Insider Holders & Insider Ownership - DWS STRATEGIC MUNICIPAL INCOME TRUST (KSM)

List of insiders holdings for DWS STRATEGIC MUNICIPAL INCOME TRUST:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
MCCLAYTON WILLIAM R
Director
2019-08-30 15:03:2121,093
0
21,093Form 4
Clark Michael G
President
2011-06-09 11:50:5812,856
0
12,856Form 4
WADSWORTH ROBERT H
Director
2013-09-10 09:46:017,500
0
7,500Form 4
PARTNERRE LTD
PartnerRe Principal Finance Inc.
Partner Reinsurance Co of the U.S.
10% Owner
2015-06-02 10:54:400
2,419
2,419Form 4
BALLANTINE JOHN W
Director
2019-08-13 12:29:062,335
0
2,335Form 4
FROEWISS KENNETH C
Director
2014-06-23 09:52:491,100
0
1,100Form 4
FREEMAN PAUL K
Director
2014-06-04 11:22:29750
0
750Form 4
RIMEL REBECCA W
Director
2014-05-27 11:17:13405
0
405Form 4
Driscoll Dawn Marie
Director
2012-12-05 09:21:56323
0
323Form 4
Lee Joonsuk
Section 16 Reporting Person
2013-01-02 11:46:080
0
0Form 3
Bassett Fiona
Director of Investment Adviser
Director
2016-08-25 12:57:430
0
0Form 3
Chang Wahgo
Director of Investment Adviser
Director
2016-08-25 12:45:360
0
0Form 3
McCarthy Patrick Robert
Section 16 reporting officer
2016-07-18 09:40:240
0
0Form 3
Mogavero Erik
Chief Compliance officer of IA
2016-06-01 10:03:100
0
0Form 3
Hogan Scott D
Chief Compliance officer
2016-06-01 09:52:010
0
0Form 3
Richter Gregory
Section 16 Reporting Officer
2016-01-19 11:48:520
0
0Form 3
Cassedy John
EVP of Investmemt Adviser
2016-08-25 13:28:370
0
0Form 3
PARTNERRE LTD
Partner Reinsurance Co Ltd.
PartnerRe Principal Finance Inc.
10% Owner
2015-06-02 10:33:100
0
0Form 13D
Goodfield Ashton
Portfolio Manager
2014-10-22 15:35:220
0
0Form 3
Sarbinowski Joseph Walter
President of Advisor
2013-11-12 15:12:330
0
0Form 3
Salit Wayne
AML Compliance Officer
2014-06-18 13:41:070
0
0Form 3
Uzcan Hepsen
Assistant Secretary
2013-01-09 10:30:360
0
0Form 3
Burns Christopher
Director and COO of IA
2013-01-16 14:57:090
0
0Form 3
Tanzil Nancy
CFO & Treasurer of IA
2013-04-01 12:33:530
0
0Form 3
Joslin Richard Anthony
Section 16 Reporting Person
2013-07-23 11:15:070
0
0Form 3
Costello Brian
Director & COO of Inv. Adviser
2014-04-29 11:23:200
0
0Form 3
Abdo Bernard
Executive VP of Adviser
2013-12-17 10:57:030
0
0Form 3
Binder Brian E.
Fund President
2013-12-02 09:29:150
0
0Form 3
CITIGROUP INC
10% Owner
2020-12-10 13:14:570
0
0Form 13G
Saba Capital Management L.P.
Weinstein Boaz
10% Owner
2024-11-21 20:17:280
0
0Form 13D
JPMorgan Chase Bank N.A.
10% Owner
2024-11-01 12:20:260
0
0Form 13G
Kircher Richard
Deputy AML Compliance Officer
2024-09-24 10:27:330
0
0Form 3
Wong Yvonne K
Assistant Treasurer
2023-12-01 15:29:100
0
0Form 3
Daugherty Mary S
Director
2023-08-16 16:21:150
0
0Form 3
Catrambone George
Director of Investment Adviser
Director
2023-06-07 15:18:340
0
0Form 3
HERRING RICHARD J
Director
2022-12-21 17:25:590
0
0Form 4
Schrand Catherine
Director
2021-12-03 12:11:560
0
0Form 3
Perry Chad
Director
2021-11-22 09:30:290
0
0Form 3
Rijs Christian
AML Compliance Officer
2021-11-02 09:09:500
0
0Form 3
ALOISI PETER
Portfolio Manager
2021-10-01 12:55:540
0
0Form 3
Delman Helen
Section 16 Officer
2021-09-13 13:51:300
0
0Form 3
Blodgett Paul
Director of Investment Adviser
Director
2016-08-25 13:07:590
0
0Form 3
Goveia Michelle S.
AML Compliance Officer
2020-07-13 13:08:150
0
0Form 3
Fox Keith R
Director
2019-06-05 14:54:250
0
0Form 4
Crawford Ciara L.
