Insider Holders & Insider Ownership - CHINA FUND INC (CHN)

List of insiders holdings for CHINA FUND INC:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
CITY OF LONDON INVESTMENT GROUP PLC
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
10% Owner
2020-02-12 16:24:113,324,067
0
3,324,067Form 13G
KE SHIFENG
Vice President
2012-12-10 10:22:110
33,936
33,936Form 5
RUFFLE CHRIS
Vice President
2011-12-09 12:40:510
29,400
29,400Form 5
SKINNER JAMIE
President
2012-12-10 10:20:433,250
0
3,250Form 5
ROGERS JOE O
Director
2018-12-17 16:32:223,245
0
3,245Form 5
Silver Richard
Director
2018-09-07 10:25:553,000
0
3,000Form 4
FRENCH GARY L
Director
2014-01-14 14:59:192,500
0
2,500Form 4
LIGHTBURN JAMES J
Director
2008-08-29 10:15:461,866
0
1,866Form 4
Kirby William
Director
2010-03-09 16:24:051,538
0
1,538Form 4
TREMAIN ALAN
Director
2006-05-05 15:02:041,195
0
1,195Form 4
Iwanicki George John JR
Director
2022-01-28 16:53:221,100
0
1,100Form 4
Hu Yan
Director
2023-09-29 10:16:561000
0
1000Form 4
TULLOCH NIGEL S
Director
2005-08-22 15:18:09701
0
701Form 4
Reid Julian
Director
2019-12-30 13:56:09500
0
500Form 4
Link Brian F
Secretary
2014-07-17 16:38:400
0
0Form 3
Sluyters Julian
Affiliated Person
2014-04-09 16:39:580
0
0Form 3/A
Coop Tracie Annette
Secretary
2014-12-16 13:45:090
0
0Form 5
PHUA Adam Joo Han
President
2014-12-16 15:33:010
0
0Form 5
Bengtson-Olivieri Erin
Affiliated Person
2014-04-29 17:20:320
0
0Form 3
Bonanno Peter
Affiliated Person
2015-01-07 15:22:560
0
0Form 3
Flaherty Matthew W
Assistant Treasurer
2015-05-06 14:09:170
0
0Form 3
Coughlin Linda C
Director
2015-09-23 13:30:000
0
0Form 3
Hayes Francine Sophia
Assistant Secretary
2015-12-29 13:20:050
0
0Form 5
HALLET CHAD C
Assistant Treasurer
2015-12-29 13:23:110
0
0Form 5
Dell Laura F.
Treasurer
2015-12-29 13:25:380
0
0Form 5
Rohweder Herold
Affiliated Person
2014-04-09 16:39:030
0
0Form 3/A
Owen David C.
Affiliated Person
2014-04-09 16:37:420
0
0Form 3/A
Parker Jeffrey D
See remarks
2016-06-17 14:46:010
0
0Form 3
CONNOLLY CAROLINE
Assistant Treasurer
2015-12-29 13:30:040
0
0Form 5
Eu Douglas
SEE REMARKS
2016-01-08 17:22:150
0
0Form 3
Kumar Satya
SEE REMARKS
2016-01-13 19:27:350
0
0Form 3
Carlino Giorgio
SEE REMARKS
2016-01-13 19:07:240
0
0Form 3
Grau William
SEE REMARKS
2016-01-15 16:03:120
0
0Form 3/A
Jobson David
Affiliated Person
2014-04-09 16:33:020
0
0Form 3/A
Mildner Heiko
Affiliated Person
2017-01-09 13:54:250
0
0Form 3
Thompson Kathleen C.
