List of insiders holdings for MORGAN STANLEY:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
MITSUBISHI UFJ FINANCIAL GROUP INC 10% Owner | 2023-10-16 06:05:52 | 378,962,810 0 | 378,962,810 | Form 13D |
CHINA INVESTMENT CORP 10% Owner | 2014-02-13 06:06:55 | 91,782,379 0 | 91,782,379 | Form 13G |
PURCELL PHILIP J Chairman of the Board and CEO | 2005-01-06 17:50:56 | 3,146,348 60,215 | 3,206,563 | Form 4 |
MACK JOHN J Chairman of the Board | 2011-01-21 17:12:06 | 1,816,302 857,677 | 2,673,979 | Form 4 |
SCOTT ROBERT G Director | 2004-03-24 13:22:48 | 2,508,438 12,140 | 2,520,578 | Form 4 |
PANDIT VIKRAM S Business Unit Head | 2004-12-16 18:14:02 | 1,868,055 10,211 | 1,878,266 | Form 4 |
CRUZ ZOE Co-President | 2007-09-11 17:22:22 | 1,667,827 10,996 | 1,678,823 | Form 4 |
PERELLA JOSEPH R Former Vice Chairman | 2005-12-09 17:21:46 | 1,530,147 4,298 | 1,534,445 | Form 5 |
HAVENS JOHN P Business Unit Head | 2005-03-23 11:02:38 | 1,451,030 10,369 | 1,461,399 | Form 4 |
NEWHOUSE STEPHAN F President | 2005-01-05 13:27:54 | 1,271,544 29,794 | 1,301,338 | Form 4 |
Taubman Paul J Co-President-Inst'l Securities | 2012-01-24 18:37:36 | 1,269,224 12,274 | 1,281,498 | Form 4 |
PICK EDWARD N Chief Executive Officer | 2024-07-19 16:28:01 | 1,001,407 4,099 | 1,005,506 | Form 4 |
KELLEHER THOMAS COLM President | 2019-06-04 16:29:14 | 970,068 0 | 970,068 | Form 4 |
Porat Ruth Chief Financial Officer | 2015-03-02 16:53:13 | 881,037 37,921 | 918,959 | Form 4 |
UVA MICHAEL D Business Unit Co-Head | 2005-05-20 16:27:56 | 772,727 6,752 | 779,479 | Form 3 |
SEXTON O GRIFFITH Director | 2014-11-04 17:17:46 | 740,053 0 | 740,053 | Form 4 |
SHEAR NEAL A Business Unit Head | 2005-12-23 14:09:44 | 723,210 10,889 | 734,099 | Form 4 |
CHENEVIX-TRENCH JONATHAN Business Unit Head | 2005-12-15 18:05:27 | 711,011 657 | 711,668 | Form 4 |
ABDEL-MEGUID TAREK F Business Unit Head | 2005-04-01 16:36:32 | 656,843 5,056 | 661,899 | Form 4 |
CHAMMAH WALID A Chairman/CEO of MS Int'l | 2010-10-08 16:50:13 | 639,269 4,412 | 643,681 | Form 4 |
SCULLY ROBERT W Co-President | 2006-12-29 12:54:10 | 528,462 101,886 | 630,348 | Form 4 |
FLEMING GREGORY J President-Wealth & Invest Mgt | 2015-08-31 17:01:40 | 498,726 104,550 | 603,276 | Form 4 |
SIDWELL DAVID H Chief Financial Officer | 2006-12-14 19:53:14 | 560,430 170.61 | 560,601 | Form 4 |
GORMAN JAMES P Executive Chairman | 2024-07-26 16:09:26 | 406,351 152,008 | 558,359 | Form 4 |
MERIN MITCHELL M Business Unit Head | 2005-09-12 17:45:13 | 467,797 46,884 | 514,681 | Form 4 |
NELMS DAVID W Business Unit Head | 2006-10-05 17:07:07 | 458,751 872.29 | 459,624 | Form 4 |
LYNCH GARY G Chief Legal Officer | 2010-01-25 10:01:11 | 455,675 609.79 | 456,285 | Form 4 |
THOMAS OWEN D Business Unit Head | 2006-05-09 16:56:35 | 448,176 7,061 | 455,237 | Form 4 |
SIMKOWITZ DANIEL A Co-President | 2024-07-19 16:28:48 | 442,522 1,721 | 444,244 | Form 4 |
PRUZAN JONATHAN Chief Operating Officer | 2023-01-20 16:26:57 | 406,985 6,198 | 413,183 | Form 4 |
