Insider Holders & Insider Ownership - MORGAN STANLEY (MS)

List of insiders holdings for MORGAN STANLEY:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
MITSUBISHI UFJ FINANCIAL GROUP INC
10% Owner
2023-10-16 06:05:52378,962,810
0
378,962,810Form 13D
CHINA INVESTMENT CORP
10% Owner
2014-02-13 06:06:5591,782,379
0
91,782,379Form 13G
PURCELL PHILIP J
Chairman of the Board and CEO
2005-01-06 17:50:563,146,348
60,215
3,206,563Form 4
MACK JOHN J
Chairman of the Board
2011-01-21 17:12:061,816,302
857,677
2,673,979Form 4
SCOTT ROBERT G
Director
2004-03-24 13:22:482,508,438
12,140
2,520,578Form 4
PANDIT VIKRAM S
Business Unit Head
2004-12-16 18:14:021,868,055
10,211
1,878,266Form 4
CRUZ ZOE
Co-President
2007-09-11 17:22:221,667,827
10,996
1,678,823Form 4
PERELLA JOSEPH R
Former Vice Chairman
2005-12-09 17:21:461,530,147
4,298
1,534,445Form 5
HAVENS JOHN P
Business Unit Head
2005-03-23 11:02:381,451,030
10,369
1,461,399Form 4
NEWHOUSE STEPHAN F
President
2005-01-05 13:27:541,271,544
29,794
1,301,338Form 4
Taubman Paul J
Co-President-Inst'l Securities
2012-01-24 18:37:361,269,224
12,274
1,281,498Form 4
PICK EDWARD N
Chief Executive Officer
2024-07-19 16:28:011,001,407
4,099
1,005,506Form 4
KELLEHER THOMAS COLM
President
2019-06-04 16:29:14970,068
0
970,068Form 4
Porat Ruth
Chief Financial Officer
2015-03-02 16:53:13881,037
37,921
918,959Form 4
UVA MICHAEL D
Business Unit Co-Head
2005-05-20 16:27:56772,727
6,752
779,479Form 3
SEXTON O GRIFFITH
Director
2014-11-04 17:17:46740,053
0
740,053Form 4
SHEAR NEAL A
Business Unit Head
2005-12-23 14:09:44723,210
10,889
734,099Form 4
CHENEVIX-TRENCH JONATHAN
Business Unit Head
2005-12-15 18:05:27711,011
657
711,668Form 4
ABDEL-MEGUID TAREK F
Business Unit Head
2005-04-01 16:36:32656,843
5,056
661,899Form 4
CHAMMAH WALID A
Chairman/CEO of MS Int'l
2010-10-08 16:50:13639,269
4,412
643,681Form 4
SCULLY ROBERT W
Co-President
2006-12-29 12:54:10528,462
101,886
630,348Form 4
FLEMING GREGORY J
President-Wealth & Invest Mgt
2015-08-31 17:01:40498,726
104,550
603,276Form 4
SIDWELL DAVID H
Chief Financial Officer
2006-12-14 19:53:14560,430
170.61
560,601Form 4
GORMAN JAMES P
Executive Chairman
2024-07-26 16:09:26406,351
152,008
558,359Form 4
MERIN MITCHELL M
Business Unit Head
2005-09-12 17:45:13467,797
46,884
514,681Form 4
NELMS DAVID W
Business Unit Head
2006-10-05 17:07:07458,751
872.29
459,624Form 4
LYNCH GARY G
Chief Legal Officer
2010-01-25 10:01:11455,675
609.79
456,285Form 4
THOMAS OWEN D
Business Unit Head
2006-05-09 16:56:35448,176
7,061
455,237Form 4
SIMKOWITZ DANIEL A
Co-President
2024-07-19 16:28:48442,522
1,721
