Insider Holders & Insider Ownership - ENERGY FOCUS INC (EFOI)

List of insiders holdings for ENERGY FOCUS INC:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
Huang Gina
Director
10% Owner
2023-04-04 16:40:550
3,720,242
3,720,242Form 4
Wilson Robert Jr.
Vice President of Subsidiary
2010-01-11 16:26:53140,000
2,100,000
2,240,000Form 3
Tu James
Huang Gina
Jag International Co Ltd.
Brilliant Start Enterprise Inc.
Luo Jiangang
Cleantech Global Ltd
5 ELEMENTS GLOBAL FUND LP
Cheng Yeh Mei-Hui
Communal International Ltd.
5 Elements Energy Efficiency Ltd.
CEO, President and Interim CFO
10% Owner
2020-01-30 16:13:011,814,160
0
1,814,160Form 13D
KAVESKI JOSEPH G.
Chief Executive Officer
2013-02-27 16:49:131,772,105
0
1,772,105Form 4
Gelbaum David
Gelbaum Monica Chavez
Quercus Trust
10% Owner
2012-01-09 21:03:271,132,480
0
1,132,480Form 4
BUELOW ROGER
Chief Technology Officer
2013-02-27 17:02:221,104,153
0
1,104,153Form 4
PLUSH MARK J
Chief Financial Officer and VP
2013-02-27 15:23:17994,796
0
994,796Form 4
DIKER MANAGEMENT LLC
former 10% owner
2011-02-14 18:29:34941,248
0
941,248Form 13G
Huang Chiao Chieh
Director
10% Owner
2023-08-08 14:34:39680,536
42,788
723,324Form 4
Cohen William
Costar Partners II LLC
Director
10% Owner
2014-10-14 12:51:40710,363
0
710,363Form 13D
Cohen William
Director
2018-06-22 18:08:59673,622
0
673,622Form 4
Tu James
5 ELEMENTS GLOBAL FUND LP
Brilliant Start Enterprise Inc.
Fusion Park LLC
Huang Gina
Jag International Co Ltd.
Chairman and CEO
10% Owner
2021-04-05 10:46:330
611,683
611,683Form 4
TRIGRAN INVESTMENTS LP
10% Owner
2004-07-01 17:06:29485,482
0
485,482Form 13G
Bi Cheng
10% Owner
2015-02-12 17:44:37393,200
0
393,200Form 13G
Huang Gina
Jag International Co Ltd.
Brilliant Start Enterprise Inc.
Director
10% Owner
2022-06-23 11:01:330
381,832
381,832Form 4
Tewksbury Ted L III
Chairman, CEO & President
2019-02-28 16:48:37296,780
0
296,780Form 4
KEPLINGER J STEVEN
Sr. V.P. Operations
2004-03-15 13:05:19284,393
0
284,393Form 4
Tu James
Chairman and CEO
10% Owner
2021-08-18 16:18:49249,851
0
249,851Form 4
STUPPIN JOHN B
Director
2008-03-18 18:00:380
165,775
165,775Form 4
BERCHTOLD NICHOLAS G
Former Chief Financial Officer
2011-04-01 16:47:10150,000
0
150,000Form 4
von Paumgartten Paul
Director
2012-07-30 12:21:26145,483
0
145,483Form 4
Kasper Michael A
Director
2010-10-08 19:05:28136,483
0
136,483Form 4
Hilliard Eric
President & COO
2016-03-16 19:11:14136,445
0
136,445Form 4
Turin Jerry
CFO and Secretary
2019-01-03 16:40:13133,091
0
133,091Form 4
FINNERTY J JAMES
Director
2013-12-20 16:23:52130,000
0
130,000Form 4
GREENWALD BARRY R
Senior VP Pool & Spa Division
2007-06-26 11:52:27125,693
0
125,693Form 4/A
Port Michael Harry
CFO & Secretary
2018-04-04 17:13:56122,024
0
122,024Form 4
White Bradley Brian
CFO & Secretary
2017-03-13 16:31:11115,277
1,075
116,352Form 4
McAuliffe Thomas P.
