SRNEQ Insider Holders & Insider Ownership - Sorrento Therapeutics Inc.

List of insiders holdings for Sorrento Therapeutics Inc.:

Shares directly owned by the insider.
Shares indirectly owned by the insider.
Total shares owned by the insider (sum of shares directly and indirectly owned).
Total market value if available.
Shares are not adjusted for stock split.

"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#	Insider Holder Name	Report Date Time	Shares Owned Directly Indirectly	Total Shares Owned	Filing
1	GLAUSER STEVEN JERRY 10% Owner	2008-07-07 17:02:31	41,086,194 0	41,086,194	Form 4
2	SCHUH ANTONIUS Chairman and CEO 10% Owner	2010-02-18 18:59:56	25,634,329 0	25,634,329	Form 4
3	ZANIBONI STEVE Director 10% Owner	2010-11-30 12:51:32	25,579,329 0	25,579,329	Form 4
4	Ji Henry See Remarks	2023-03-20 19:52:53	6,265,805 2,331,693	8,597,498	Form 4
5	ABG Management Ltd ABG II-SO Ltd ABG Innovation-SO Ltd ABG SRNE Ltd Ally Bridge Group Capital Partners II L.P. Ally Bridge Group Innovation Capital Partners III L.P. Ally Bridge LB Healthcare Master Fund Ltd Ally Bridge LB Management Ltd Li Bin Yu Fan 10% Owner	2020-02-14 06:05:05	4,910,374 0	4,910,374	Form 13G
6	SILVER NOAH M VP, Secretary and Treasurer	2008-07-07 17:05:48	4,054,666 0	4,054,666	Form 3
7	Asia Pacific MedTech (BVI) Ltd Gu Nana 10% Owner	2021-02-01 16:34:47	3,549,074 0	3,549,074	Form 13G
8	SCIFRES DONALD R 10% Owner	2015-02-17 15:38:55	1,753,555 0	1,753,555	Form 13G
9	STEIN RONALD M Director	2008-07-09 19:14:08	1,693,472 0	1,693,472	Form 3
10	LITTMAN M A Former 10% Owner	2007-04-04 13:34:49	1,500,000 0	1,500,000	Form 4
11	SOON-SHIONG PATRICK Chan Soon-Shiong Family Foundation Cambridge Equities LP MP 13 Ventures LLC Former 10% Owner	2016-07-11 18:11:25	0 1,224,138	1,224,138	Form 4
12	HALPRYN GLENN L Director	2014-03-11 16:05:22	803,783 0	803,783	Form 13D
13	Weisberg Alan Jay CFO	2008-07-08 12:48:33	785,925 0	785,925	Form 3
14	Ng George K See Remarks	2018-02-28 19:04:44	465,615 105,789	571,404	Form 4
15	Miao Zhenwei SVP, Head of ADC Development	2015-05-22 16:30:27	559,390 0	559,390	Form 4
16	CZEREPAK ELIZABETH EVP & Chief Financial Officer	2022-05-20 17:14:46	350,000 0	350,000	Form 4
17	VINCENT RICHARD G See Remarks	2014-10-09 16:05:22	270,000 0	270,000	Form 4
18	SHAH JAISIM Director	2021-08-30 20:14:40	250,000 0	250,000	Form 4
19	Wu Yue Alexander Director	2021-08-30 20:16:20	250,000 0	250,000	Form 4
20	Followwill Dorman Director	2021-08-30 20:12:02	250,000 0	250,000	Form 4
21	Lemus David Director	2021-08-30 20:13:44	250,000 0	250,000	Form 4
22	Smith Robin L Director	2021-09-03 17:36:54	235,000 0	235,000	Form 4
23	Uy George See Remarks	2015-09-21 20:55:28	201,735 0	201,735	Form 4
24	Marth William S Director	2016-07-12 17:01:36	182,000 0	182,000	Form 4