Assistant Secretary
2019-02-12 13:28:220
0
0Form 3
Farrington Chad
Portfolio Manager
2018-12-19 16:20:290
0
0Form 3
Caponi Armond Gene
Portfolio Manager
2018-07-31 13:57:160
0
0Form 3
Flynn Carol
Portfolio Manager
2018-06-28 15:48:240
0
0Form 3
Generazo Michael
Portfolio Manager
2018-06-26 09:11:060
0
0Form 3
Cadogan Sheila
Assistant Treasurer
2017-07-17 10:21:150
0
0Form 3
Kendall Robert D III
Director of Investment Advisor
Director
2016-12-01 10:34:480
0
0Form 3
Staples Gregory
Director of Investment Adviser
Director
2016-08-30 10:06:540
0
0Form 3
Woods Michael J
President of Inv. Adviser
2012-11-20 10:47:560
0
0Form 3
Gagliardi William A
IA Director, Treasurer & CFO
2005-01-03 09:10:250
0
0Form 3
Delaney Kyle P
Executive VP of Inv. Adviser
2007-03-30 12:00:080
0
0Form 3
Antosca Paul
Assistant Treasurer
2007-03-12 10:51:390
0
0Form 3
Pak John
Secretary & CLO of Inv Adviser
2006-12-07 16:01:220
0
0Form 3
Kloby Robert A
Chief Compliance Officer
2006-09-29 16:24:420
0
0Form 3
Campion Patrick
Investment Adviser EVP
2006-03-23 16:48:330
0
0Form 3
Robbins John
Chief Compliance Officer of IA
2006-02-06 12:05:420
0
0Form 3
Birmingham Jennifer
Treasurer and CFO of Adviser
2005-12-19 11:14:210
0
0Form 3
ESPOSITO VINCENT J
President
2005-09-30 13:17:330
0
0Form 3
Cullen Mark
Inv. Adviser Executive VP
2005-08-31 11:49:550
0
0Form 3
Schwarzer Axel
IA Director, President & CEO
2005-07-11 10:46:000
0
0Form 3
McHugh Scott
Assistant Treasurer
2005-05-11 11:50:310
0
0Form 3
Colon Michael
Inv Adviser Director & COO
2005-03-23 12:21:320
0
0Form 3
Clark John W Jr
Assistant Treasurer
2008-01-29 09:43:150
0
0Form 3
Gallo Philip W
Chief Compliance Officer
2004-10-08 12:33:100
0
0Form 3
Schubert Paul
Chief Financial Officer
2004-10-04 13:12:290
0
0Form 3
SMITH A THOMAS III
IA Secretary & Chief Legal Off
2004-08-12 13:33:580
0
0Form 3
SHIEBLER WILLIAM N
Chairman of the Board
2004-06-22 10:23:540
0
0Form 3
Sluyters Julian
Chief Executive Officer
2004-06-22 09:50:380
0
0Form 3
Gay Kevin
Assistant Treasurer
2004-05-20 10:16:220
0
0Form 3
LYONS BRENDA
President
2003-12-03 16:45:540
0
0Form 3
TRESSITT EVELYN B
Director of Investment Manager
Director
2003-10-31 11:31:050
0
0Form 3
GROHOWSKI LEO P
EVP of the Investment Adviser
2003-08-04 18:17:310
0
0Form 3
NELUND GLORIA S
EVP of the Investment Adviser
2003-08-04 12:12:050
0
0Form 3
BURKE STEPHEN R
EVP of the Investment Adviser
2003-08-04 10:38:460
0
0Form 3
Beck W Douglas
Section 16 Officer
2009-01-28 14:52:380
0
0Form 3
MacDougall Bennett
Secretary and CLO of IA
2012-07-11 09:51:350
0
0Form 3
Ferreira Christopher
Section 16 Reporting Person
2012-04-30 11:26:300
0
0Form 3
Zalucki Kristine A.
Section 16 Insider
2012-01-04 14:26:410
0
0Form 3
Ettenson Francine
CFO & Treasurer of Inv Adviser
2010-08-03 11:53:090
0
0Form 3
Caruso John Francis
AML Compliance Officer
2010-02-26 11:18:160
0
0Form 3
Gefeke Ingo
Director
2010-02-09 10:08:020
0
0Form 3
CONDON PHILIP G
Portfolio Manager
2009-12-28 09:53:150
0
0Form 4
Nestle Cynthia Pierce
Director of Investment Advisor
Director
2009-09-17 16:03:240
0
0Form 3
Miranda Alban Joseph
Director of Investment Adviser
Director
2009-09-17 15:18:060
0
0Form 3
Nolan John Russell
Director of Investment Adviser
Director
2009-09-17 14:46:310
0
0Form 3
Rosner Christine Louise
Director of Investment Adviser
Director
2009-09-17 14:42:400
0
0Form 3/A
Flinn Rebecca Louise
Portfolio Manager
2009-01-28 14:55:250
0
0Form 3
WALLACE JEFFREY S
Dir. of the Investment Adviser
2003-07-17 21:41:460
0
0Form 3
Morrow Melinda Ann
Section 16 Officer
2009-01-28 13:04:270
0
0Form 3
Rubin Rita Taylor
Assitant Secretary
2009-01-28 12:46:590
0
0Form 3
Nurse Kerel Rodwell
Section 16 Officer
2009-01-28 12:23:560
0
0Form 3
Vazquez Jason
AML Compliance Officer
2009-01-27 14:01:010
0
0Form 3
Goldman David M
Section 16 Officer
2009-01-26 15:38:580
0
0Form 3
MILLETTE JOHN
Vice President & Secretary
2009-01-26 14:43:360
0
0Form 3
Stromberg Jean Gleason
Director
2008-05-20 17:17:150
0
0Form 3
SEARCY WILLIAM N
Director
2008-05-20 15:49:560
0
0Form 3
BECTON HENRY P JR
Director
2008-05-20 12:49:030
0
0Form 3
Jackson J Christopher
Chief Legal Officer
2008-04-01 10:44:090
0
0Form 3
Kenneally Diane George
Assistant Treasurer
2008-02-01 17:08:270
0
0Form 3