Sr. VP of Business Development
2013-11-08 09:18:28100,000
0
100,000Form 4
SCHNEEBERGER R LOUIS
Director
2012-07-30 12:21:3296,034
0
96,034Form 4
CONNORS ROBERT A
CHIEF FINANCIAL OFFICER
2006-07-11 18:50:4995,000
0
95,000Form 4
WOLFSON PHILIP
Director
2009-06-29 16:41:3683,000
0
83,000Form 4
RUCKERT DAVID N
Director
2009-06-29 16:06:1579,000
0
79,000Form 4
Lamanna Frank
Chief Financial Officer
2014-01-29 14:05:2675,000
0
75,000Form 4
Anthony David
Director
2010-10-08 19:01:2372,989
0
72,989Form 4
BRITE JEFFREY H
Director
2006-07-11 16:43:5371,000
0
71,000Form 4
des Enfants Edward W
VICE PRESIDENT SALES
2006-12-07 16:00:4870,000
0
70,000Form 4
Miller Marcia Jean
Chief Financial Officer
2016-03-16 19:13:3767,867
0
67,867Form 4
HELLMAN WAYNE R
Director
2004-11-15 07:54:2564,580
0
64,580Form 4
Ramelot Michael Rush
Director
2019-06-21 17:13:5547,927
0
47,927Form 4
Eisenberg Marc
Director
2018-06-22 17:58:5447,427
0
47,427Form 4
Dorchak Glenda
Director
2018-06-22 17:55:4747,427
0
47,427Form 4
BLACK RONALD D
Director
2018-06-22 18:04:2547,427
0
47,427Form 4
Matt Lesley A.
Chief Executive Officer
2023-05-02 17:22:1840,000
0
40,000Form 4
Politziner Philip
Director
2022-06-23 11:08:0931,400
0
31,400Form 4
TRAVERSI DAVID M
Director
2005-06-16 16:21:1330,800
0
30,800Form 4
Warren James Raymond III
SVP, GC & Corp. Secretary
2023-05-02 17:22:4130,000
0
30,000Form 4
Socolof Stephen
Chairman and Interim CEO
2022-06-23 11:09:5725,500
0
25,500Form 4
Goddard Laurence V
Director
2009-06-29 16:11:3825,000
0
25,000Form 4
Cheng Jennifer Y
Director
2022-06-23 10:59:1522,000
0
22,000Form 4
RISHI SATISH
Director
2018-06-22 18:54:5521,338
0
21,338Form 4
NESTOR TOD A
COO and CFO
2022-02-15 14:18:0620,000
0
20,000Form 4
Cheng Simon
Director
2016-03-18 16:25:3418,980
0
18,980Form 4
McManus Geraldine
Director
2021-05-27 06:46:5317,000
0
17,000Form 4
Galluccio Gregory S
Sr. VP, Product Mgmt & Engin.
2022-02-23 14:23:5815,000
0
15,000Form 4
Matrisciano Theresa A.
VP of Human Resources
2015-03-18 13:20:5415,000
0
15,000Form 4
Casentini Ronald A
Director
2008-03-18 16:47:0112,250
0
12,250Form 4
ELIOT THEODORE L JR
Director
2004-08-24 13:21:0410,000
0
10,000Form 4
Parker Jeffery Robert
Director
2022-06-23 11:03:3310,000
0
10,000Form 4
Lagarto Brian J
Director
2022-06-23 11:05:3810,000
0
10,000Form 4
den Daas Kaj
Director
2022-09-28 16:22:5210,000
0
10,000Form 4
DAVENPORT JOHN
Director
2015-03-27 12:27:327,500
0
7,500Form 4
KRISHNAN SABU
Director
2004-08-13 20:25:197,000
0
7,000Form 4
Griffin Clifford R.
SVP, Corp. Controller & CAO
2022-08-23 15:16:246,000
0
6,000Form 4
Farkas Robert A.
Director
2019-04-04 17:44:325,575
0
5,575Form 4
He Xin
Director
2014-07-16 20:56:575,000
0
5,000Form 4
Gianas Randy Harrison
VP Operations & Engineering
2023-08-08 14:33:221,428
0
1,428Form 4
Lee Shou-Jang
Director
2023-08-08 14:36:140
0
0Form 3
Chang Wen-Jeng
Director
2023-02-28 12:35:330
0
0Form 3
Bright Horizon Partners Inc.
10% Owner
2020-06-05 12:07:560
0
0Form 13G
SWIDARSKI THOMAS W
Director
2014-05-23 09:17:020
0
0Form 3
ADVANCED LIGHTING TECHNOLOGIES INC
10% Owner
2005-11-10 13:56:380
0
0Form 13D