JOHANSSON JERKER M Business Unit Head | 2005-12-15 18:02:16 | 402,684 4,079 | 406,763 | Form 4 |
ROSENTHAL JAMES A Chief Operating Officer | 2016-11-21 16:06:43 | 172,910 208,010 | 380,920 | Form 4 |
Hotsuki Keishi Chief Risk Officer | 2023-02-24 16:30:03 | 339,211 0 | 339,211 | Form 4 |
SAPERSTEIN ANDREW M Co-President | 2024-02-23 16:19:27 | 326,427 0 | 326,427 | Form 4 |
SCHAEFER JOHN H Business Unit Head | 2005-01-10 15:30:42 | 312,100 5,726 | 317,826 | Form 4 |
HELENIAK DAVID W Vice Chairman | 2006-09-29 17:06:14 | 314,553 104.97 | 314,658 | Form 4 |
MURRAY EILEEN K Head of Global Ops/Tech | 2007-04-13 18:10:21 | 297,040 7,903 | 304,943 | Form 4 |
deRegt Kenneth Michael Global Head-FI Sales/Trading | 2011-01-21 17:16:18 | 290,540 548.78 | 291,089 | Form 4 |
SPENCER CORDELL G Business Unit Head | 2006-02-03 17:44:12 | 276,251 5,489 | 281,740 | Form 4 |
CRAWFORD STEPHEN S Chief Admin Officer | 2004-12-16 17:55:49 | 274,146 5,727 | 279,873 | Form 4 |
GROSSMAN ERIC F Chief Legal/Admin Officer | 2024-08-15 16:08:04 | 258,738 0 | 258,738 | Form 4 |
ROONEY ROBERT P Head of Tech/Ops/Resilience | 2022-01-21 16:23:27 | 253,946 0 | 253,946 | Form 4 |
OLAYAN HUTHAM S Director | 2021-05-21 16:40:44 | 194,388 28,129 | 222,517 | Form 4 |
NIDES THOMAS R Chief Operating Officer | 2010-10-08 16:56:25 | 207,612 836.44 | 208,448 | Form 4 |
BRENNAN EDWARD A Director | 2006-01-11 17:15:07 | 5,355 199,880 | 205,235 | Form 4 |
LUCZO STEPHEN J Director | 2024-10-18 16:10:38 | 17,879 172,363 | 190,242 | Form 4 |
KEMPF DONALD G JR Chief Legal Officer | 2005-07-08 10:18:33 | 177,494 1,003 | 178,498 | Form 4 |
HOCHSCHILD ROGER C Business Unit Head | 2006-10-12 18:06:21 | 160,432 1,030 | 161,462 | Form 4 |
BOWLES ERSKINE B Director | 2018-02-05 16:24:37 | 159,236 1000 | 160,236 | Form 4 |
KIDDER C ROBERT Director | 2014-05-15 17:50:25 | 158,731 0 | 158,731 | Form 4 |
BRODSKY JEFFREY S Chief Human Resources Officer | 2021-01-22 16:39:31 | 150,095 4,292 | 154,387 | Form 4 |
WIRTH PAUL C Deputy Chief Financial Officer | 2020-01-17 16:41:06 | 153,977 0 | 153,977 | Form 4 |
Johnston Charles D Head of Morgan Stanley SB | 2010-01-22 16:58:52 | 137,436 94.84 | 137,531 | Form 4 |
RIEFLER LINDA H Global Head of Research | 2009-01-09 17:10:42 | 127,408 6,020 | 133,428 | Form 3 |
Smith Charles Aubrey III Chief Risk Officer | 2024-04-19 16:05:48 | 126,190 5,229 | 131,419 | Form 4 |
BARRON FRANCIS P Chief Legal Officer | 2011-01-21 17:17:33 | 130,116 0 | 130,116 | Form 4 |
MORRISON ALASDAIR G Business Unit Head | 2005-12-15 17:56:32 | 122,505 0 | 122,505 | Form 4 |
GLOCER THOMAS H Director | 2024-06-03 16:26:00 | 112,267 0 | 112,267 | Form 4 |
YESHAYA SHARON Chief Financial Officer | 2024-07-19 16:30:33 | 108,689 0 | 108,689 | Form 4 |
HARRIS RAYMOND Acting Business Unit Head | 2005-12-15 17:41:42 | 100,054 7,721 | 107,775 | Form 4 |
BOSTOCK ROY J Director | 2012-05-17 17:11:07 | 95,421 1,775 | 97,196 | Form 4 |