444,244Form 4
PRUZAN JONATHAN
Chief Operating Officer
2023-01-20 16:26:57406,985
6,198
413,183Form 4
JOHANSSON JERKER M
Business Unit Head
2005-12-15 18:02:16402,684
4,079
406,763Form 4
ROSENTHAL JAMES A
Chief Operating Officer
2016-11-21 16:06:43172,910
208,010
380,920Form 4
Hotsuki Keishi
Chief Risk Officer
2023-02-24 16:30:03339,211
0
339,211Form 4
SAPERSTEIN ANDREW M
Co-President
2024-02-23 16:19:27326,427
0
326,427Form 4
SCHAEFER JOHN H
Business Unit Head
2005-01-10 15:30:42312,100
5,726
317,826Form 4
HELENIAK DAVID W
Vice Chairman
2006-09-29 17:06:14314,553
104.97
314,658Form 4
MURRAY EILEEN K
Head of Global Ops/Tech
2007-04-13 18:10:21297,040
7,903
304,943Form 4
deRegt Kenneth Michael
Global Head-FI Sales/Trading
2011-01-21 17:16:18290,540
548.78
291,089Form 4
SPENCER CORDELL G
Business Unit Head
2006-02-03 17:44:12276,251
5,489
281,740Form 4
CRAWFORD STEPHEN S
Chief Admin Officer
2004-12-16 17:55:49274,146
5,727
279,873Form 4
GROSSMAN ERIC F
Chief Legal/Admin Officer
2024-08-15 16:08:04258,738
0
258,738Form 4
ROONEY ROBERT P
Head of Tech/Ops/Resilience
2022-01-21 16:23:27253,946
0
253,946Form 4
OLAYAN HUTHAM S
Director
2021-05-21 16:40:44194,388
28,129
222,517Form 4
NIDES THOMAS R
Chief Operating Officer
2010-10-08 16:56:25207,612
836.44
208,448Form 4
BRENNAN EDWARD A
Director
2006-01-11 17:15:075,355
199,880
205,235Form 4
LUCZO STEPHEN J
Director
2024-10-18 16:10:3817,879
172,363
190,242Form 4
KEMPF DONALD G JR
Chief Legal Officer
2005-07-08 10:18:33177,494
1,003
178,498Form 4
HOCHSCHILD ROGER C
Business Unit Head
2006-10-12 18:06:21160,432
1,030
161,462Form 4
BOWLES ERSKINE B
Director
2018-02-05 16:24:37159,236
1000
160,236Form 4
KIDDER C ROBERT
Director
2014-05-15 17:50:25158,731
0
158,731Form 4
BRODSKY JEFFREY S
Chief Human Resources Officer
2021-01-22 16:39:31150,095
4,292
154,387Form 4
WIRTH PAUL C
Deputy Chief Financial Officer
2020-01-17 16:41:06153,977
0
153,977Form 4
Johnston Charles D
Head of Morgan Stanley SB
2010-01-22 16:58:52137,436
94.84
137,531Form 4
RIEFLER LINDA H
Global Head of Research
2009-01-09 17:10:42127,408
6,020
133,428Form 3
Smith Charles Aubrey III
Chief Risk Officer
2024-04-19 16:05:48126,190
5,229
131,419Form 4
BARRON FRANCIS P
Chief Legal Officer
2011-01-21 17:17:33130,116
0
130,116Form 4
MORRISON ALASDAIR G
Business Unit Head
2005-12-15 17:56:32122,505
0
122,505Form 4
GLOCER THOMAS H
Director
2024-06-03 16:26:00112,267
0
112,267Form 4
YESHAYA SHARON
Chief Financial Officer
2024-07-19 16:30:33108,689
0
108,689Form 4
HARRIS RAYMOND
Acting Business Unit Head
2005-12-15 17:41:42100,054
7,721
107,775Form 4
BOSTOCK ROY J