Affiliated Person
2017-01-10 14:35:300
0
0Form 3
Shore Richard Daniel
Director
2018-12-17 16:35:110
0
0Form 5
HOLLAND MICHAEL F
Director
2018-12-19 15:43:280
0
0Form 4
Wheeler Frank L
President
2019-03-07 11:27:160
0
0Form 3
Noriega-Lum Theresa
President
2024-03-25 13:49:530
0
0Form 5
Byrkit Doug
President
2024-04-12 11:02:450
0
0Form 3
Perugini Thomas
Principal Financial Officer
2024-07-09 17:04:000
0
0Form 3
Labbe Monique
Principal Financial Officer
2024-07-09 17:07:220
0
0Form 5
Keniston Patrick J
Chief Compliance Officer
2011-08-09 13:40:120
0
0Form 3
EU ANDREW DOUGLAS
Affiliated Entity
2012-03-02 14:47:140
0
0Form 3/A
MCKAY GEORGE ALAN
Affiliated Entity
2012-03-02 14:45:470
0
0Form 3/A
Wargon Annette
Affiliated Entity
2012-02-28 15:41:470
0
0Form 3
RCM Asia Pacific Ltd
Affiliated Entity
2012-02-21 20:44:370
0
0Form 3
CHOW JOVITA
Affiliated Entity
2012-02-21 20:34:210
0
0Form 3
Chan Raymond
Affiliated Entity
2012-02-21 19:18:400
0
0Form 3
Law Terence
Affiliated Entity
2012-02-21 19:17:000
0
0Form 3
Rossiter Kent
Affiliated Entity
2012-02-21 19:14:510
0
0Form 3
CHUNG SAU HA CHRISTINA
Affiliated Entity
2012-03-02 14:52:020
0
0Form 3/A
WATSON ELIZABETH ANN
Secretary
2010-12-14 15:09:360
0
0Form 5
O SULLIVAN BRIAN D
ASSISTANT TREASURER
2009-03-30 15:45:130
0
0Form 3
Cox William Christopher
Treasurer
2008-12-12 19:55:570
0
0Form 5
Zeven Mary Moran
Secretary
2008-12-11 08:54:140
0
0Form 5
Hahesy Paul Francis JR
Chief Compliance Officer
2007-10-24 11:59:010
0
0Form 3
Reyes Thomas J
Assistant Secretary
2005-06-27 15:42:070
0
0Form 3
BULGER DANIEL
Assistant Secretary
2004-06-07 12:02:100
0
0Form 3
Carroll John
Affiliated Person
2014-04-09 16:27:120
0
0Form 3/A
Lohrfink Jill
Affiliated Person
2014-04-09 16:35:560
0
0Form 3/A
Koo Paul
Affiliated Person
2014-04-09 16:34:570
0
0Form 3/A
King Susan M
Affiliated Person
2014-04-09 16:34:000
0
0Form 3/A
LYONS JOSEPH M
Director of investment adviser
Director
2003-09-03 15:52:420
0
0Form 3
Gaffney Brian J.
Affiliated Person
2014-04-09 16:31:490
0
0Form 3/A
FORSYTH DOUGLAS
Affiliated Person
2014-04-09 16:29:540
0
0Form 3/A
Fischer Ben J
Affiliated Person
2014-04-09 16:28:560
0
0Form 3/A
Claussen Barbara R
Affiliated Person
2014-04-09 16:28:050
0
0Form 3/A
Migliori Scott
Affiliated Person
2014-04-09 16:36:520
0
0Form 3/A
Allianz Global Investors U.S. LLC
Affiliated Entity
2014-04-09 16:25:570
0
0Form 3/A
Allianz Asset Management of America L.P.
Affiliated Entity
2014-04-09 16:24:510
0
0Form 3/A
Quirk Joseph
President
2014-03-20 17:22:200
0
0Form 3
Chan Yuen Shan
Affiliated Person
2013-01-16 17:16:210
0
0Form 3
JIN LI
Director
2013-01-08 11:43:500
0
0Form 3
Royer William Raymond
Chief Compliance Officer
2012-12-10 10:18:390
0
0Form 5
SATTELMAIR PETER
Assistant Treasurer
2012-06-15 11:05:500
0
0Form 3