2025-02-04 11:00:15 | 4,147,426 0 | 4,147,426 | Form 13G |
| 9 | OMAN MARK C 10% Owner | 2015-12-28 20:41:27 | 0 4,000,000 | 4,000,000 | Form 4 |
| 10 | Suffin Stephen C 10% Owner | 2007-03-19 21:57:13 | 700,090 3,042,513 | 3,742,603 | Form 3 |
| 11 | KALLINS GEORGE J Director | 2010-11-17 18:35:58 | 3,588,177 0 | 3,588,177 | Form 13D |
| 12 | NuPharm LLC 10% Owner | 2007-03-19 21:43:34 | 3,042,513 0 | 3,042,513 | Form 3 |
| 13 | Noonan William 10% Owner | 2004-07-08 14:12:25 | 3,041,475 0 | 3,041,475 | Form 13D |
| 14 | KEYES VINCENT MICHAEL III President and Interim CFO 10% Owner | 2004-07-08 14:12:06 | 2,500,000 0 | 2,500,000 | Form 13D |
| 15 | Isco Michael 10% Owner | 2004-07-08 14:11:25 | 2,500,000 0 | 2,500,000 | Form 13D |
| 16 | Tran Lan T. Chief Administrative Officer | 2019-07-30 10:05:59 | 1,129,213 0 | 1,129,213 | Form 3 |
| 17 | PAPPAJOHN JOHN Director 10% Owner | 2019-05-23 16:59:44 | 1,117,925 0 | 1,117,925 | Form 4 |
| 18 | RSJ Investments SICAV a.s. acting in respect of its sub-fund (podfond) RSJ Gradus podfond RSJ Investment SICAV a.s. 10% Owner | 2018-11-21 16:50:39 | 1,056,474 0 | 1,056,474 | Form 4/A |
| 19 | LEE WILLIS C Co-President & COO | 2024-02-29 18:11:11 | 395,124 400,594 | 795,718 | Form 4 |
| 20 | Osato Masaharu Director | 2019-09-11 14:48:02 | 222,834 516,152 | 738,986 | Form 3 |
| 21 | JONES DAVID B Director 10% Owner | 2011-03-02 18:18:11 | 0 666,666 | 666,666 | Form 4 |
| 22 | Richardson & Patel LLP 10% Owner | 2007-01-31 17:02:45 | 656,103 0 | 656,103 | Form 13D |
| 23 | Hertz Horace CFO | 2007-08-10 21:28:54 | 651,250 0 | 651,250 | Form 4 |
| 24 | HARBIN HENRY T Director | 2010-03-05 20:46:12 | 650,000 0 | 650,000 | Form 4 |
| 25 | Hoffman Daniel A President and CMO | 2010-03-05 20:46:50 | 500,000 0 | 500,000 | Form 4 |
| 26 | Herguth Patrick Chief Executive Officer | 2018-12-14 16:55:37 | 400,000 0 | 400,000 | Form 4 |
| 27 | Thompson Tommy G Director | 2010-03-05 20:44:17 | 400,000 0 | 400,000 | Form 4 |
| 28 | Phillips Silas A CEO, CFO and Secretary | 2006-07-26 18:26:51 | 322,674 0 | 322,674 | Form 3 |
| 29 | Smith Robin L Director | 2019-05-10 17:30:32 | 311,539 0 | 311,539 | Form 4 |
| 30 | Luce Bradley V.P. Finance & Controller | 2009-02-09 13:10:36 | 275,000 0 | 275,000 | Form 4 |
| 31 | Vaccaro Jerome Director | 2010-03-05 20:45:03 | 250,000 0 | 250,000 | Form 4 |
| 32 | TURNER RICHARD W Director | 2013-05-28 20:01:09 | 250,000 0 | 250,000 | Form 4 |
| 33 | TIERNEY THOMAS T Director 10% Owner | 2016-12-02 16:39:13 | 20,000 216,345 | 236,345 | Form 4 |
| 34 | Stark Charles William CSO & EVP Clinical Development | 2024-02-05 16:37:09 | 200,000 0 | 200,000 | Form 4 |
| 35 | Sekulich George Co-President & CCO | 2024-02-05 16:35:30 | 200,000 0 | 200,000 | Form 4 |
| 36 | NAGASAKI YASUSHI CFO | 2024-02-05 16:34:12 | 200,000 0 | 200,000 | Form 4 |
| 37 | FOLLMAN ROBERT J Director | 2016-11-02 21:07:03 | 20,000 147,781 | 167,781 | Form 4 |
| 38 | Unanue Peter Director | 2018-10-10 20:07:10 | 126,627 0 | 126,627 | Form 4 |
| 39 | ZEN Wei Peu Director | 2024-02-05 16:39:29 | 100,000 0 | 100,000 | Form 4 |
| 40 | Zwicker Ian Harvey Director | 2024-02-05 16:40:23 | 100,000 0 | 100,000 | Form 4 |
| 41 | Harris Geoffrey E. Director | 2018-10-10 20:04:48 | 97,110 0 | 97,110 | Form 4 |
| 42 | DARKOCH MICHAEL Executive VP & CMO | 2012-12-18 17:33:00 | 53,333 0 | 53,333 | Form 4 |
| 43 | Sherwood Joseph Charles III Chief Financial Officer | 2019-07-26 14:02:43 | 52,507 0 | 52,507 | Form 3/A |
| 44 | Carpenter George C IV Chief Innovation Officer | 2018-12-14 16:54:19 | 50,000 0 | 50,000 | Form 4 |
| 45 | Lui Alfred Fu Kong Director | 2022-01-05 16:33:27 | 10,000 32,358 | 42,358 | Form 4 |
| 46 | SASSINE ANDY Former Director Director | 2016-11-02 21:08:26 | 20,000 0 | 20,000 | Form 4 |
| 47 | McAdoo Zachary Former Director Director | 2016-11-02 21:16:15 | 20,000 0 | 20,000 | Form 4 |
| 48 | Teranishi Lori Director | 2022-01-24 13:05:18 | 0 18,161 | 18,161 | Form 3 |
| 49 | Buck Paul Chief Financial Officer | 2016-11-02 21:14:59 | 16,000 0 | 16,000 | Form 4 |
| 50 | D'Ambrosio Donald Eric Chief Financial Officer | 2019-06-26 19:26:25 | 10,000 0 | 10,000 | Form 4 |
| 51 | Wood Jane Pine Director | 2020-04-24 17:33:36 | 0 0 | 0 | Form 3 |
| 52 | Dickey Robert IV Director | 2019-07-30 10:07:51 | 0 0 | 0 | Form 3 |
| 53 | Votruba Michal Director | 2018-11-20 17:56:42 | 0 0 | 0 | Form 4/A |
| 54 | DEWALD MAURICE J Director | 2012-04-02 13:39:53 | 0 0 | 0 | Form 3 |
| 55 | LEFEVRE ARTHUR RICHARD Director | 2004-07-08 12:31:27 | 0 0 | 0 | Form 3 |
| 56 | ABSHER MARK A Director | 2004-07-08 12:17:40 | 0 0 | 0 | Form 3 |
| 57 | Kuwahara Jon Director | 2024-10-09 14:35:28 | 0 0 | 0 | Form 3 |