Herz Robert H Director | 2024-07-19 16:29:41 | 95,908 0 | 95,908 | Form 4 |
Nicolaisen Donald T Director | 2016-08-04 16:21:57 | 89,802 0 | 89,802 | Form 4 |
AKRAM RAJA Deputy Chief Financial Officer | 2024-07-19 16:31:21 | 87,119 0 | 87,119 | Form 4 |
OWENS JAMES W Director | 2018-05-29 16:21:20 | 82,783 0 | 82,783 | Form 4 |
TRAQUINA PERRY M Director | 2024-06-03 16:24:05 | 81,322 0 | 81,322 | Form 4 |
DAULA THOMAS V Chief Risk Officer | 2006-10-12 17:58:01 | 75,707 1,112 | 76,819 | Form 4 |
TYSON LAURA D Director | 2015-05-21 16:53:06 | 76,549 0 | 76,549 | Form 4 |
WILKINS RAYFORD JR Director | 2024-06-03 16:24:04 | 72,546 0 | 72,546 | Form 4 |
DAVIES HOWARD J Director | 2015-05-21 16:38:37 | 67,151 0 | 67,151 | Form 4 |
MILES MICHAEL A Director | 2005-03-17 16:36:07 | 65,624 0 | 65,624 | Form 4 |
Miscik Judith A Director | 2024-06-03 16:26:43 | 61,076 0 | 61,076 | Form 4 |
KLEINFELD KLAUS Director | 2016-12-22 16:05:00 | 51,952 0 | 51,952 | Form 4 |
HANCE JAMES H JR Director | 2011-05-20 18:24:52 | 46,946 0 | 46,946 | Form 4 |
Leibowitz Shelley B Director | 2024-06-03 16:24:54 | 46,185 0 | 46,185 | Form 4 |
CRAWLEY MANDELL Chief Human Resources Officer | 2024-07-26 16:10:16 | 43,224 0 | 43,224 | Form 4 |
NOSKI CHARLES H Director | 2009-05-01 16:42:00 | 42,097 0 | 42,097 | Form 4 |
NALLY DENNIS M Director | 2024-06-03 16:25:22 | 41,528 0 | 41,528 | Form 4 |
DARLING ALISTAIR Director | 2023-06-02 16:20:22 | 37,783 0 | 37,783 | Form 4 |
SCHAPIRO MARY L Director | 2024-06-03 16:22:21 | 35,677 0 | 35,677 | Form 4 |
FRANK ALEXANDER C Controller | 2004-12-27 17:17:40 | 23,931 6,391 | 30,322 | Form 4 |
MARSH MILES L Director | 2005-03-17 16:34:21 | 28,862 0 | 28,862 | Form 4 |
PHILLIPS JR CHARLES E Director | 2009-07-30 13:23:14 | 24,521 2,595 | 27,116 | Form 4 |
CORLEY ELIZABETH Director | 2022-04-25 16:09:51 | 26,599 0 | 26,599 | Form 4 |
KNIGHT CHARLES F Director | 2005-03-17 16:29:57 | 23,916 0 | 23,916 | Form 4 |
MOSER DAVID S Principal Accounting Officer | 2005-09-12 17:53:30 | 13,707 5,408 | 19,115 | Form 4 |
BAUMAN ROBERT P Director | 2004-04-21 18:45:46 | 18,336 0 | 18,336 | Form 4 |
JACOB JOHN E Director | 2005-03-17 16:23:46 | 17,059 0 | 17,059 | Form 4 |
ZUMWINKEL KLAUS Director | 2007-04-12 17:14:12 | 15,103 0 | 15,103 | Form 4 |
MADIGAN JOHN W Director | 2005-03-17 16:32:25 | 14,878 0 | 14,878 | Form 4 |
James Erika H Director | 2024-06-03 16:21:01 | 9,927 0 | 9,927 | Form 4 |
BUTLER MEGAN Director | 2024-06-03 16:26:10 | 2,675 0 | 2,675 | Form 4 |
Tanaka Masaaki Director | 2011-05-20 18:44:48 | 0 0 | 0 | Form 3 |
SMALL JEFFREY Acting Chief Legal Officer | 2005-07-28 19:00:25 | 0 0 | 0 | Form 3 |
TAMAKOSHI RYOSUKE Director | 2011-07-21 15:24:35 | 0 0 | 0 | Form 3 |
HIRANO NOBUYUKI Director | 2015-11-06 16:30:19 | 0 0 | 0 | Form 3 |
OGASAWARA TAKESHI Director | 2019-05-29 16:41:05 | 0 0 | 0 | Form 3 |
KAMEZAWA HIRONORI Director | 2021-05-21 16:39:51 | 0 0 | 0 | Form 3 |
MIYACHI MASATO Director | 2022-06-03 16:12:52 | 0 0 | 0 | Form 3 |