25	Royal Mike See Remarks	2014-10-06 16:05:25	160,000 0	160,000	Form 3
26	Asghar Najjam Chief Financial Officer	2021-03-17 16:57:12	156,974 0	156,974	Form 4
27	Durand Mark EVP & CFO	2015-05-01 11:43:57	145,000 0	145,000	Form 4
28	Toledano Miranda Jayne EVP-Corporate Development	2016-10-05 17:00:42	130,000 0	130,000	Form 3
29	Rodi Charles P VP, Research & Development	2010-02-09 16:41:48	120,000 0	120,000	Form 4
30	Shao Jiong Chief Financial Officer	2020-06-15 18:11:07	120,000 0	120,000	Form 4
31	ZELDIS JEROME B See Remarks	2018-11-27 19:49:49	100,000 0	100,000	Form 4
32	Lee Edgar Director	2020-06-15 18:09:59	100,000 0	100,000	Form 4
33	Reilly Tammy Director	2022-05-20 17:11:29	100,000 0	100,000	Form 4
34	EBERSOLE DOUGLAS O Director	2016-07-12 17:01:29	94,000 0	94,000	Form 4
35	Singh Amar See Remarks	2014-01-09 17:02:51	80,000 0	80,000	Form 3
36	HSIAO JANE PH D Director	2012-02-07 18:21:06	75,000 0	75,000	Form 4
37	Ponce Acquisition LLC 10% Owner	2007-04-05 18:15:41	50,000 0	50,000	Form 13D
38	Molsbergen Martina VP, Business Development	2010-02-09 16:41:16	50,000 0	50,000	Form 4
39	Shuster Lewis Director	2009-09-23 14:55:22	40,000 0	40,000	Form 4
40	Freedman S. James Director	2009-09-22 12:21:24	40,000 0	40,000	Form 4
41	Salka Michael Scott Director	2014-01-24 16:00:34	38,000 0	38,000	Form 4
42	Trieu Vuong CSO Director	2013-10-31 16:55:12	36,000 0	36,000	Form 4
43	Gallagher Cam Director	2014-01-24 16:00:32	35,000 0	35,000	Form 4
44	Deming David H Director	2017-09-18 06:18:21	35,000 0	35,000	Form 4/A
45	Webb David Ritchie Director	2013-10-31 16:50:30	29,000 0	29,000	Form 4
46	AFTING ERNST-GUENTER Director	2013-10-31 16:56:11	26,600 0	26,600	Form 4
47	Tang-Liu Diane D S Director	2012-07-20 19:51:24	15,000 0	15,000	Form 4
48	Lockshin Curtis Director	2012-07-20 19:37:30	15,000 0	15,000	Form 4
49	LEVITT DANIEL J Director	2014-02-03 15:28:43	13,000 0	13,000	Form 3
50	Su Jeffrey Executive VP and COO	2017-02-03 19:49:24	13,000 0	13,000	Form 4
51	Herde Kevin Executive VP and CFO	2017-02-03 19:48:23	7,000 0	7,000	Form 4
52	Ferrigno Dean Chief Accounting Officer	2018-02-28 19:05:01	363 0	363	Form 4
53	Opko Health Inc. 10% Owner	2019-05-09 17:14:03	0 0	0	Form 13D
54	KEATING KEVIN R See Remarks	2008-07-09 16:00:31	0 0	0	Form 4
55	KI EQUITY PARTNERS V LLC See Remarks	2008-07-09 15:58:59	0 0	0	Form 4
56	ANDREWS JEFF L Director	2007-03-26 13:12:04	0 0	0	Form 3
57	BLACKWELL MARGIE L Director	2007-03-26 13:10:29	0 0	0	Form 3
58	WHITING WESLEY F Director	2007-02-22 16:40:26	0 0	0	Form 3
59	Janda Kim Director	2023-02-06 21:10:05	0 0	0	Form 5
60	Green Redgie T Director	2007-02-22 16:37:19	0 0	0	Form 3

Insider Holders & Insider Ownership - Sorrento Therapeutics Inc. (SRNEQ)