Director
2012-05-17 17:11:0795,421
1,775
97,196Form 4
Herz Robert H
Director
2024-07-19 16:29:4195,908
0
95,908Form 4
Nicolaisen Donald T
Director
2016-08-04 16:21:5789,802
0
89,802Form 4
AKRAM RAJA
Deputy Chief Financial Officer
2024-07-19 16:31:2187,119
0
87,119Form 4
OWENS JAMES W
Director
2018-05-29 16:21:2082,783
0
82,783Form 4
TRAQUINA PERRY M
Director
2024-06-03 16:24:0581,322
0
81,322Form 4
DAULA THOMAS V
Chief Risk Officer
2006-10-12 17:58:0175,707
1,112
76,819Form 4
TYSON LAURA D
Director
2015-05-21 16:53:0676,549
0
76,549Form 4
WILKINS RAYFORD JR
Director
2024-06-03 16:24:0472,546
0
72,546Form 4
DAVIES HOWARD J
Director
2015-05-21 16:38:3767,151
0
67,151Form 4
MILES MICHAEL A
Director
2005-03-17 16:36:0765,624
0
65,624Form 4
Miscik Judith A
Director
2024-06-03 16:26:4361,076
0
61,076Form 4
KLEINFELD KLAUS
Director
2016-12-22 16:05:0051,952
0
51,952Form 4
HANCE JAMES H JR
Director
2011-05-20 18:24:5246,946
0
46,946Form 4
Leibowitz Shelley B
Director
2024-06-03 16:24:5446,185
0
46,185Form 4
CRAWLEY MANDELL
Chief Human Resources Officer
2024-07-26 16:10:1643,224
0
43,224Form 4
NOSKI CHARLES H
Director
2009-05-01 16:42:0042,097
0
42,097Form 4
NALLY DENNIS M
Director
2024-06-03 16:25:2241,528
0
41,528Form 4
DARLING ALISTAIR
Director
2023-06-02 16:20:2237,783
0
37,783Form 4
SCHAPIRO MARY L
Director
2024-06-03 16:22:2135,677
0
35,677Form 4
FRANK ALEXANDER C
Controller
2004-12-27 17:17:4023,931
6,391
30,322Form 4
MARSH MILES L
Director
2005-03-17 16:34:2128,862
0
28,862Form 4
PHILLIPS JR CHARLES E
Director
2009-07-30 13:23:1424,521
2,595
27,116Form 4
CORLEY ELIZABETH
Director
2022-04-25 16:09:5126,599
0
26,599Form 4
KNIGHT CHARLES F
Director
2005-03-17 16:29:5723,916
0
23,916Form 4
MOSER DAVID S
Principal Accounting Officer
2005-09-12 17:53:3013,707
5,408
19,115Form 4
BAUMAN ROBERT P
Director
2004-04-21 18:45:4618,336
0
18,336Form 4
JACOB JOHN E
Director
2005-03-17 16:23:4617,059
0
17,059Form 4
ZUMWINKEL KLAUS
Director
2007-04-12 17:14:1215,103
0
15,103Form 4
MADIGAN JOHN W
Director
2005-03-17 16:32:2514,878
0
14,878Form 4
James Erika H
Director
2024-06-03 16:21:019,927
0
9,927Form 4
BUTLER MEGAN
Director
2024-06-03 16:26:102,675
0
2,675Form 4
Tanaka Masaaki
Director
2011-05-20 18:44:480
0
0Form 3
SMALL JEFFREY
Acting Chief Legal Officer
2005-07-28 19:00:250
0
0Form 3
TAMAKOSHI RYOSUKE
Director
2011-07-21 15:24:350
0
0Form 3
HIRANO NOBUYUKI
Director
2015-11-06 16:30:190
0
0Form 3
OGASAWARA TAKESHI
Director
2019-05-29 16:41:050
0
0Form 3
KAMEZAWA HIRONORI
Director
2021-05-21 16:39:510
0
0Form 3
MIYACHI MASATO
Director
2022-06-03 16:12:520
0
0Form 3